34-99512
Feb. 9, 2024
SR-NASDAQ-2024-004
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Listing Rules 5815 and 5820 to Modify the Deadline to Submit the Required Fee for a Hearing Request and to Remove Obsolete Language Comments Due: Exhibit 5
34-99510
Feb. 9, 2024
SR-CboeEDGX-2024-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rules Related to Stock-Option Orders Comments Due: Exhibit 5
34-99507
Feb. 9, 2024
SR-CboeBZX-2024-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Equities Fee Schedule Comments Due: Exhibit 5
34-99508
Feb. 9, 2024
SR-CboeBYX-2024-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Periodic Auctions Comments Due: Exhibit 5
34-99497
Feb. 8, 2024
SR-MEMX-2024-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Comments Due: Exhibit 5
34-99495
Feb. 8, 2024
SR-NYSECHX-2024-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Rules 10.9261 and 10.9830 Comments Due: Exhibit 5
34-99491
Feb. 7, 2024
SR-Phlx-2024-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchanges Fees for Top of PHLX Options (TOPO), PHLX Orders, and TOPO Plus Orders Comments Due: Exhibit 5
34-99490
Feb. 7, 2024
SR-CboeEDGX-2024-009
Notice of Filing of a Proposed Rule Change to Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs Comments Due: Exhibit 5
34-99489
Feb. 7, 2024
SR-CboeBYX-2024-004
Notice of Filing of a Proposed Rule Change to Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs Comments Due: Exhibit 5
34-99488
Feb. 7, 2024
SR-CboeBZX-2024-007
Notice of Filing of a Proposed Rule Change to Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs Comments Due: Exhibit 5
34-99482
Feb. 6, 2024
SR-CboeBZX-2023-071
Notice of Withdrawal of a Proposed Rule Change to Amend its Fee Schedule Relating to the Options Regulatory Fee
34-99481
Feb. 6, 2024
SR-CBOE-2023-038
Notice of Withdrawal of a Proposed Rule Change to Amend its Fee Schedule Relating to the Options Regulatory Fee
34-99480
Feb. 6, 2024
SR-CboeBZX-2024-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Minimum Performance Standards Applicable to Primary Equity Securities Under the Lead Market Maker Program as Set forth in Rule 11.8(e)(1)(E), and to Make Corresponding Ch Comments Due: Exhibit 5
34-99471
Feb. 5, 2024
SR-IEX-2024-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 to Amend IEX's Fee Schedule Comments Due: Rebuttal comments Exhibit 5
34-99470
Feb. 5, 2024
SR-NYSEARCA-2024-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 6.62P-O Comments Due: Exhibit 5
34-99475
Feb. 5, 2024
SR-EMERALD-2024-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: View Received Comments Exhibit 5
34-99474
Feb. 5, 2024
SR-PEARL-2024-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: View Received Comments Exhibit 5
34-99472
Feb. 5, 2024
SR-EMERALD-2024-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Citations to Rule 600(b) of Regulation National Market System Comments Due: Exhibit 5
34-99476
Feb. 5, 2024
SR-MIAX-2024-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: View Received Comments Exhibit 5
34-99473
Feb. 5, 2024
SR-MIAX-2024-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Citations to Rule 600(b) of Regulation National Market System Comments Due: Exhibit 5
34-99462
Feb. 2, 2024
SR-FICC-2024-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify How FICC Applies the Minimum Charge Comments Due: Exhibit 5
34-99460
Feb. 1, 2024
SR-CboeBZX-2023-101
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Pando Asset Spot Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments
34-99459
Feb. 1, 2024
SR-CboeEDGX-2024-007
Notice of Filing of a Proposed Rule Change to Amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) to Permit the Use of the Post Only Order Instruction at Prices Below $1.00 Comments Due: Exhibit 5
34-99458
Feb. 1, 2024
SR-CboeEDGA-2024-003
Notice of Filing of a Proposed Rule Change to Amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) to Permit the use of the Post Only Order Instruction at Prices Below $1.00 Comments Due: Exhibit 5
34-99457
Feb. 1, 2024
CboeEDGX-2024-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Regarding Early Termination of Complex Order Auctions Comments Due: Exhibit 5
34-99452
Jan. 31, 2024
SR-NASDAQ-2024-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3 Comments Due: Exhibit 5
34-99451
Jan. 30, 2024
SR-MRX-2024-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6 Comments Due: Exhibit 5
34-99450
Jan. 30, 2024
SR-Phlx-2024-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 9 Comments Due: Exhibit 5
34-99449
Jan. 30, 2024
SR-NYSEAMER-2024-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5
34-99447
Jan. 30, 2024
SR-FICC-2024-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Methodology Documents Comments Due: View Received Comments Exhibit 5
34-99446
Jan. 30, 2024
SR-GEMX-2024-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6 Comments Due: Exhibit 5
34-99445
Jan. 30, 2024
SR-CboeBZX-2023-058
Notice of Withdrawal of a Proposed Rule Change to List and Trade Shares of the Global X Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments
34-99440
Jan. 29, 2024
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5
34-99433
Jan. 26, 2024
SR-NASDAQ-2023-022
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Create a New, Non-Trading Limited Underwriter Membership Class and Impos View Received Comments
34-99431
Jan. 25, 2024
SR-OPRA-2023-01
Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to Modify the Options Price Reporting Authority’s Fee Schedule Regarding Caps on Certain Port Fees
34-99430
Jan. 25, 2024
SR-BX-2024-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Options 7, Section 2 Comments Due: Exhibit 5
34-99427
Jan. 24, 2024
SR-OCC-2023-801
Notice of Filing of Amendment No. 2 to Advance Notice Relating to The Options Clearing Corporation's Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the Natio Comments Due: View Received Comments Exhibit 3 , Exhibit 4 , Exhibit 5
34-99426
Jan. 24, 2024
SR-OCC-2023-007
Notice of Filing of Amendment No. 2 to Proposed Rule Change by The Options Clearing Corporation Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National S Comments Due: View Received Comments Exhibit 3 , Exhibit 4 , Exhibit 5
34-99424
Jan. 24, 2024
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4 Comments Due: Exhibit 5
34-99425
Jan. 24, 2024
SR-PEARL-2024-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC to Amend Exchange Rule 2613, Usage of Data Feeds Comments Due: Exhibit 5
34-99419
Jan. 24, 2024
SR-NASDAQ-2023-045
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the iShares Ethereum Trust under Nasdaq Rule 5711(d), Commodity-Based Trust Shares View Received Comments
34-99417
Jan. 23, 2024
SR-CBOE-2023-063
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Rules Relating to Position and Exercise Limits
34-99413
Jan. 23, 2024
SR-CboeBYX-2024-003
Notice of Filing of a Proposed Rule Change to Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) to Permit the Use of BYX Post Only Orders at Prices Below $1.00 Comments Due: Exhibit 5
34-99414
Jan. 23, 2024
SR-CboeBZX-2024-006
Notice of Filing of a Proposed Rule Change to Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) to Permit the Use of BZX Post Only Orders at Prices Below $1.00 Comments Due: Exhibit 5
34-99416
Jan. 23, 2024
SR-CBOE-2024-006
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Options that Overlie a Reduced Value of the MSCI World Index, the Full Value of the MSCI ACWI Index, and a Reduced Value of the MSCI USA Index Exhibit 5
34-99415
Jan. 23, 2024
SR-CboeBZX-2023-063
Notice of Withdrawal of a Proposed Rule Change to Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking to List Tier II Securities on the Exchange View Received Comments
34-99411
Jan. 22, 2024
SR-IEX-2024-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Two Aspects of its Recent Post Only Filing and to Correct One Nonsubstantive Typographical Error Introduced in the Post Only Filing Comments Due: Exhibit 5
34-99407
Jan. 22, 2024
SR-EMERALD-2023-13
Notice of Withdrawal of Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
34-99409
Jan. 22, 2024
SR-NYSEARCA-2024-05
Notice of Filing of Proposed Rule Change to List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) Comments Due: View Received Comments
34-99408
Jan. 22, 2024
SR-MIAX-2023-23
Notice of Withdrawal of Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product Comments Due:
34-99405
Jan. 22, 2024
SR-NYSEARCA-2024-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges, also NYSE Arca Rules 7.31-E, 7.34-E, 7.36-E, 7.37-E and 7.38-E Comments Due:
34-99406
Jan. 22, 2024
SR-NYSE-2024-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List Comments Due: Exhibit 5
34-99404
Jan. 19, 2024
SR-FINRA-2024-004
Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 6730 (Transaction Reporting) to Reduce the 15-Minute TRACE Reporting Timeframe to One Minute Comments Due: View Received Comments Exhibit 5
34-99402
Jan. 19, 2024
SR-MSRB-2024-01
Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-14 to Shorten the Timeframe for Reporting Trades in Municipal Securities to the MSRB View Received Comments Exhibit 5 , Exhibit 2
34-99398
Jan. 19, 2024
SR-NYSEARCA-2024-06
Notice of Filing of a Proposed Rule Change to Amend Rule 5.3-O to Permit the Listing and Trading of Options on Commodity-Based Trust Shares Comments Due: View Received Comments Exhibit 5
34-99396
Jan. 19, 2024
SR-ISE-2024-03
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Options on iShares Bitcoin Trust Comments Due: View Received Comments Exhibit 5
34-99401
Jan. 19, 2024
SR-BOX-2024-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Modify Certain Electronic Non-Auction Transaction Fees Comments Due: Exhibit 5
34-99400
Jan. 19, 2024
SR-BOX-2024-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Decrease Certain Electronic Non-Auction Transaction Fees Exhibit 5
34-99395
Jan. 19, 2024
SR-CBOE-2024-005
Notice of Filing of a Proposed Rule Change to Permit Cboe to List and Trade Options on ETPs that Hold Bitcoin Comments Due: View Received Comments Exhibit 5
34-99393
Jan. 19, 2024
SR-OCC-2024-001
Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the Markets I Comments Due: View Received Comments Exhibit 3 , Exhibit 5
34-99392
Jan. 19, 2024
SR-OCC-2024-002
Notice of Filing of Proposed Rule Change Concerning Amendments to The Options Clearing Corporation’s Rules, By-Laws, and Certain Clearing Member Documents Comments Due: Exhibit 5a-5f
34-99397
Jan. 19, 2024
SR-MIAX-2024-03
Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities View Received Comments Exhibit 5
34-99394
Jan. 19, 2024
SR-PEARL-2024-03
Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities View Received Comments Exhibit 5
34-99391
Jan. 18, 2024
SR-LCH SA-2024-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the CDSClear Fee Grid for 2024 Comments Due: Exhibit 5
34-99390
Jan. 18, 2024
SR-CboeBZX-2023-095
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Fidelity Ethereum Fund under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments
34-99387
Jan. 18, 2024
SR-CboeBZX-2024-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.17 Comments Due:
34-99386
Jan. 18, 2024
SR-C2-2024-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34 Comments Due:
34-99385
Jan. 18, 2024
SR-CBOE-2024-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34 Comments Due:
34-99366
Jan. 17, 2024
SR-NYSECHX-2024-02
Notice of Filing of Proposed Rule Change to Amend the Fee Schedule of NYSE Chicago, Inc. to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of an Comments Due: Rebuttal Comments Due: March 19, 2024
View Received Comments Exhibit 5
34-99383
Jan. 17, 2024
SR-IEX-2024-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Remote Inspection Relief to IEX Members to Include Calendar Year 2024 Inspection Obligations Through the Earlier of the Effective Date of the Recently Approved F Comments Due:
34-99379
Jan. 17, 2024
SR-IEX-2024-01
Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W Comments Due: Rebuttal Comments View Received Comments Exhibit 5
34-99382
Jan. 17, 2024
Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W Comments Due: Rebuttal Comments View Received Comments Exhibit 5
34-99381
Jan. 17, 2024
Notice of Filing of Proposed Rule Change to Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Comments Due: Rebuttal comments: March 19, 2024
View Received Comments Exhibit 5
34-99380
Jan. 17, 2024
Notice of Filing of a Proposed Rule Change to Amend the NYSE Price List to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituti Comments Due: Rebuttal comments: March 19, 2024
View Received Comments Exhibit 5
34-99375
Jan. 17, 2024
Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W Comments Due: Rebuttal Comments View Received Comments Exhibit 5
34-99373
Jan. 17, 2024
Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W Comments Due: Rebuttal Comments View Received Comments Exhibit 5
34-99372
Jan. 17, 2024
SR-FINRA-2024-003
Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 6897(b) (CAT Cost Recovery Fees) to Implement a Historical Consolidated Audit Trail Recovery Assessment; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disa Comments Due: View Received Comments Exhibit 5
34-99378
Jan. 17, 2024
Notice of Filing of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine Whe Comments Due: Rebuttal comments View Received Comments Exhibit 5
34-99369
Jan. 17, 2024
SR-CboeBZX-2024-004
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Comments Due: View Received Comments Exhibit 5
34-99376
Jan. 17, 2024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Institutin Comments Due: View Received Comments Exhibit 5
34-99364
Jan. 17, 2024
SR-CBOE-2024-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Institutin Comments Due: View Received Comments Exhibit 5
34-99374
Jan. 17, 2024
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Comments Due: View Received Comments Exhibit 5
34-99363
Jan. 17, 2024
SR-FINRA-2024-002
Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 6897(a) and Supplementary Material to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspens Comments Due: View Received Comments Exhibit 5
34-99367
Jan. 17, 2024
Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W Comments Due: Rebuttal Comments View Received Comments Exhibit 5
34-99361
Jan. 17, 2024
SR-MRX-2024-01
Notice of Filing of Proposed Rule Change to Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or D Comments Due: Rebuttal comments View Received Comments Exhibit 5
34-99371
Jan. 17, 2024
SR-CboeBYX-2024-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Comments Due: View Received Comments Exhibit 5
34-99377
Jan. 17, 2024
SR-BOX-2024-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Comments Due: View Received Comments Exhibit 5
34-99368
Jan. 17, 2024
SR-NYSENAT-2024-01
Notice of Filing of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine Whe Comments Due: Rebuttal Comments Due: View Received Comments Exhibit 5
34-99370
Jan. 17, 2024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Institutin Comments Due: View Received Comments Exhibit 5
34-99365
Jan. 17, 2024
Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W Comments Due: Rebuttal comments View Received Comments Exhibit 5
34-99362
Jan. 17, 2024
Notice of Filing of Proposed Rule Change to Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Di Comments Due: Rebuttal comments View Received Comments Exhibit 5
34-99360
Jan. 17, 2024
SR-NASDAQ-2024-001
Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W Comments Due: Rebuttal comments: March 19, 2024
View Received Comments Exhibit 5
34-99358
Jan. 17, 2024
SR-BX-2024-002
Notice of Filing of a Proposed Rule Change to Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Comments Due: Rebuttal comments View Received Comments Exhibit 5
34-99357
Jan. 17, 2024
SR-NYSEARCA-2024-02
Notice of Filing of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing th Comments Due: Rebuttal comments: March 19, 2024
View Received Comments Exhibit 5
34-99356
Jan. 17, 2024
SR-MEMX-2024-01
Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W Comments Due: Rebuttal comments View Received Comments Exhibit 5
34-99353
Jan. 17, 2024
SR-NYSEARCA-2024-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend a Representation Relating to the Grayscale Bitcoin Trust Comments Due:
34-99359
Jan. 17, 2024
Notice of Filing of Proposed Rule Change to Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Di Comments Due: Rebuttal comments: March 19, 2024
View Received Comments Exhibit 5
34-99355
Jan. 17, 2024
Notice of Withdrawal of Proposed Rule Change to Amend the NYSE Listed Company Manual to Adopt Listing Standards for Natural Asset Companies View Received Comments
34-99354
Jan. 17, 2024
SR-NYSEAMER-2024-03
Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 980NYP Comments Due: Exhibit 5
34-99351
Jan. 16, 2024
Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 3240 (Borrowing From or Lending to Customers) Comments Due: View Received Comments
