Notice

Release Number SEC Issue Date File Number Details
34-102155 SR-PEARL-2024-65 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidate
Comments Due: February 6, 2025
See Also - Exhibit 5, Rule 19b-4 Information
34-102153 SR-MIAX-2024-49 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 20
Comments Due: February 6, 2025
View Received Comments
See Also - Exhibit 5, Rule 19b-4 Information
34-102144 SR-LTSE-2024-13 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the LTSE Fee Schedule
Comments Due: February 6, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102138 SR-ISE-2025-02 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Real-time Depth of Market Raw Data Feed, Nasdaq ISE Order Feed, Nasdaq ISE Top Feed, Nasdaq ISE Spread Feed, and Nasdaq ISE Trade Feed Fees Based on the Rate of Inflation
Comments Due: February 5, 2024
See Also - Rule19b-4 Information, Exhibit 5
34-102133 SR-NYSE-2024-87 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Equities Price List
Comments Due: February 4, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102132 SR-Phlx-2024-72 Notice of Filing of Proposed Rule Change to Permit FLEX Trading in the iShares Bitcoin Trust ETF
View Received Comments
See Also - Exhibit 5
34-102125 SR-Phlx-2024-73 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Non-Display Enterprise License and PHLX Depth Data Fees Based on the Rate of Inflation
Comments Due: February 3, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102124 SR-NASDAQ-2024-086 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Best of Nasdaq Options, Nasdaq ITCH to Trade Options, and Hardware-Based Delivery of NOM Depth Data Fees Based on the Rate of Inflation
Comments Due: February 3, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102122 SR-MRX-2024-49 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Depth of Market Feed, Top Feed, Trades Feed, Spread Feed, and Subscriber Fees Based on the Rate of Inflation
Comments Due: February 3, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102120 SR-GEMX-2024-47 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Nasdaq GEMX Order Feed, Nasdaq GEMX Top Feed, Nasdaq GEMX Real-time Depth of Market Raw Feed, and Nasdaq GEMX Trade Feed Fees Based on the Rate of Inflation
Comments Due: February 3, 0025
See Also - Rule19b-4 Information, Exhibit 5
34-102121 SR-BX-2024-058 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BX Top and BX Depth Fees Based on the Rate of Inflation
Comments Due: February 3, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102113 SR-NYSECHX-2024-38 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025
Comments Due: January 31, 2025
View Received Comments
See Also - Exhibit 5, Rule 19b-4 Information
34-102112 SR-NYSEARCA-2024-115 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025
Comments Due: January 31, 2025
View Received Comments
See Also - Exhibit 5, Rule 19b-4 Information
34-102105 SR-NYSEARCA-2024-116 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: January 31, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102104 SR-Phlx-2024-74 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Exchange's Port Fees in Options 7, Section 9
Comments Due: January 31, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102103 SR-NASDAQ-2024-087 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Exchange's Port Fees in NOM Options 7, Section 3
Comments Due: January 31, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102091 SR-MRX-2024-50 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Exchange's Port Fees in Options 7, Section 6
Comments Due: January 31, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102090 SR-ISE-2024-64 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Exchange's Port Fees in Options 7, Section 7.C
Comments Due: January 31, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102089 SR-GEMX-2024-46 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Exchange's Port Fees in Options 7, Section 6.C
Comments Due: January 31, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102111 SR-NYSE-2024-86 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025
Comments Due: January 31, 2025
View Received Comments
See Also - Rule19b-4 Information, Exhibit 5
34-102109 SR-NYSEAMER-2024-81 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025
Comments Due: January 31, 2025
View Received Comments
See Also - Rule19b-4 Information, Exhibit 5
34-102087 SR-BX-2024-059 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Exchange’s Port Fees in BX Options 7, Section 3
Comments Due: January 31, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102100 SR-EMERALD-2024-30 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds
Comments Due: January 31, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102110 SR-NYSENAT-2024-34 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025
Comments Due: January 31, 2025
View Received Comments
See Also - Exhibit 5, Rule 19b-4 Information
34-102099 SR-MIAX-2024-48 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt New Fee Categories for the Exchange's Proprietary Market Data Feeds
Comments Due: January 31, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102098 SR-PEARL-2024-62 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds
Comments Due: January 31, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102097 SR-LTSE-2024-12 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Adopt Certain Market Data Fees
Comments Due: January 31, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102108 SR-NYSEAMER-2024-82 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule Regarding Volume Thresholds and Fees Charged Under the Market Maker Sliding Scale
Comments Due: January 31, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102107 SR-MEMX-2024-48 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Equities Transaction Fee Schedule Concerning Liquidity Provision Tier 2
Comments Due: January 31, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102106 SR-PEARL-2024-63 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Non-Substantive, Clarifying Changes to the MIAX Pearl Options Fee Schedule
Comments Due: January 31, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102095 SR-PEARL-2024-59 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Fee Discount Program for the Open-Close Report
Comments Due: January 25, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102096 SR-EMERALD-2024-28 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Fee Discount Program for the Open-Close Report
Comments Due: January 29, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102077 SR-NSCC-2024-013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NSCC Rules & Procedures with Respect to the Receipt of CNS Securities
Comments Due: January 29, 2025
See Also - Exhibit 5, Rule 19b-4 Information
34-102076 SR-DTC-2024-016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Settlement Service Guide
Comments Due: January 29, 2025
See Also - Exhibit 5, Rule 19b-4 Information
34-102094 SR-MIAX-2024-46 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Fee Discount Program for the Open-Close Report
Comments Due: January 29, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102092 SR-NASDAQ-2024-088 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Definitions of "Class" and "Series" to Harmonize Terms with Affiliated Exchanges
Comments Due: January 29, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102086 SR-IEX-2024-30 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Transaction Pricing Schedule For Securities Priced Below $1.00
Comments Due: January 29, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102083 SR-C2-2024-024 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Its Monthly Fee for Purge Ports
Comments Due: January 29, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102081 SR-CBOE-2024-057 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Its Monthly Fee for Purge Ports
Comments Due: January 29, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102080 SR-Phlx-2024-75 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Definitions of "Class" and "Series" to Harmonize Terms with Affiliated Exchanges
Comments Due: January 29, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102078 SR-BX-2024-060 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Definitions of "Class" and "Series" to Harmonize Terms with Affiliated Exchanges
Comments Due: January 29, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102084 SR-CboeEDGX-2024-087 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Its Monthly Fee for Purge Ports
Comments Due: January 29, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102073 SR-BOX-2024-31 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025
Comments Due: January 29, 2025
View Received Comments
See Also - Rule 19b-4 Information, Exhibit 5
34-102072 SR-IEX-2024-29 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025
Comments Due: January 29, 2025
View Received Comments
See Also - Rule 19b-4 Information, Exhibit 5
34-102068 SR-CboeEDGA-2024-052 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025
Comments Due: January 27, 2025
View Received Comments
See Also - Rule 19b-4 Information, Exhibit 5
34-102067 SR-CboeBZX-2024-130 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025
Comments Due: January 27, 2025
View Received Comments
See Also - Rule 19b-4 Information, Exhiit 5
34-102066 SR-C2-2024-025 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025
Comments Due: January 27, 2025
View Received Comments
See Also - Rule 19b-4 Information, Exhibit 5
34-102069 SR-CboeEDGX-2024-088 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025
Comments Due: January 27, 2025
View Received Comments
See Also - Exhibit 5, Rule 19b-4 Information
34-102065 SR-ISE-2024-62 Notice of Filing of Proposed Rule Change to Increase the Position and Exercise Limits for iShares Bitcoin Trust ETF
View Received Comments
See Also - Exhibit 5
34-102063 SR-CBOE-2024-059 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025
Comments Due: January 27, 2025
View Received Comments
See Also - Rule 19b-4 Information, Exhibit 5
34-102064 SR-CboeBYX-2024-050 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025
Comments Due: January 27, 2025
View Received Comments
See Also - Exhibit 5, Rule 19b-4 Information
34-102062 SR-FINRA-2024-024 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6897(b) (CAT Cost Recovery Fees) to Implement a Consolidated Audit Trail Cost Recovery Fee
Comments Due: January 27, 2025
See Also - Exhibit 5, Rule 19b-4 Information
34-102061 SR-MEMX-2024-49 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025
Comments Due: January 27, 2025
View Received Comments
See Also - Exhibit 5, Rule 19b-4 Information
34-102056 SR-NYSE-2024-83 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Bond Trading License Fee Waivers
Comments Due: January 27, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102054 SR-LTSE-2024-11 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025
Comments Due: January 27, 2025
View Received Comments
See Also - Rule 19b-4 Information, Exhibit 5
34-102053 SR-FINRA-2024-023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6897 (Consolidated Audit Trail Funding Fees) to Establish Fees for Industry Members Related to Prospective Costs of the National Market System Plan Governing the C
Comments Due: January 27, 2025
View Received Comments
See Also - Exhibit-19b4, Exhibit 5
34-102046 SR-C2-2024-022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Cboe Timestamping Service which is a Market Data Service Comprised of Two Distinct Market Data Reports
Comments Due: January 24, 2025
See Also - Rule 19b-4 Information
34-102045 SR-CBOE-2024-056 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Cboe Timestamping Service which is a Market Data Service Comprised of Two Distinct Market Data Reports
Comments Due: January 24, 2025
See Also - Form 19b-4 Information
34-102044 SR-CboeBZX-2024-124 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.15(b) (Exchange Data Products) to Adopt Cboe Timestamping Service, which is a Market Data Service Comprised of Two Distinct Market Data Reports
Comments Due: January 24, 2025
See Also - Form 19b-4 Information, Exhibit 5
34-102043 SR-NYSE-2024-81 Notice of Filing of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: January 24, 2025
See Also - Exhibit 5
34-102042 SR-NYSEAMER-2024-80 Notice of Filing of Proposed Change to Amend the Connectivity Fee Schedule
Comments Due: January 24, 2025
See Also - Exhibit 5
34-102041 SR-NYSEARCA-2024-113 Notice of Filing of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: January 24, 2025
See Also - Exhibit 5
34-102040 SR-NYSECHX-2024-37 Notice of Filing of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: January 24, 2025
See Also - Exhibit 5
34-102039 SR-NYSENAT-2024-33 Notice of Filing of Proposed Change to Amend the Connectivity Fee Schedule
Comments Due: January 24, 2025
See Also - Exhibit 5
34-102037 SR-Phlx-2024-54 Notice of Withdrawal of Proposed Rule Change to Amend Options 3, Section 13 Related to XND
34-102029 SR-NASDAQ-2024-083 Notice of Filing of Proposed Rule Change to Assume Operational Responsibility for Litigating Contested Disciplinary Proceedings Arising Out of Nasdaq-led Investigations and Enforcement Activities and Amend Rules 9131 and 9810 (of General 5, the Nasdaq Dis
See Also - Exhibit 5
34-102024 SR-CboeBZX-2024-131 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for New Logical Ports in Connection with a New Connectivity Offering on its Equity Options Platform
Comments Due: January 21, 2025
See Also - Exhibit 5
34-102015 SR-C2-2024-023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees
Comments Due: January 21, 2025
See Also - Exhibit 5
34-102018 SR-OCC-2024-018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update The Options Clearing Corporation’s By-Laws
Comments Due: January 21, 2025
See Also - Exhibit 5
34-102014 SR-NYSEAMER-2024-78 Notice of Filing of Proposed Change to Amend Certain Rules Related to Flexible Exchange Options
View Received Comments
See Also - Exhibit 5
34-102017 SR-CboeEDGX-2024-086 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees
Comments Due: January 21, 2025
See Also - Exhibit 5
34-102016 SR-CboeBZX-2024-128 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees
Comments Due: January 17, 2025
See Also - Exhibit 5
34-102013 SR-OCC-2024-017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Options Clearing Corporation’s Schedule of Fees
View Received Comments
See Also - Exhibit 3, Exhibit 5
34-102006 SR-NASDAQ-2024-085 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rules 1015, 9261, 9341, 9524 and 9830 to Permit Hearings by Video Conference
Comments Due: January 21, 2025
See Also - Exhibit 5
34-102002 SR-NYSEARCA-2024-89 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Temporary Rule 7.34-E(T) and revise Rules 1.1 and 7.34-E to Lengthen the Current Extended Trading Sessions
Comments Due: March 11, 2025
View Received Comments
34-102005 SR-NYSEARCA-2024-112 (WITHDRAWN on 08/04/2025) Notice of Filing of Proposed Rule Change to Amend Rule 7.31-E to Adopt the Selective Midpoint Order
Comments Due: by April 9, 2025. Rebuttal comments should be submitted by April 23, 2025.
View Received Comments
See Also - Exhibit 3, Exhibit 5
34-101999 SR-CboeBYX-2024-049 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-102003 SR-CboeBZX-2024-126 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the BondBloxx Private Credit Trust Under BZX Rule 14.11(f), Trust Issued Receipts
Comments Due: April 24, 2025
View Received Comments
34-101989 SR-Phlx-2024-71 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Phlx Rules in Connection with a Technology Migration
Comments Due: January 21, 2025
See Also - Exhibit 5
34-101978 SR-NASDAQ-2024-084 Notice of Filing of Proposed Rule Change to Modify Certain Initial Listing Liquidity Requirements
Comments Due: April 8, 2025
View Received Comments
See Also - Exhibit 5
34-101985 SR-NYSEARCA-2024-89 Notice of Filing of Amendment No. 1 to a Proposed Rule Change to Adopt Temporary Rule 7.34-E(T) and Revise Rules 1.1 and 7.34-E to Lengthen the Current Extended Trading Sessions
Comments Due: March 11, 2025
View Received Comments
See Also - Exhibit 5
34-101997 SR-CboeBZX-2024-127 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees
Comments Due: January 21, 2025
See Also - Exhibit 5
34-101995 SR-CboeEDGX-2024-085 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees
Comments Due: January 21, 2025
See Also - Exhibit 5
34-101983 SR-CBOE-2024-055 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule in Connection with the Exchange’s Plans to List and Trade Options that Overlie the Cboe Bitcoin U.S. ETF Index and the Cboe Mini Bitcoin U.S. ETF Index
Comments Due: January 21, 2025
See Also - Exhibit 5
34-101992 SR-CboeBYX-2024-048 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fee Schedule Regarding Uncontrolled External Distributors
Comments Due: January 21, 2025
See Also - Exhibit 5
34-101979 SR-BOX-2024-30 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule relating to BOX Connectivity Fees and Port Fees for Trading on the BOX Options Market LLC Facility
Comments Due: January 17, 2025
See Also - Exhibit 5
34-101977 SR-PEARL-2024-58 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Certain Clarifying Changes Related to New Time-In-Force Instructions on MIAX Pearl Equities
Comments Due: January 16, 2025
See Also - Exhibit 5
34-101975 SR-MEMX-2024-46 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 19.3, Criteria for Underlying Securities, to List and Trade Options on the Fidelity Wise Origin Bitcoin Fund and the ARK 21Shares Bitcoin ETF
Comments Due: January 16, 2025
See Also - Exhibit 5
34-101982 SR-CboeEDGX-2024-083 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fee Schedule Regarding Uncontrolled External Distributors
Comments Due: January 17, 2025
See Also - Exhibit 5
34-101980 SR-CboeEDGA-2024-050 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fee Schedule Regarding Uncontrolled External Distributors
Comments Due: January 21, 2025
See Also - Exhibit 5
34-101973 SR-MEMX-2024-47 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 19.3, Criteria for Underlying Securities, to List and Trade Options on the Grayscale Bitcoin Trust, the Grayscale Bitcoin Mini Trust, and the Bitwise Bitcoin ET
Comments Due: January 16, 2025
See Also - Exhibit 5
34-102007 SR-NYSE-2024-80 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Fees for the NYSE Integrated Data Feed
Comments Due: January 21, 2025
See Also - Exhibit 5
34-102000 SR-NYSE-2024-82 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Timeline to Implement the Proposed Rule Change to Enhance How NYSE Would Make Certain Information the Exchange Receives From its Listed Companies Publicly Available
Comments Due: January 21, 2025
34-101993 SR-FINRA-2024-022 Notice of Filing of a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Make Clarifying, Technical, and Procedural Changes to the Arbitrator List Selection Process
View Received Comments
34-101994 SR-CboeEDGA-2024-051 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees
Comments Due: January 21, 2025
See Also - Exhibit 5
34-101990 SR-CboeBZX-2024-125 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fee Schedule Regarding Uncontrolled External Distributors
Comments Due: January 17, 2025
See Also - Exhibit 5
34-101969 SR-CboeBZX-2024-055 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Exempt Closed-End Management Investment Companies Registered Under the I
View Received Comments
34-101963 SR-CboeBZX-2024-091 Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the Franklin Crypto Index ETF, a Series of the Franklin Crypto Trust, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: January 16, 2025
View Received Comments
34-101968 SR-NYSE-2024-35 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the In
View Received Comments
34-101967 SR-NYSEAMER-2024-79 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Sections 140 and 141 of the NYSE American Company Guide to Amend the Original and Annual Listing Fees for Bonds and the Annual Fee for Stock Issues
Comments Due: January 16, 2025
See Also - Exhibit 5