Notice

Release Number SEC Issue Date File Number Details
34-102532 SR-FICC-2025-003 Notice of Filing of Proposed Rule Change to Adopt a Volatility Event Charge
Comments Due: April 1, 2025
See Also - Exhibit 3, Exhibit 5
34-102526 SR-ICC-2025-003 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the Liquidity Risk Management Framework
Comments Due: April 1, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102530 SR-NYSE-2024-47 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 102.01 of the NYSE Listed Company Manual to Provide...
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34-102522 SR-OCC-2025-003 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning Updates to Various Contracts and Forms that, in Conjunction with OCC’s By-Laws and Rules, Establish and Govern the Relationship Between...
Comments Due: April 1, 2025
See Also - Exhibit 5a - 5o, Rule 19b-4 Information
34-102524 SR-C2-2025-005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Rule 3.13 to Codify the Existing Process for a Trading Permit Holder to Voluntarily Terminate its Rights as a Trading Permit Holder
Comments Due: April 1, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102525 SR-MEMX-2025-04 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange’s Pre-Market Session to Begin at 4:00 a.m. Eastern Time
Comments Due: April 1, 2025
See Also - Exhibit 5, Rule19b-4 Information
34-102518 SR-CboeEDGX-2025-014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 2.8, Voluntary Termination of Rights as a Member
Comments Due: April 7, 2025
See Also - Exhibit 5, Rule 19b-4 Information
34-102519 SR-CboeEDGA-2025-005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 2.8, Voluntary Termination of Rights as a Member
Comments Due: March 31, 2025
See Also - Exhibit 5, Rule 19b-4 Information
34-102517 SR-CboeBYX-2025-004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2.8, Voluntary Termination of Rights as a Member
Comments Due: March 31, 2025
See Also - Exhibit 5, Rule 19b-4 Information
34-102516 SR-CboeBZX-2025-032 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 2.8, Voluntary Termination of Rights as a Member
Comments Due: March 31, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102513 SR-NASDAQ-2025-016 (WITHDRAWN on 9/18/2025) Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Nasdaq Rule 5712 to Provide for the Listing and Trading of Commodity- and Digital Asset-Based Investment Interests and to List and Trade Shares...
View Received Comments
See Also - Exhibit 5
34-102511 SR-Phlx-2025-10 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Options 8, Section 22
Comments Due: March 27, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102510 SR-CboeEDGX-2025-012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: March 27, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102509 SR-C2-2025-004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: March 27, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102508 SR-CboeBZX-2025-030 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: March 27, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102507 SR-NYSECHX-2025-01 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Repeal the Exchange’s Certificate of Incorporation; Adopt the Certificate of Formation of NYSE Texas, Inc.; Amend the Exchange’s By-Laws, Rules, and Certain Fee Schedules; and Amend t
Comments Due: March 27, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102506 SR-CBOE-2024-036 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Options on the Fidelity Ethereum Fund
Comments Due: May 6, 2025
View Received Comments
34-102504 SR-ICC-2025-002 Notice of Filing of Proposed Rule Change Relating to the ICC Procedures for Identification of Contract Reference Obligations
Comments Due: March 26, 2025
See Also - Exhibit 5A, Exhibit 5B
34-102503 SR-FICC-2025-002 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise the Provisions Concerning Funds-Only Settlement Amount Payments of the GSD Rules
Comments Due: March 26, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102502 SR-CBOE-2025-004 Notice of Filing of a Proposed Rule Change to Add P.M.-Settled Options on the Cboe Bitcoin U.S. ETF Index and the Mini-Cboe Bitcoin U.S. ETF Index with Third Friday Expirations, Nonstandard Expirations, and Quarterly Index Expirations
Comments Due: October 14, 2025
View Received Comments
See Also - Exhibit 5
34-102500 SR-CboeBZX-2025-031 Notice of Filing of a Proposed Rule Change to Permit In-Kind Creations and Redemptions by the VanEck Bitcoin Trust and the VanEck Ethereum Trust
View Received Comments
34-102498 SR-LTSE-2025-02 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Adopt Certain Market Data Fees
Comments Due: March 26, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102497 SR-Phlx-2024-72 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Permit FLEX Trading in the iShares Bitcoin Trust ETF
View Received Comments
34-102499 SR-CboeBZX-2025-033 Notice of Filing of a Proposed Rule Change to Permit In-Kind Creations and Redemptions by the WisdomTree Bitcoin Fund
View Received Comments
34-102496 SR-NYSEAMER-2025-08 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Delete Obsolete Text Related to Fees Implemented in Connection with the Migration to the Pillar Platform
Comments Due: April 26, 2025
See Also - Exhibit 5, Rule19b-4 Information
34-102494 SR-EMERALD-2025-04 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds
Comments Due: March 25, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102493 SR-PEARL-2025-06 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds
Comments Due: March 25, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102491 SR-NYSENAT-2025-01 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change for New Rule 10.7000
Comments Due: March 25, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102495 SR-SAPPHIRE-2025-08 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds
Comments Due: March 25, 2025
See Also - Exhibit 5, Rule 19b-4 Information
34-102492 SR-MIAX-2025-05 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt New Fee Categories for the Exchange's Proprietary Market Data Feeds
Comments Due: March 25, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102485 SR-NYSEARCA-2025-13 (WITHDRAWN on 9/29/2025) Notice of Filing of Proposed Rule Change to Amend the Grayscale Ethereum Trust ETF and Grayscale Ethereum Mini Trust ETF to Permit Staking of the Ether Held by the Trusts
View Received Comments
34-102483 SR-CBOE-2025-009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Adopt a Global Trading Hours (“GTH”) Surcharge Fee Applicable to Certain Market-Maker Transactions in Mini-SPX Index (“XSP”) Options and to Amend Certain
Comments Due: March 24, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102477 SR-CboeBZX-2025-027 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Market Data Section of its Fee Schedule to Adopt a New Fee Waiver for Uncontrolled External Distributors
Comments Due: March 21, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102476 SR-CboeBZX-2025-026 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Entry Fee for Exchange-Traded Products (“ETPs”) to $10,000 per ETP
Comments Due: March 21, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102475 SR-NYSEARCA-2025-12 (WITHDRAWN on 9/29/2025) Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the Grayscale Cardano Trust (ADA) under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
View Received Comments
34-102474 SR-NASDAQ-2025-015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Certain Provision Regarding Payments of Appeal Fees
Comments Due: March 21, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102480 SR-CboeEDGX-2025-009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Market Data Section of its Fee Schedule to Adopt a New Fee Waiver for Uncontrolled External Distributors
Comments Due: March 21, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102479 SR-CboeEDGA-2025-003 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Market Data Section of its Fee Schedule to Adopt a New Fee Waiver for Uncontrolled External Distributors
Comments Due: March 21, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102473 SR-NASDAQ-2025-017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Representations Relating to the Valkyrie Bitcoin Fund
Comments Due: March 21, 2025
See Also - Rule19b-4 Information
34-102478 SR-CboeBYX-2025-002 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Market Data Section of its Fee Schedule to Adopt a New Fee Waiver for Uncontrolled External Distributors
Comments Due: March 21, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102471 SR-NYSEARCA-2025-14 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments Due: March 20, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102468 SR-NYSEARCA-2024-70 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the COtwo Advisors Physical European Carbon Al
View Received Comments
34-102466 SR-CboeEDGA-2025-004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: March 19, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102465 SR-ISE-2025-08 Notice of Filing of Proposed Rule Change to Amend Options 4, Section 3, Criteria for Underlying Securities
View Received Comments
See Also - Exhibit 5
34-102467 SR-CboeEDGX-2025-011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: March 19, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102464 SR-CboeEDGX-2025-010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Adopt Fees for Cboe Timestamping Service Reports
Comments Due: March 19, 2025
See Also - Exhibit 5, Rule 19b-4 Information
34-102461 SR-CboeEDGX-2025-008 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Options on the Grayscale Ethereum Trust ETF, the Grayscale Ethereum Mini Trust ETF, and the Bitwise Ethereum ETF
Comments Due: March 19, 2025
See Also - Rule 19b-4 Information, Exhibit 4, Exhibit 5
34-102460 SR-CboeBZX-2025-028 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Adopt Fees for Cboe Timestamping Service Reports
Comments Due: March 19, 0205
See Also - Rule 19b-4 Information, Exhibit 5
34-102463 SR-ISE-2024-62 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Regarding Position and Exercise Limits and Flexible Exchange Options for iShares Bitcoin Trust ETF
View Received Comments
34-102458 SR-CboeBYX-2025-003 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: March 19, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102457 SR-CboeBZX-2025-024 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Modifying Footnote 14 to Include Fee Code AN and Make Continuous Book Executions That Occur in the Opening and Closing Auctions Free for Lead Market Makers
Comments Due: March 19, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102456 SR-CboeBZX-2025-018 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Options on the Grayscale Ethereum Trust ETF, the Grayscale Ethereum Mini Trust ETF, and the Bitwise Ethereum ETF
View Received Comments
See Also - Rule19b-4 Information, Exhibit 4, Exhibit 5
34-102462 SR-OCC-2025-801 Notice of Filing of Advance Notice Relating to The Options Clearing Corporation's Proposed Amendments to Certain Key Terms of a Master Repurchase Agreement for a Committed Liquidity Facility with a Bank Counterparty as Part of the Options Clearing Corpora
Comments Due: March 19, 2025
View Received Comments
See Also - Exhibit 3
34-102459 SR-CboeBZX-2025-029 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: March 19, 2025
See Also - Exhibit 5, Rule 19b-4 Information
34-102450 SR-CboeBZX-2025-025 (WITHDRAWN on 9/26/2025) Notice of Filing of a Proposed Rule Change to Amend the 21Shares Core Ethereum ETF, Shares of Which Have Been Approved by the Commission to List and Trade on the Exchange Pursuant to BZX Rule 14.11(e)(4)
34-102449 SR-CboeBZX-2025-022 (WITHDRAWN on 9/26/2025) Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Canary XRP Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
View Received Comments
34-102451 SR-CboeBZX-2025-023 Notice of Filing of a Proposed Rule Change to Amend the Fidelity Wise Origin Bitcoin Fund and the Fidelity Ethereum Fund
Comments Due: August 15, 2025
View Received Comments
34-102448 SR-PEARL-2025-05 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule
Comments Due: March 18, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102447 SR-C2-2025-003 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Adopt Fees for Cboe Timestamping Service Reports
Comments Due: March 18, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102446 SR-CBOE-2025-010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Adopt Fees for Cboe Timestamping Service Reports
Comments Due: March 18, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102445 SR-CboeBZX-2025-019 WITHDRAWN on 9/26/2025 - Notice of Filing of a Proposed Rule Change to List and Trade Shares of the WisdomTree XRP Fund Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
View Received Comments
34-102444 SR-NASDAQ-2025-013 Notice of Filing of Proposed Rule Change to List and Trade Shares of the CoinShares Litecoin ETF under Nasdaq Rule 5711(d)
View Received Comments
34-102443 SR-NASDAQ-2025-012 Notice of Filing of Proposed Rule Change to List and Trade Shares of the CoinShares XRP ETF under Nasdaq Rule 5711(d)
View Received Comments
34-102441 SR-NYSEARCA-2025-10 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules Regarding the Position and Exercise Limits for Options on the Grayscale Bitcoin Mini Trust BTC and the Bitwise Bitcoin ETF and to Permit Flexible Exchange Options on
View Received Comments
See Also - Rule19b-4 Information, Exhibit 4, Exhibit-5
34-102442 SR-CBOE-2025-008 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Options on the Grayscale Ethereum Trust ETF, the Grayscale Ethereum Mini Trust ETF, and the Bitwise Ethereum ETF
Comments Due: March 17, 2025
View Received Comments
See Also - Rule 19b-4 Information, Exhibit 4, Exhibit 5
34-102440 SR-Phlx-2025-08 WITHDRAWN 9/23/2025 - Notice of Filing of Proposed Rule Change to List and Trade Nasdaq Bitcoin Index Options
View Received Comments
See Also - Exhibit 5
34-102438 SR-CboeBZX-2025-020 WITHDRAWN on 9/26/2025 - Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Bitwise XRP ETF under BZX Rule 14.11(e)(4) (Commodity-Based Trust Shares)
View Received Comments
34-102437 SR-OCC-2025-002 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update The Options Clearing Corporation’s Schedule of Fees
Comments Due: March 17, 2025
View Received Comments
See Also - Rule19b-4 Information, Exhibit 5
34-102436 SR-OCC-2024-017 Notice of Withdrawal of a Proposed Rule Change to Update the Options Clearing Corporation’s Schedule of Fees
View Received Comments
34-102429 SR-PEARL-2025-04 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, to List and Trade Options on the Goldman Sachs Physical Gold ETF and Amend the Names of Certain Trusts to Reflect Their
Comments Due: March 14, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102428 SR-MIAX-2025-04 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, to List and Trade Options on the Goldman Sachs Physical Gold ETF and Amend the Names of Certain Trusts to Reflect Their
Comments Due: March 14, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102430 SR-SAPPHIRE-2025-06 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, to List and Trade Options on the Goldman Sachs Physical Gold ETF and Amend the Names of Certain Trusts to Reflect Their
Comments Due: March 14, 2025
See Also - Exhibit 5, Rule19b-4 Information
34-102427 SR-MEMX-2025-03 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Adopt a Tape A Quoting Tier
Comments Due: March 14, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102426 SR-CboeBZX-2025-021 WITHDRAWN on 9/26/2025 - Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 to List and Trade Shares of the 21Shares Core XRP Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
View Received Comments
34-102424 SR-ISE-2025-07 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Various Options Rules
Comments Due: March 13, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102423 SR-MRX-2025-06 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Various Options Rules
Comments Due: March 13, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102422 SR-GEMX-2025-06 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Various Options Rules
Comments Due: March 13, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102420 SR-NYSEARCA-2025-08 (WITHDRAWN on 9/29/2025) Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Grayscale XRP Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
View Received Comments
34-102416 SR-NYSEARCA-2025-09 (WITHDRAWN on 9/29/2025) Notice of Filing of Proposed Rule Change, as modified by Amendment No. 1, to List and Trade Shares of the Grayscale Dogecoin Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
View Received Comments
34-102419 SR-MRX-2025-07 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Pricing Schedule at Options 7, Section 1 Regarding Unrelated Interest Pricing and Options 7, Section 3 Regarding Fees and Rebates for Regular Orders
Comments Due: March 13, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102417 SR-CboeEDGA-2025-002 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Modifying the Rates to Add and Remove Liquidity Associated with Securities Priced Below $1.00
Comments Due: March 13, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102413 SR-NASDAQ-2025-011 Notice of Filing of a Proposed Rule Change to Introduce Functionality to Initiate a Trading Halt for Exchange-Traded Products on Launch Day
Comments Due: June 17, 2025
View Received Comments
See Also - Exhibit 5
34-102414 SR-BOX-2025-03 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Section V. Manual Transaction Fees of the Fee Schedule to Increase the QOO and FOO Order Rebate to Floor Brokers for all Broker Dealer and Market Maker QOO and FOO Orders Pres
Comments Due: March 13, 2025
See Also - Exhibit 5, Rule19b-4 Information
34-102409 SR-NASDAQ-2025-014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NOM’s Pricing Schedule at Options 7, Section 2(1) Regarding NOM Market Maker and Non-NOM Market Maker Incentives For Removing Liquidity in Penny Symbols
Comments Due: March 12, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102407 SR-MIAX-2025-03 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Related to the Removal of SPIKES Options
Comments Due: March 12, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102405 SR-Phlx-2025-09 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Pricing in Options 7, Section 3 Regarding Fees and Rebates in SPY and Option 7, Section 4 Regarding Multiply Listed Options Fees
Comments Due: March 12, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102404 4-698 Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to the National Market System Plan Governing the Consolidated Audit Trail
View Received Comments
34-102401 SR-NYSEARCA-2024-112 (WITHDRAWN on 08/04/2025) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rule 7.31-E To Adopt the Selective Midpoint Order
Comments Due: by April 9, 2025. Rebuttal comments should be submitted by April 23, 2025.
View Received Comments
34-102400 SR-NYSEARCA-2024-89 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Lengthen Current Extended Trading Sessions
Comments Due: March 11, 2025
View Received Comments
34-102402 SR-NYSEARCA-2025-07 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules Regarding the Position and Exercise Limits for Options on the Grayscale Bitcoin Trust and to Permit Flexible Exchange Options on the Grayscale Bitcoin Trust
View Received Comments
See Also - Rule19b-4 Information, Exhibit 4, Exhibit 5
34-102398 SR-CBOE-2025-005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee for the Cboe Legacy Silexx Basic Platform
Comments Due: March 11, 2025
See Also - Rule 19b-4 Information, Exhibit 5
34-102396 SR-NYSEAMER-2025-06 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 713 of the NYSE American LLC Company Guide to Amend the Price Requirements for the Exception from the Shareholder Approval Rules Set Forth in Section 713(a) to Provide t
Comments Due: March 11, 2025
See Also - Rule19b-4 Information, Exhibit 5
34-102394 SR-CboeBZX-2025-014 WITHDRAWN on 9/26/2025 - Notice of Filing of a Proposed Rule Change to List and Trade Shares of the VanEck Solana Trust, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
View Received Comments
34-102397 SR-CboeBZX-2025-011 WITHDRAWN on 9/26/2025 - Notice of Filing of a Proposed Rule Change to List and Trade Shares of the 21Shares Core Solana ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
View Received Comments
34-102391 SR-CboeBZX-2025-012 (WITHDRAWN 9/26/2025) Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Bitwise Solana ETF under BZX Rule 14.11(e)(4),...
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34-102389 SR-NASDAQ-2024-084 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify Certain Initial Listing Liquidity Requirements
Comments Due: April 8, 2025
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34-102392 SR-CboeBZX-2025-013 (WITHDRAWN on 9//26/2025) Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Canary Solana Trust, under BZX Rule 14.11(e)(4), Commodity-Based Trust...
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34-102381 SR-CboeBZX-2025-010 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend the ARK 21Shares Bitcoin ETF and the 21Shares Core Ethereum ETF in Order to Permit In-Kind Creations and Redemptions
Comments Due: March 7, 2025
View Received Comments
34-102384 SR-CboeBZX-2025-016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for Unitized Logical Ports, a New Connectivity Offering for its Equity Options Platform and Adopt New Average Daily Quote and Average Daily Order Fees
Comments Due: March 7, 2025
View Received Comments
See Also - Exhibit 5, Rule 19b-4 Information
34-102378 SR-NYSEAMER-2024-45 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Exchange Rule 915 to Permit the Listing and Trading of Options on
Comments Due: May 6, 2025
View Received Comments