34-102376
Feb. 7, 2025
SR-NYSEAMER-2024-78
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Certain Rules Related to Flexible Exchange Options on the Grayscale Bitcoin Trust View Received Comments
34-102375
Feb. 7, 2025
SR-CboeBZX-2024-126
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the BondBloxx Private Credit Trust Under BZX Rule 14.11(f), Trust Issued Receipts View Received Comments
34-102374
Feb. 7, 2025
SR-CboeEDGX-2025-005
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to List Options on the Fidelity Ethereum Fund Comments Due: View Received Comments Rule 19b-4 Information , Exhibit 4 , Exhibit 5
34-102377
Feb. 7, 2025
SR-ISE-2024-35
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Options on the iShares Ethereum Trust Comments Due: View Received Comments
34-102373
Feb. 7, 2025
SR-CboeBZX-2025-008
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to List Options on the Fidelity Ethereum Fund Comments Due: Rule 19b-4 Information , Exhibit 4 , Exhibit 5
34-102371
Feb. 6, 2025
SR-NASDAQ-2025-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Implementation of the New Options Regulatory Fee (ORF) and ORF Methodology Proposed in SR-NASDAQ-2024-078 Comments Due: Rule19b-4 Information , Exhibit 5
34-102372
Feb. 6, 2025
SR-NYSEARCA-2025-06
(WITHDRAWN 9/29/2025) Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Grayscale Solana Trust under NYSE Arca Rule 8.201-E, Commodity-Based Trust Shares Comments Due: View Received Comments
34-102368
Feb. 6, 2025
SR-Phlx-2025-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Implementation of the New Options Regulatory Fee (ORF) and ORF Methodology Proposed in SR-Phlx-2024-66 Comments Due: Exhibit 5 , Rule 19b-4 Information
34-102370
Feb. 6, 2025
SR-SAPPHIRE-2025-05
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Amend Exchange Rule 1014, Imposition of Fines for Minor Rule Violations Comments Due: Exhibit 5
34-102367
Feb. 6, 2025
SR-NYSEARCA-2025-05
(WITHDRAWN on 9/29/2025) Notice of Filing of Proposed Rule Change, as modified by Amendment No. 1, to List and Trade Shares of the Grayscale Litecoin Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) View Received Comments
34-102366
Feb. 6, 2025
SR-NASDAQ-2025-008
Notice of Filing of Proposed Rule Change to Update Certain Representations Relating to Shares of the iShares Bitcoin Trust to Allow for In-Kind Transfers of the Trust's Bitcoin View Received Comments
34-102358
Feb. 5, 2025
SR-OCC-2024-010
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as modified by Partial Amendment No. 1 and Amendments Nos. 2 and 3, by The Options Clearing Corporation to Es View Received Comments
34-102359
Feb. 5, 2025
SR-BX-2025-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Pricing Schedule at Options 7, Section 2(4) Regarding Rebates for the Execution of Contracts that Generate an Order Exposure Alert Comments Due: Exhibit 5 , Rule 19b-4 Information
34-102357
Feb. 5, 2025
SR-IEX-2025-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Fee Schedule Concerning Transaction Fees and Rebates Comments Due: Exhibit 5 , Rule 19b-4 Information
34-102356
Feb. 5, 2025
SR-ISE-2025-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Implementation of the New Options Regulatory Fee (ORF) and ORF Methodology Proposed in SR-ISE-2024-56 Comments Due: Rule 19b-4 Information , Exhibit 5
34-102341
Feb. 4, 2025
SR-GEMX-2025-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Implementation of the New Options Regulatory Fee (ORF) and ORF Methodology Proposed in SR-GEMX-2024-42 Comments Due: Rule19b-4 Information , Exhibit 5
34-102343
Feb. 4, 2025
SR-BX-2025-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Implementation of the New Options Regulatory Fee (ORF) and ORF Methodology Proposed in SR-BX-2024-054 Comments Due: Exhibit 5 , Rule 19b-4 Information
34-102342
Feb. 4, 2025
SR-MRX-2025-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Implementation of the New Options Regulatory Fee (ORF) and ORF Methodology Proposed in SR-MRX-2024-45 Comments Due: Exhibit 5 , Rule 19b-4 Information
34-102337
Feb. 4, 2025
SR-Phlx-2025-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New OTTO Protocol Comments Due: Exhibit 5 , Rule 19b-4 Information
34-102338
Feb. 4, 2025
SR-MEMX-2025-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.7 Related to the Exchange’s Opening Procedures on MEMX Options Comments Due: Rule19b-4 Information , Exhibit 5
34-102325
Feb. 3, 2025
SR-CboeBZX-2025-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated Cores Comments Due: Rule19b-4 Information , Exhibit 5
34-102326
Feb. 3, 2025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated Cores Comments Due: Rule19b-4 Information , Exhibit 5
34-102330
Feb. 3, 2025
SR-CboeEDGX-2025-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated Cores Comments Due: Rule19b-4 Information , Exhibit 5
34-102323
Feb. 3, 2025
SR-BX-2025-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 13 Concerning PRISM and Options 3, Section 15(b)(1) Concerning the Risk Protection Acceptable Trade Range Comments Due: Exhibit 5 , Rule 19b-4 Information
34-102329
Feb. 3, 2025
SR-NYSEARCA-2024-90
Notice of Withdrawal of a Proposed Rule Change to Waive the Options Regulatory Fee (ORF) for December 2024 Comments Due: Rebuttal comments should be submitted by March 5, 2025.
View Received Comments
34-102324
Feb. 3, 2025
SR-NYSE-2024-35
Notice of Withdrawal of a Proposed Rule Change to Amend Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 From the Requirement to Hold Annual Shareholder Meetings View Received Comments
34-102328
Feb. 3, 2025
SR-NYSEAMER-2024-63
Notice of Withdrawal of a Proposed Rule Change to Waive the Options Regulatory Fee (ORF) for December 2024 Comments Due: Rebuttal comments should be submitted by March 6, 2025.
34-102327
Feb. 3, 2025
SR-CboeBZX-2024-055
Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, to Exempt Closed-End Management Investment Companies Registered Under the Investment Company Act of 1940 From the Annual Meeting of Shareholders Requirement Set Forth in Excha View Received Comments
34-102331
Feb. 3, 2025
SR-CboeEDGA-2025-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated Cores Comments Due: Exhibit 5 , Rule 19b-4 Information
34-102321
Feb. 3, 2025
SR-SAPPHIRE-2025-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for the Exchange's Proprietary Market Data Feeds: (i) MIAX Sapphire Top of Market Data Feed; (ii) MIAX Sapphire Complex Top of Market Data Feed; and (iii) MIAX Sapphi Comments Due: Rule 19b-4 Information , Exhibit 5
34-102322
Feb. 3, 2025
SR-LTSE-2025-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Establish Section C and Adopt Connectivity Fees for Cross-Connects at the Primary, Disaster Recovery and Test Environment Facilities Comments Due: Rule19b-4 Information , Exhibit 5
34-102318
Jan. 31, 2025
SR-DTC-2023-801
Notice of No Objection to Advance Notice, as Modified by Amendment No. 1, to Raise Prefunded Liquidity Resources Through the Periodic Issuance and Private Placement of Senior Notes View Received Comments
34-102312
Jan. 31, 2025
SR-BOX-2025-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Section V. Manual Transaction Fees of the Fee Schedule to Increase the Fee for Floor Market Maker Manual Transactions on the BOX Options Market LLC Facility Comments Due: Rule19b-4 Information , Exhibit 5
34-102310
Jan. 30, 2025
SR-NYSEARCA-2024-104
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Bitwise Bitcoin and Ethereum ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Sha Comments Due: View Received Comments Letter from Deputy Secretary J. Matthew DeLesDernier to Le-Anh Bui, Senior Counsel, NYSE Group, Inc., dated January 31, 2025
34-102309
Jan. 29, 2025
SR-NASDAQ-2025-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Certain Representations Relating to Service Providers and Basket Size of the Hashdex Nasdaq Crypto Index US ETF Comments Due: Rule19b-4 Information
34-102303
Jan. 29, 2025
SR-NASDAQ-2025-005
Notice of Filing of Proposed Rule Change to List and Trade Shares of the Canary Litecoin ETF under Nasdaq Rule 5711(d) View Received Comments
34-102296
Jan. 28, 2025
SR-Phlx-2025-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a FIX Drop Port and Related Fees Comments Due: Rule19b-4 Information , Exhibit 5
34-102295
Jan. 28, 2025
SR-IEX-2025-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Change the Definitions of “Real-Time” and “Delayed” in Relation to its Proprietary Market Data Feeds so That the Interval That Differentiates Delayed IEX Data from Real-Time IEX Dat Comments Due: Rule19b-4 Information , Exhibit 5
34-102294
Jan. 28, 2025
SR-NYSEARCA-2025-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Application of the Per User Access Fee for Certain Market Data Products Comments Due: Exhibit 5
34-102288
Jan. 27, 2025
SR-PEARL-2025-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Adopt Fees for Dedicated Cross Connection Access to the Testing Systems Environment Comments Due: Rule19b-4 Information , Exhibit 5
34-102287
Jan. 27, 2025
SR-SAPPHIRE-2025-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Adopt Fees for Dedicated Cross Connection Access to the Testing Systems Environment Comments Due: Rule19b-4 Information , Exhibit 5
34-102289
Jan. 27, 2025
SR-MIAX-2025-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Adopt Fees for Dedicated Cross Connection Access to the Testing Systems Environment Comments Due: Rule 19b-4 Information , Exhibit 5
34-102290
Jan. 27, 2025
SR-EMERALD-2025-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Adopt Fees for Dedicated Cross Connection Access to the Testing Systems Environment Comments Due: Rule 19b-4 Information , Exhibit 5
34-102286
Jan. 27, 2025
SR-NYSE-2025-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Application of the Per User Access Fee for Certain Market Data Products Comments Due: Exhibit 5
34-102285
Jan. 27, 2025
SR-NYSEAMER-2025-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Application of the Per User Access Fee for Certain Market Data Products Comments Due: Exhibit 5
34-102284
Jan. 27, 2025
SR-OCC-2025-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update The Options Clearing Corporation’s Risk Policies Comments Due: Exhibit 5a , Exhibit 5b , Exhibit 5c
34-102282
Jan. 24, 2025
SR-CboeBZX-2025-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Removing Non-Displayed Add Volume Tier 5 Comments Due: Rule19b-4 Information , Exhibit 5
34-102281
Jan. 24, 2025
SR-NASDAQ-2025-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Repeal Nasdaq’s Board Diversity Listing Requirements Comments Due: View Received Comments Rule19b-4 Information , Exhibit 5
34-102278
Jan. 24, 2025
SR-CboeEDGX-2025-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow the Exchange to List Options Certain ETFs that Hold Precious Metals (Including Gold, Silver, Palladium, and Platinum) Comments Due: Rule19b-4 Information , Exhibit 5
34-102279
Jan. 24, 2025
SR-CboeBZX-2025-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow the Exchange to List Options Certain ETFs that Hold Precious Metals (Including Gold, Silver, Palladium, and Platinum) Comments Due: Rule 19b-4 Information , Exhibit 5
34-102276
Jan. 24, 2025
SR-EMERALD-2025-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete All References to Mini-Options in the Rulebook and to Update Citations to Rule 600(b) of Regulation National Market System Comments Due: Rule 19b-4 Information , Exhibit 5
34-102269
Jan. 23, 2025
SR-PEARL-2025-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the By-Laws Comments Due: Rule19b-4 Information , Exhibit 5
34-102264
Jan. 23, 2025
SR-MIAX-2025-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the By-Laws Comments Due: Rule19b-4 Information , Exhibit 5
34-102273
Jan. 23, 2025
SR-CboeEDGX-2025-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Harmonize the Equity Options Listing Rules of the Exchange in Regard to the Listing of Options Series with $1 Strike Prices with the Equity Options Listing Rules of its Affiliated E Comments Due: Rule19b-4 Information , Exhibit 5
34-102270
Jan. 23, 2025
SR-SAPPHIRE-2025-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the By-Laws Comments Due: Rule19b-4 Information , Exhibit 5
34-102271
Jan. 23, 2025
SR-FICC-2025-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Revise the Voluntary Withdrawal Provisions of the Rules Comments Due: Rule19b-4 Information , Exhibit 5
34-102267
Jan. 23, 2025
SR-EMERALD-2025-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the By-Laws Comments Due: Rule 19b-4 Information , Exhibit 5
34-102272
Jan. 23, 2025
SR-CboeBZX-2025-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Harmonize the Equity Options Listing Rules of the Exchange in Regard to the Listing of Options Series with $1 Strike Prices with the Equity Options Listing Rules of its Affiliated.. Comments Due: Rule 19b-4 Information , Exhibit 5
34-102259
Jan. 23, 2025
SR-CBOE-2025-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Permit TPHs to Opt Out of Systematic Adjustment of AIM Auction Price if Outside of NBBO Upon Receipt Comments Due: Rule19b-4 Information , Exhibit 5
34-102262
Jan. 22, 2025
SR-GEMX-2025-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services Comments Due: Rule 19b-4 Information , Exhibit 5
34-102261
Jan. 22, 2025
SR-MRX-2025-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services Comments Due: Rule 19b-4 Information , Exhibit 5
34-102258
Jan. 22, 2025
SR-CboeEDGX-2025-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Permit TPHs to Opt Out of Systematic Adjustment of AIM Auction Price if Outside of NBBO Upon Receipt Comments Due: Rule19b-4 Information , Exhibit 5
34-102260
Jan. 22, 2025
SR-ISE-2025-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services Comments Due: Rule 19b-4 Information , Exhibit 5
34-102256
Jan. 22, 2025
SR-Phlx-2025-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services Comments Due: View Received Comments Rule19b-4 Information , Exhibit 5
34-102255
Jan. 22, 2025
SR-NASDAQ-2025-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services Comments Due: Rule19b-4 Information , Exhibit 5
34-102253
Jan. 22, 2025
SR-BX-2025-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services Comments Due: Rule19b-4 Information , Exhibit 5
34-102250
Jan. 21, 2025
SR-CboeBZX-2025-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Increasing the Transaction Fees Associated with Certain Opening and Closing Auction Fee Codes Comments Due: Rule19b-4 Information , Exhibit 5
34-102242
Jan. 17, 2025
SR-NYSEARCA-2025-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Comments Due: Rule 19b-4 Information , Exhibit 5
34-102241
Jan. 17, 2025
SR-NYSEAMER-2025-04
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Options Fee Schedule Comments Due: Rule 19b-4 Information , Exhibit 5
34-102244
Jan. 17, 2025
SR-ISE-2025-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay an Amendment to a Complex Order Risk Protection Comments Due: Rule 19b-4 Information
34-102240
Jan. 17, 2025
SR-CboeEDGX-2025-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.15(b) (Exchange Data Products) to Adopt Cboe Timestamping Service, which is a Market Data Service Comprised of Two Distinct Market Data Reports Comments Due: Exhibit 5 , Rule 19b-4 Information
34-102239
Jan. 17, 2025
SR-CboeBZX-2025-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.15(b) (Exchange Data Products) to Adopt Cboe Timestamping Service, which is a Market Data Service Comprised of Two Distinct Market Data Reports Comments Due: Exhibit 5 , Rule 19b-4 Information
34-102238
Jan. 17, 2025
SR-C2-2025-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Cboe Timestamping Service which is a Market Data Service Comprised of Two Distinct Market Data Reports Comments Due: Rule 19b-4 Information
34-102237
Jan. 17, 2025
SR-CBOE-2025-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Cboe Timestamping Service which is a Market Data Service Comprised of Two Distinct Market Data Reports Comments Due: Rule 19b-4 Information
34-102219
Jan. 16, 2025
SR-NSCC-2025-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend and Restate the Second Amended and Restated Netting Contract and Limited Cross-Guaranty between NSCC and DTC Comments Due: Exhibit 3 , Exhibit 5 , Rule 19b-4 Information
34-102218
Jan. 16, 2025
SR-DTC-2025-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend and Restate the Second Amended and Restated Netting Contract and Limited Cross-Guaranty between NSCC and DTC Comments Due: Rule19b-4 Information , Exhibit 3 , Exhibit 5
34-102212
Jan. 16, 2025
SR-PHLX-2025-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 Comments Due: View Received Comments Rule19b-4 Information , Exhibit 5
34-102211
Jan. 16, 2025
SR-MRX-2025-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 Comments Due: View Received Comments Rule19b-4 Information , Exhibit 5
34-102215
Jan. 16, 2025
SR-NYSE-2024-81
Notice of Withdrawal of Proposed Rule Change to Amend the Connectivity Fee Schedule File Nos.: Comments Due:
34-102210
Jan. 16, 2025
SR-ISE-2025-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 Comments Due: View Received Comments Rule19b-4 Information , Exhibit 5
34-102213
Jan. 16, 2025
SR-NASDAQ-2025-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 Comments Due: View Received Comments Exhibit 5 , Rule 19b-4 Information
34-102209
Jan. 16, 2025
SR-GEMX-2025-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 Comments Due: View Received Comments Exhibit 5 , Rule 19b-4 Information
34-102208
Jan. 16, 2025
SR-BX-2025-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 Comments Due: View Received Comments Rule19b-4 Information , Exhibit 5
34-102202
Jan. 15, 2025
SR-OCC-2024-010
Notice of Filing of Amendment No. 3 to Proposed Rule Change by The Options Clearing Corporation to Establish a Margin Add-On Charge That Would Be Applied to All Clearing Member Accounts to Help Mitigate the Risks Arising from Intraday and Overnight Tradi View Received Comments Exhibit 3a , Exhibit 4b , Exhibit 5a , Exhibit 5b , Exhibit 4a
34-102201
Jan. 15, 2025
SR-NYSE-2024-48
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Section 802.01C of the NYSE Listed Company Manual (Price Criteria for Capital or Common Stock) to Restrict the Comments Due: View Received Comments Exhibit 4 , Exhibit 5
34-102196
Jan. 15, 2025
SR-CboeBZX-2024-124
Notice of Withdrawal of Proposed Rule Change to Adopt Cboe Timestamping Service File Nos.: Comments Due:
34-102190
Jan. 14, 2025
SR-IEX-2025-02
Notice of Filing of a Proposed Rule Change to Adopt Rules to Govern the Trading of Options on the Exchange for a New Facility Called IEX Options View Received Comments Exhibit 5
34-102186
Jan. 14, 2025
SR-NYSEArca-2024-98
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Bitwise 10 Crypto Index Fund under Proposed NYSE Arca Rule 8.800-E (Commodity- and/or Digital Asset-Based Investment Interests) Comments Due: View Received Comments
34-102194
Jan. 14, 2025
SR-BX-2025-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend the Exchange’s Membership Fee at Equity 7, Section 10 Comments Due: Rule19b-4 Information , Exhibit 5
34-102193
Jan. 14, 2025
SR-NASDAQ-2025-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend its fee schedule to (1) increase the Exchange's Membership Fee at Equity 7, Section 10, and (2) increase its Regulatory, Registration and Processing Fees at Equity 7, Section 30 Comments Due: Exhibit 5 , Rule 19b-4 Information
34-102191
Jan. 14, 2025
SR-LCH SA-2025-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the CDSClear Fee Grid for 2025 Comments Due: Exhibit 5 , Exhibit 3 , Rule 19b-4 Information
34-102188
Jan. 14, 2025
SR-CboeEDGX-2024-089
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Rule19b-4 Information , Exhibit 5
34-102185
Jan. 14, 2025
SR-CBOE-2025-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees for the Cboe Legacy Silexx Platform Versions Comments Due: Rule 19b-4 Information , Exhibit 5
34-102183
Jan. 14, 2025
SR-NYSE-2024-23
Notice of Withdrawal of a Proposed Rule Change to Amend Section 703.12(II) of the NYSE Listed Company Manual to Expand the Circumstances Under Which Rights May Be Listed on the NYSE
34-102182
Jan. 14, 2025
SR-SAPPHIRE-2025-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Exchange Rule 2090 to Establish a Virtual Trading Floor Comments Due: Rule19b-4 Information , Exhibit 5
34-102154
Jan. 10, 2025
SR-PEARL-2024-64
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidate Comments Due: View Received Comments Rule19b-4 Information , Exhibit 5
34-102152
Jan. 10, 2025
SR-EMERALD-2024-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2 Comments Due: View Received Comments Rule19b-4 Information , Exhibit 5
34-102150
Jan. 10, 2025
SR-SAPPHIRE-2024-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 20 Comments Due: View Received Comments Rule19b-4 Information , Exhibit 5
34-102156
Jan. 10, 2025
SR-CboeBYX-2024-009
Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Exchange Rule 11.25(e) to Allow Users to Utilize the Exchange's Match Trade Prevention Functionality When Entering Periodic Auction Orders Onto the Exchange for Execu View Received Comments
34-102145
Jan. 10, 2025
SR-IEX-2024-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX’s Fee Schedule Concerning Transaction Pricing for Certain Sub-Dollar Orders Comments Due: Rule19b-4 Information , Exhibit 5
