Comments on FINRA Rulemaking
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and
Amend the Applicability of the Document Production Lists
[Release No. 34-100204; File No. SR-FINRA-2024-008]
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Sep. 17, 2024 | Joseph Peiffer, Executive Director, PIABA |
Sep. 17, 2024 | Jenice Malecki, Jacqueline Candella, Adam G. Schreck and Claire Sterin, Intern, Malecki Law |
Sep. 17, 2024 | Professor Elissa Germaine, Esq.,
Supervising Attorney and Professor Christine Lazaro, Esq., Supervising Attorney, St. Vincent De Paul Legal Program, Inc., Securities Arbitration Clinic, St. John’s University School of Law |
Sep. 16, 2024 | William Jacobson, Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic |
Aug. 7, 2024 | Carissa Laughlin, Principal Counsel, FINRA |
Jun. 19, 2024 | Nicole Iannarone, Associate Professor of Law |
Jun. 19, 2024 | Fairbridge Investor Rights Clinic; Elisabeth Haub School of Law; and Pace
University |
Jun. 18, 2024 | Prof. Jill I. Gross, Vice Dean for Academic Affairs and Professor of Law
Elisabeth Haub School of Law, Pace University |
Jun. 18, 2024 | Melanie S. Cherdack, Associate Director, The University of Miami Investor Rights Clinic; Scott A. Eichhorn, Director, The University of Miami Investor Rights Clinic |
Jun. 18, 2024 | Joseph C. Peiffer, President, Public Investors Advocate Bar Association |
Jun. 17, 2024 | Securities Arbitration Clinic; St. Vincent De Paul Legal Program, Inc;
and St. John’s University School of Law |
May 24, 2024 | Steven B. Caruso |