Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Adopt a new Rule Regarding Order and Execution Management Systems (“OEMS”)
[Release No. 34-99620; File No. SR-CBOE-2024-008]
|
|
| Oct. 17, 2024 | Gregory Babyak, Global Head of Regulatory Affairs, Bloomberg L.P. |
| Oct. 14, 2024 | Ellen Greene,
Managing Director, Equities & Options Market Structure, Securities Industry and Financial Markets Association and Joseph Corcoran, Managing Director and Associate General, Counsel, Securities Industry and Financial Markets Association |
| Sep. 3, 2024 | Laura G. Dickman, Vice President, Associate General Counsel, Cboe Global Markets, Inc. |
| Jun. 27, 2024 | Gregory Babyak, Global Head of Regulatory Affairs, Bloomberg L.P. |
| Jun. 18, 2024 | Ellen Greene, Managing Director, Equities and Options Market Structure, and Joseph Corcoran, Managing Director, Associate General Counsel, SIFMA |
| May 24, 2024 | Gregory Babyak, Global Head of Regulatory Affairs, Bloomberg L.P. |
| Apr. 19, 2024 | Laura G. Dickman, Vice President, Associate General Counsel, Cboe Global Markets, Inc. |
| Mar. 26, 2024 | Jim Considine, Chief Financial Officer, McKay Brothers, LLC |
| Mar. 26, 2024 | Gregory Babyak, Global Head of Regulatory Affairs, Bloomberg L.P. |
| Mar. 25, 2024 | Tyler Gellasch, President and CEO, Healthy Markets Association |
Meetings with SEC Officials
(Click here for submitted comments from the public)
|
| May 17, 2024 | Memorandum from the Division of Trading and Markets regarding a May 8, 2024, meeting with representatives of Bloomberg L.P. |
| Apr. 3, 2024 | Memorandum from the Division of Trading and Markets regarding an April 1, 2024, meeting with representatives of Healthy Markets Association |
