Comments on Notice of Proposed Order Directing the Exchanges and the Financial Industry Regulatory Authority to Submit a New National Market System Plan Regarding Consolidated Equity Market Data

[Release Nos. 34-87906; File No. 4-757]

Submitted Comments

(Click here for meetings with SEC officials)
Mar. 29, 2020 Dan Jamieson
Mar. 20, 2020 Kermit R Kubitz
Mar. 4, 2020 John Ramsay, Chief Market Policy Officer, Investors Exchange LLC
Mar. 3, 2020 Christopher Solgan, VP, Senior Counsel, MIAX Exchange Group
Mar. 2, 2020 Daniel Keegan, Head of North America Market Securities Services, Co-Head of Global Equities & Securities Services, Citigroup Global Markets Inc.
Feb. 28, 2020 John L. Thornton, Co-Chair, Hal S. Scott, President, and R. Glenn Hubbard, Co-Chair; Committee on Capital Markets Regulation
Feb. 28, 2020 Joe Wald, Chief Executive Officer, and Ray Ross, Chief Technology Officer; Clearpool Group
Feb. 28, 2020 Ellen Greene, Managing Director, Equity & Options Market Structure, SIFMA
Feb. 28, 2020 Michael Blasi, SVP, Enterprise Infrastructure, and Krista Ryan, VP, Associate General Counsel; Fidelity Investments
Feb. 28, 2020 Jennifer W. Han, Associate General Counsel, Managed Funds Association, (MFA), and Adam Jacobs-Dean, Managing Director, Global Head of Markets Regulation, Alternative Investment Management Association (AIMA)
Feb. 28, 2020 Rich Steiner, Head of Client Advocacy and Market Innovation, RBC Capital Markets, LLC
Feb. 28, 2020 Gregory Babyak, Global Head of Regulatory Affairs, Bloomberg L.P.
Feb. 28, 2020 Anders Franzon, General Counsel, MEMX LLC
Feb. 28, 2020 Joan C. Conley, Senior Vice President and Corporate Secretary, Nasdaq Stock Market LLC
Feb. 28, 2020 Joan C. Conley, Senior Vice President and Corporate Secretary, Nasdaq Stock Market LLC
Feb. 28, 2020 Patrick Sexton, EVP, General Counsel & Corporate Secretary, Cboe Global Markets, Inc.
Feb. 28, 2020 Nathaniel N. Evarts, Managing Director, Head of Trading, Americas, et al., State Street Global Advisors
Feb. 28, 2020 Jeffrey T. Brown, Senior Vice President, Legislative and Regulatory Affairs, Charles Schwab Co.
Feb. 28, 2020 Hubert De Jesus, Managing Director, Global Head of Market Structure, and Joanne Medero, Managing Director, Global Public Policy; BlackRock, Inc.
Feb. 28, 2020 Lisa Mahon Lynch, Asc. Director, Global Trading, Wellington Management Company LLP
Feb. 28, 2020 Dorothy Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute
Feb. 27, 2020 Allison Bishop, President, Proof Trading
Feb. 27, 2020 Sherry Madera, Chief Industry & Government Affairs Officer, Refinitiv
Feb. 25, 2020 Thomas M. Merritt, Deputy General Counsel, Virtu Financial, Inc.
Feb. 24, 2020 Joseph Kinahan, Managing Director, TD Ameritrade, Inc.
Feb. 24, 2020 Mehmet Kinak, Vice President & Global Head of Systematic Trading & Market Structure, and Jonathan D. Siegel, Senior Legal Counsel; T. Rowe Price
Feb. 20, 2020 Jeff Mahoney, General Counsel, The Council of Institutional Investors
Feb. 20, 2020 Tyler Gellasch, Executive Director, Healthy Markets Association
Feb. 5, 2020 Elizabeth K. King, Chief Regulatory Officer, ICE; and General Counsel and Corporate Secretary, NYSE
Feb. 4, 2020 Kelvin To, Founder and President, Data Boiler Technologies, LLC

Meetings with SEC Officials

(Click here for submitted comments from the public)
Apr. 2, 2020 Memorandum from the Office of Commissioner Elad L. Roisman, regarding a March 30, 2020, meeting with representatives of RBC and Buy Side
Mar. 30, 2020 Memorandum from the Division of Trading and Markets regarding a March 11, 2020, call with the Equity Markets Advisory Committee of the Investment Company Institute
Mar. 9, 2020 Memorandum from the Office of Commissioner Robert J. Jackson, Jr., regarding a February 4, 2020, meeting with market participants
Mar. 9, 2020 Memorandum from the Office of Commissioner Robert J. Jackson, Jr., regarding a January 29, 2020, meeting with representatives of CBOE
Mar. 9, 2020 Memorandum from the Office of Commissioner Robert J. Jackson, Jr., regarding a January 29, 2020, meeting with representatives of ICE and NYSE
Mar. 2, 2020 Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 4, 2020, meeting with representatives of various market participants
Feb. 27, 2020 Memorandum from the Office of Commissioner Elad L. Roisman regarding a February 4, 2020, meeting with representatives from T. Rowe Price
Feb. 12, 2020 Memorandum from the Office of the Chairman regarding a February 4, 2020, meeting with representatives from several equity market participants
Feb. 5, 2020 Memorandum from the Office of Commissioner Commissioner Allison Herren Lee regarding a February 4, 2020, meeting with representatives from several equity market participants
Feb. 5, 2020 Memorandum from the Division of Trading and Markets regarding a February 4, 2020, meeting with representatives from Charles Schwab & Co., Inc., Citigroup Inc., Fidelity Investments, Glenmede Investment Management LP, Ontario Teachers’ Pension Plan Board, Securities Traders Association, State Street Global Advisors, T. Rowe Price Group, Inc., TD Ameritrade, Inc., and Two Sigma Securities, LLC
Jan. 16, 2020 Memorandum from the Division of Trading and Markets regarding a January 16, 2020, meeting with representatives of Investors Exchange LLC