Comments on OCC Rulemaking

Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Methodology to Allocate Clearing Fund Deposit Requirements Among Its Clearing Members to Better Align the Allocation with The Sizing of The Clearing Fund so Stress Based Risk is Fairly Allotted to Market Participants That Expose OCC to Such Stress Risk

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Date Received
Date Letter Type Commenter Name
Public Comment Alicia Crighton, Global co-head of Futures, Global head of Clearing, Goldman Sachs & Co. LLC; Stephen John Berger , Managing Director, Global Head of Government & Regulatory Policy, Citadel Securities; Stuart Bourne, CEO, BofA Securities, Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 31, 2026 meeting with Representatives of Fidelity Investments ("Fidelity")
Public Comment Matthew Morningstar, Group Managing Director, Chief Legal Officer, LPL Financial
Public Comment Jessica Giroux, Chief Legal Officer, American Securities Association
Public Comment Joanna Mallers, Secretary, PTG
Public Comment Fidelity Investments
Public Comment Jackie Mesa, FIA Chief Operating Officer and Senior Vice President of Global Policy, Futures Industry Association (FIA)
Public Comment Jeffrey Starr, Managing Director, Head of Operations, Charles Schwab & Co., Inc.
Public Comment Nicole Jakubowski, Executive Director, Deputy General Counsel and Corporate Secretary, The Options Clearing Corporation
Public Comment Katie Kolchin, CFA, Managing Director, Head of Equity & Options Market Structure and Joseph Corcoran, Managing Director and Associate General Counsel, SIFMA
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 11, 2026 meeting with representatives of Fidelity Investments and Charles Schwab
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a March 9, 2026 meeting with Fidelity Investments ("Fidelity") and Charles Schwab & Co. Inc. ("Charles Schwab")
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a February 27, 2026 meeting with Goldman Sachs & Co.
Public Comment Jeffrey Starr, Managing Director, Head of Operations, Charles Schwab & Co., Inc.
Public Comment Nicole Jakubowski, Executive Director, Deputy General Counsel and Corporate Secretary, The Options Clearing Corporation
Public Comment Matt Billings, Vice President of Brokerage, President, Robinhood Financial, LLC and Robinhood Securities, LLC

Last Reviewed or Updated: Dec. 29, 2025

File Number
SR-OCC-2025-018
Release Number
34-10411
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