Comments on FINRA Rulemaking

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production Lists

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Date Received
Date Letter Type Commenter Name
Public Comment Jenice Malecki, Jacqueline Candella, Adam G. Schreck and Claire Sterin, Intern, Malecki Law
Public Comment Joseph Peiffer, Executive Director, PIABA
Public Comment Professor Elissa Germaine, Esq., Supervising Attorney and Professor Christine Lazaro, Esq., Supervising Attorney, St. Vincent De Paul Legal Program, Inc., Securities Arbitration Clinic, St. John's University School of Law
Public Comment William Jacobson, Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic
Public Comment Carissa Laughlin, Principal Counsel, FINRA
Public Comment Fairbridge Investor Rights Clinic; Elisabeth Haub School of Law; and Pace University
Public Comment Nicole Iannarone, Associate Professor of Law
Public Comment Joseph C. Peiffer, President, Public Investors Advocate Bar Association
Public Comment Melanie S. Cherdack, Associate Director, The University of Miami Investor Rights Clinic; Scott A. Eichhorn, Director, The University of Miami Investor Rights Clinic
Public Comment Prof. Jill I. Gross, Vice Dean for Academic Affairs and Professor of Law Elisabeth Haub School of Law, Pace University
Public Comment Securities Arbitration Clinic; St. Vincent De Paul Legal Program, Inc; and St. John's University School of Law
Public Comment Steven B. Caruso

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2024-008
Release Number
34-100204
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