Comments on FINRA Rulemaking
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and
Amend the Applicability of the Document Production Lists
[Release No. 34-100204; File No. SR-FINRA-2024-008]
|
|
| Jun. 19, 2024 | Nicole Iannarone, Associate Professor of Law |
| Jun. 19, 2024 | Fairbridge Investor Rights Clinic; Elisabeth Haub School of Law; and Pace
University |
| Jun. 18, 2024 | Prof. Jill I. Gross, Vice Dean for Academic Affairs and Professor of Law
Elisabeth Haub School of Law, Pace University |
| Jun. 18, 2024 | Melanie S. Cherdack, Associate Director, The University of Miami Investor Rights Clinic; Scott A. Eichhorn, Director, The University of Miami Investor Rights Clinic |
| Jun. 18, 2024 | Joseph C. Peiffer, President, Public Investors Advocate Bar Association |
| Jun. 17, 2024 | Securities Arbitration Clinic; St. Vincent De Paul Legal Program, Inc;
and St. John’s University School of Law |
| May 24, 2024 | Steven B. Caruso |
