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Release Number	SEC Issue Date	File Number	Details
34-98658	Sept. 29, 2023	SR-PEARL-2023-35	Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the Fee Schedule To Modify Certain Connectivity and Port Fees View Received Comments
34-98649	Sept. 29, 2023	SR-C2-2023-020	Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend its Fee Schedule Related to Physical Port Fees View Received Comments
34-98628	Sept. 28, 2023	SR-FINRA-2023-010	Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Provide Relief Relating to Specified Option Transactions under FINRA Rule 4210 (Margin Requirements) View Received Comments
34-98623	Sept. 28, 2023	SR-CboeBZX-2023-042	Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the WisdomTree Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments
34-98610	Sept. 28, 2023	SR-NASDAQ-2023-016	Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the iShares Bitcoin Trust under Nasdaq Rule 5711(d), Commodity-Based Trust Shares View Received Comments
34-98613	Sept. 28, 2023	SR-CboeBZX-2023-038	Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Invesco Galaxy Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments
34-98606	Sept. 28, 2023	SR-NASDAQ-2023-019	Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under Nasdaq Rule 5711(d), Commodity-Based Trust Shares
34-98639	Sept. 28, 2023	SR-CboeBZX-2023-044	Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the Wise Origin Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments
34-98614	Sept. 28, 2023	SR-CboeBZX-2023-040	Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the VanEck Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments
34-98570	Sept. 27, 2023	SR-ICEEU-2023-019	Order Approving Proposed Rule Change Relating to Amendments to the Model Risk Policy Submit a Comment on SR-ICEEU-2023-019
34-98572	Sept. 27, 2023	SR-ICC-2023-013	Order Approving Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures *Comments Due:* September 18, 2023 Submit a Comment on SR-ICC-2023-013
34-98514	Sept. 25, 2023	SR-OPRA-2023-01	Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Amendment to Modify the Options Price Reporting Authority's Fee Schedule Regarding Caps on the Amounts of Certain Port Fees *Comments Due:* October 20, 2023. Rebuttal comments should be submitted by November 3, 2023.
34-98496	Sept. 25, 2023	SR-ICC-2023-012	Order Approving Proposed Rule Change Relating to the Stress Testing Framework
34-98494	Sept. 25, 2023	SR-FICC-2023-011	Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a Portfolio Differential Charge as an Additional Component to the Government Securities Division Required Fund Deposit
34-98456	Sept. 20, 2023	SR-CBOE-2023-020	Order Granting Approval of a Proposed Rule Change to Make the Nonstandard Expirations Pilot Program Permanent
34-98455	Sept. 20, 2023	SR-CBOE-2023-019	Order Granting Approval of a Proposed Rule Change to Make Permanent the Operation of its Pilot Program that Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month Mini-SPX Index ("XSP") Options and Mini-Russell 2000 Index ("MRUT") Options Seri
34-98450	Sept. 20, 2023	SR-ISE-2023-08	Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Certain P.M.-Settled Pilots View Received Comments
34-98454	Sept. 20, 2023	SR-CBOE-2023-005	Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent the Operation of the Program that Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index Options ("SPX") Series View Received Comments
34-98451	Sept. 20, 2023	SR-Phlx-2023-07	Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Certain P.M.-Settled Pilots View Received Comments
34-98409	Sept. 15, 2023	SR-ISE-2023-11	Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the Short Term Option Series Program to Permit the Listing of Two Wednesday Expirations for Options on Certain Exchange Traded Products *Comments Due:* October 12, 2023. Rebuttal comments should be submitted by October 26, 2023. View Received Comments Submit a Comment on SR-ISE-2023-11
34-98387	Sept. 14, 2023	SR-ICEEU-2023-018	Order Approving Proposed Rule Change, as Modified by Amendment No. 1 and Partial Amendment No. 2, Relating to Amendments to the Outsourcing Policy
34-98367	Sept. 12, 2023	SR-NASDAQ-2023-017	Order Granting Approval of a Proposed Rule Change to Modify the Package of Complimentary Services Provided to Certain Eligible Switches and Make Other Changes to IM-5900-7 and IM-5900-7A Submit a Comment on SR-NASDAQ-2023-017
34-98353	Sept. 12, 2023	SR-MSRB-2023-05	Order Granting Approval of a Proposed Rule Change to Amend MSRB Rule G-3 to Create an Exemption for Municipal Advisor Representatives from Requalification by Examination and Remove Waiver Provisions and to Amend MSRB Rule G-8 to Establish Related Books an
34-98337	Sept. 8, 2023	SR-ICEEU-2023-020	Order Approving Proposed Rule Change Relating to Amendments to Recovery Plan
34-98327	Sept. 8, 2023	SR-FICC-2023-010	Order Granting Approval of Proposed Rule Change to Amend and Restate the Cross-Margining Agreement between FICC and CME
34-98317	Sept. 7, 2023	SR-FINRA-2022-033	Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Codes of Arbitration Procedure to Make Various Clarifying and Technical Changes to the Codes, Including in Response to Recommendations in the Report of Indepen
34-98302	Sept. 6, 2023	SR-NYSEARCA-2023-37	Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust under NYSE Arca Rule 8.201-E View Received Comments
34-98290	Sept. 6, 2023	4-698	Order Approving an Amendment to the National Market System Plan Governing the Consolidated Audit Trail View Received Comments See Also - Fact Sheet, Press Release Submit a Comment on 4-698
34-98276	Sept. 1, 2023	SR-LCH SA-2023-005	Order Approving Proposed Rule Change Relating to Portfolio Margining
34-98271	Sept. 1, 2023	4-757	Amended Order Directing the Exchanges and the Financial Industry Regulatory Authority, Inc., to File a National Market System Plan Regarding Consolidated Equity Market Data View Received Comments
34-98212	Aug. 24, 2023	SR-FINRA-2022-032	Order Approving Proposed Rule Change Relating to Alternative Display Facility New Entrant *Comments Due:* 21 days from publication in the Federal Register View Received Comments See Also - Letter from Deputy Secretary J. Matthew DeLesDernier to Faisal Sheikh, Assistant General Counsel, FINRA, dated August 25, 2023 Submit a Comment on SR-FINRA-2022-032
34-98143	Aug. 16, 2023	SR-ICC-2023-010	Order Approving Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts
34-98101	Aug. 10, 2023	SR-OCC-2022-012	Order Approving Proposed Rule Change Concerning Collateral Haircuts and Standards for Clearing Banks and Letters of Credit *Comments Due:* 21 days after date of publication in the Federal Register. Submit a Comment on SR-OCC-2022-012
34-98086	Aug. 8, 2023	SR-NSCC-2022-015	Order Approving a Proposed Rule Change to Make Certain Enhancements to the Gap Risk Measure and the VaR Charge
34-98071	Aug. 7, 2023	SR-ICEEU-2023-010	Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 and Amendment No. 2, to the ICE Clear Europe Clearing Rules Relating to Non-Default Losses *Comments Due:* May 31, 2023
34-98055	Aug. 4, 2023	SR-ICC-2023-007	Order Approving Proposed Rule Change Relating to the ICC Recovery Plan and the ICC Wind-Down Plan
34-98047	Aug. 2, 2023	SR-FINRA-2022-031	Order Approving a Proposed Rule Change to Adopt FINRA Rules 6151 (Disclosure of Order Routing Information for NMS Securities) and 6470 (Disclosure of Order Routing Information for OTC Equity Securities)
34-98045	Aug. 2, 2023	SR-MIAX-2023-19	Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend MIAX Rule 307, Position Limits View Received Comments
34-98032	Aug. 1, 2023	SR-ICEEU-2023-013	Order Approving Proposed Rule Change Relating to Amendments to the Collateral and Haircut Procedures
34-98029	July 31, 2023	SR-FINRA-2023-008	Order Approving a Proposed Rule Change to Amend FINRA Rules 1015, 9261, 9341, 9524, 9830 and Funding Portal Rule 900 (Code of Procedure) to Permit Hearings Under Those Rules to Be Conducted by Video Conference
34-98013	July 27, 2023	SR-NYSEAMER-2023-27	Order Granting Approval of a Proposed Rule Change to Amend Rule 915 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs View Received Comments
34-98009	July 27, 2023	SR-LCH-SA-2023-004	Order Approving Proposed Rule Change Relating to Triparty Collateral Mechanism
34-98008	July 27, 2023	SR-CBOE-2023-020	Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change To Make the Nonstandard Expirations Pilot Program Permanent *Comments Due:* August 23, 2023. Rebuttal comments should be submitted by September 6, 2023.
34-98005	July 27, 2023	SR-CBOE-2023-019	Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Make Permanent the Operation of its Pilot Program that Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month Mini-SPX Index Options and Mini-R *Comments Due:* August 23, 2023. *Rebuttal comments* should be submitted by September 6, 2023.
34-98003	July 27, 2023	SR-FINRA-2021-010	Order Setting Aside Action by Delegated Authority and Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Requirements for Covered Agency Transactions under FINRA Rule 4210 (Margin Requirements) as Approved Pursuant
34-97950	July 19, 2023	SR-CBOE-2023-018	Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Make Permanent the Operation of its Flexible Exchange Options Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options *Comments Due:* August 15, 2023 View Received Comments Submit a Comment on SR-CBOE-2023-018
34-97914	July 14, 2023	SR-ICC-2023-006	Order Approving Proposed Rule Change Relating to ICC's New Initiatives Approval Policy and Procedural Framework
34-97908	July 14, 2023	SR-ICC-2023-005	Order Approving Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts
34-97792	June 26, 2023	SR-ICC-2023-008	Order Approving Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures
34-97763	June 20, 2023	SR-OCC-2023-004	Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation to amend and enhance the Options Clearing Corporation's Model Risk Management Policy
34-97750	June 16, 2023	4-698	Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail File Nos.: SR– NYSEArca–2023–42, 4-698 View Received Comments Submit a Comment on 4-698
34-97647	June 5, 2023	SR-ICC-2023-004	Order Approving Proposed Rule Change Relating to Clearance of Additional Credit Default Swap Contracts
34-97585	May 25, 2023	SR-MSRB-2023-03	Order Granting Approval of a Proposed Rule Change to Amend MSRB Rules G-12 and G-15 to Define Regular-Way Settlement for Municipal Securities Transactions as Occurring One Business Day after the Trade Date and to Amend Rule G-12 to Update an Outdated Cros
34-97528	May 19, 2023	SR-ICEEU-2023-009	Order Approving Proposed Rule Change Relating to Amendments of the Investment Management Procedures
34-97506	May 15, 2023	SR-Phlx-2023-09	Order Granting Approval of Proposed Rule Change to Permit the Listing and Trading of Options on the Nasdaq-100 ESG Index
34-97489	May 11, 2023	SR-ICC-2023-003	Order Approving Proposed Rule Change Relating to British Pounds Sterling as Client-Related Margin
34-97483	May 11, 2023	SR-MSRB-2023-01	Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Amendments to MSRB Rule G-40, on Advertising by Municipal Advisors, and MSRB Rule G-8, on Books and Records
34-97439	May 5, 2023	SR-OCC-2023-002	Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning the Amendment of its Clearing Membership Standards
34-97437	May 4, 2023	SR-CboeBZX-2023-020	Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the BZX Equities Fee Schedule to Add and Modify Certain Step-Up Tiers, Add a Non-Displayed Step-Up Tier and Modify Certain Fee Code *Comments Due:* 21 days after publication in the Federal Register Submit a Comment on SR-CboeBZX-2023-020
34-97406	April 28, 2023	SR-CboeEDGX-2023-016	Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the EDGX Equities Fee Schedule to Eliminate and Modify Certain Growth Tiers and Non-Displayed Step-Up Volume Tiers, Modify a Retail View Received Comments
34-97342	April 21, 2023	SR-FICC-2023-003	Order Granting Proposed Rule Change to Revise the Description of the Stressed Period Used to Calculate the Value-at-Risk Charge and Make Other Changes
34-97195	March 24, 2023	SR-FINRA-2022-032	Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Alternative Display Facility New Entrant *Comments Due:* 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register View Received Comments Submit a Comment on SR-FINRA-2022-032 Federal Register version (88 FR 19173)
34-97193	March 24, 2023	4-698	Order Approving an Amendment to the National Market System Plan Governing the Consolidated Audit Trail View Received Comments Submit a Comment on 4-698 Federal Register version (88 FR 18605)
34-97178	March 21, 2023	SR-OCC-2022-012	Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Concerning the Options Clearing Corporation's Collateral Haircuts and Standards for Clearing Banks and Letters of Credit *Comments Due:* 15 days after publication in the Federal Register Rebuttal comments due: 29 days after publication in the Federal Register View Received Comments Submit a Comment on SR-OCC-2022-012 Federal Register version (88 FR 18205)
34-97169	March 20, 2023	SR-ICEEU-2023-004	Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe Counterparty Credit Risk Policy and Counterparty Credit Risk Procedures *Comments Due:* 21 days after publication in the Federal Register Submit a Comment on SR-ICEEU-2023-004 Federal Register version (88 FR 17886)
34-97158	March 17, 2023	SR-NYSEARCA-2022-61	Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade the Shares of the Breakwave Tanker Shipping ETF *Comments Due:* January 4, 2023 Rebuttal comments due: January 18, 2023 Submit a Comment on SR-NYSEARCA-2022-61 Federal Register version (88 FR 17632)
34-97129	March 13, 2023	SR-NSCC-2022-009	Order Approving Proposed Rule Change to Adopt Intraday Volatility Charge and Eliminate Intraday Backtesting Charge *Comments Due:* Novemeber 10, 2022 Rebuttal comments due: 35 days after publication in the Federal Register Submit a Comment on SR-NSCC-2022-009
34-97102	March 10, 2023	SR-CboeBZX-2022-035	Order Disapproving a Proposed Rule Change To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Federal Register version (88 FR 16055)
34-97100	March 9, 2023	SR-LCHSA-2023-001	Order Approving Proposed Rule Change Relating to the Liquidity Risk Model Framework Federal Register version (88 FR 16040)
34-97039	March 3, 2023	SR-FINRA-2022-031	Order Routing Information for OTC Equity Securities) *Comments Due:* 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register View Received Comments Submit a Comment on SR-FINRA-2022-031 Federal Register version (88 FR 14653)
34-97018	March 2, 2023	SR-ICEEU-2022-027	Order Approving Proposed Rule Change Relating to the Capital Replenishment Plan Federal Register version (88 FR 14412)
34-97019	March 2, 2023	SR-CBOE-2022-058	Order Approving a Proposed Rule Change To Amend Rule 10.3 Regarding Margin Requirements Federal Register version (88 FR 14416)
34-96965	Feb. 22, 2023	SR-CBOE-2022-057	Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Increase Position Limits for Options on Apple Inc. Stock *Comments Due:* March 21, 2023 Rebuttal comments due: April 4, 2023 Submit a Comment on SR-CBOE-2022-057 Federal Register version (88 FR 12705)
34-96861	Feb. 9, 2023	SR-CboeBZX-2022-038	Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 11.28(a) To Extend the MOC Cut-Off Time for Cboe Market Close View Received Comments Federal Register version (88 FR 9940)
34-96798	Feb. 3, 2023	SR-FINRA-2022-015	Order Approving a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) To Release Information on BrokerCheck Relating to Firm Designation as a Restricted Firm *Comments Due:* 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register Submit a Comment on SR-FINRA-2022-015 Federal Register version (88 FR 8494)
34-96786	Feb. 1, 2023	SR-NSCC-2022-005	Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To Revise the Excess Capital Premium Charge *Comments Due:* December 22, 2022 Rebuttal comments due: December 28, 2022 Submit a Comment on SR-NSCC-2022-005 Federal Register version (88 FR 8013)
34-96781	Jan. 31, 2023	SR-NASDAQ-2022-057	Order Approving of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Listing Rule 5732 To Provide Listing Standards for Contingent Value Rights on Nasdaq Global Market View Received Comments See Also - Exhibit 4, Exhibit 5 Federal Register version (88 FR 7766)
34-96751	Jan. 26, 2023	SR-CboeBZX-2022-031	Order Disapproving a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments Federal Register version (88 FR 6328)
34-96684	Jan. 18, 2023	SR-CBOE-2022-051	Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rules Relating to the Processing of Auction Responses *Comments Due:* February 14, 2023 Rebuttal comments due: February 28, 2023 Federal Register version (88 FR 4243)
34-96611	Jan. 9, 2023	SR-IEX-2022-10	Order Granting Approval of a Proposed Rule Change To Modify IEX Rule 11.190(b)(7) To Adopt an Optional Cancel or Re-Price Functionality for D-Limit Orders *Comments Due:* December 16, 2022 Submit a Comment on SR-IEX-2022-10 Federal Register version (88 FR 2379)
34-96566	Dec. 22, 2022	SR-OCC-2022-010	Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning a Risk Management Framework and Corporate Risk Management Policy Federal Register version (87 FR 80207)
34-96568	Dec. 22, 2022	4-698	Order Instituting Proceedings To Determine Whether To Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail View Received Comments Submit a Comment on 4-698 Federal Register version (87 FR 80204)
34-96557	Dec. 21, 2022	SR-ICC-2022-013	Order Approving Proposed Rule Change Relating to the ICC Collateral Risk Management Framework, ICC Treasury Operations Policies and Procedures, and ICC Liquidity Risk Management Framework Federal Register version (87 FR 79922)
34-96555	Dec. 20, 2022	SR-DTC-2022-011	Order Granting Proposed Rule Changes To Amend Liquidity Risk Management Framework To Include a New Section Describing the Process by Which FICC Would Designate Uncommitted Resources as Qualifying Liquid Resources and Make Other Changes File Nos.: SR-NSCC-2022-013, SR-FICC-2022-008, SR-DTC-2022-011 Federal Register version (87 FR 79398)
34-96514	Dec. 15, 2022	SR-NYSE-2022-14	Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To Modify Certain Pricing Limitations for Securities Listed on the Exchange Pursuant to a Primary Direct Floor Listing View Received Comments Federal Register version (87 FR 78141)
34-96469	Dec. 8, 2022	SR-NYSEARCA-2022-61	Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade the Shares of the Breakwave Tanker Shipping ETF *Comments Due:* January 4, 2023 Rebuttal comments due: January 18, 2023 Submit a Comment on SR-NYSEARCA-2022-61 Federal Register version (87 FR 76524)
34-96416	Dec. 1, 2022	SR-IEX-2022-06	Order Types for Determining Whether a Quote Instability Condition Exists Federal Register version (87 FR 75099)
34-96411	Nov. 30, 2022	SR-Phlx-2022-38	Order Granting Approval of a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq 100 Micro Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program Federal Register version (87 FR 74688)
34-96384	Nov. 23, 2022	SR-CboeBZX-2022-045	Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) View Received Comments Federal Register version (87 FR 73367)
34-96351	Nov. 18, 2022	SR-ICEEU-2022-015	Order Approving Proposed Rule Change Relating to ICE Clear Europe Operational Risk and Resilience Policy Federal Register version (87 FR 72553)
34-96345	Nov. 17, 2022	SR-DTC-2022-006	Order Granting Proposed Rule Changes To Amend the Stress Testing Framework and Liquidity Risk Management Framework File Nos.: SR-NSCC-2022-006, SR-FICC-2022-004, SR-DTC-2022-006 Federal Register version (87 FR 71714)
34-96297	Nov. 10, 2022	SR-FINRA-2022-021	Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt Supplementary Material .18 (Remote Inspections Pilot Program) Under FINRA Rule 3110 (Supervision) *Comments Due:* December 7, 2022 Rebuttal comments due: 35 days after publication in the Federal Register Submit a Comment on SR-FINRA-2022-021 Federal Register version (87 FR 68774)
34-96279	Nov. 9, 2022	SR-FINRA-2022-025	Order Approving Proposed Rule Change To Amend FINRA Rule 11880 (Settlement of Syndicate Accounts) To Revise the Syndicate Account Settlement Timeframe for Corporate Debt Offerings Federal Register version (87 FR 68783)
34-96281	Nov. 9, 2022	SR-ISE-2022-18	Order Granting Approval of a Proposed Rule Change To Amend the Short Term Option Series Program Federal Register version (87 FR 68769)
34-96191	Oct. 31, 2022	SR-FINRA-2022-019	Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt Supplementary Material .19 (Residential Supervisory Location) Under FINRA Rule 3110 *Comments Due:* November 25, 2022 Rebuttal comments due: December 9, 2022 Submit a Comment on SR-FINRA-2022-019 Federal Register version (87 FR 66767)
34-96136	Oct. 24, 2022	SR-FICC-2022-006	Order Granting Approval of Proposed Rule Change To Increase the Minimum Required Fund Deposit for Government Securities Division Netting Members and Sponsoring Members, and Make Other Changes *Comments Due:* 21 days after publication in the Federal Register Submit a Comment on SR-FICC-2022-006 Federal Register version (87 FR 65268)
34-96134	Oct. 24, 2022	SR-ICEEU-2022-010	Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe Clearing Membership Procedures Federal Register version (87 FR 65262)
34-96088	Oct. 14, 2022	SR-NSCC-2022-009	Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt Intraday Volatility Charge and Eliminate Intraday Backtesting Charge *Comments Due:* Novemeber 10, 2022 Rebuttal comments due: 35 days after publication in the Federal Register Submit a Comment on SR-NSCC-2022-009 Federal Register version (87 FR 63845)
34-96011	Oct. 11, 2022	SR-CboeBZX-2022-006	Order Disapproving a Proposed Rule Change To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares *Comments Due:* March 7, 2022 View Received Comments Submit a Comment on SR-CboeBZX-2022-006 Federal Register version (87 FR 62466)
34-95978	Oct. 4, 2022	SR-CboeBZX-2022-035	Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares *Comments Due:* November 1, 2022 Rebuttal comments due: 35 days after publication in the Federal Register Federal Register version (87 FR 61418)