Comments on FINRA Rulemaking
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Amend the FINRA Capital Acquisition Broker (“CAB”) Rules
[Release No. 34-103216; File No. SR-FINRA-2025-005]
| Submitted Comments | |
| Jul. 7, 2025 | Jeffrey L. Robins, Debevoise & Plimpton LLP |
| Jun. 14, 2025 | Egwele & Company, Managing Director |