Comments on FINRA Rulemaking

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Make Clarifying, Technical, and Procedural Changes to the Arbitrator List Selection Process

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Date Received
Date Letter Type Commenter Name
Public Comment Elissa J. Germaine, Supervising Attorney, Christine Lazaro, Supervising Attorney, Mary Ehlbeck, Legal Intern, Mary Ehlbeck, Legal Intern, and Epaphras Yonas, Legal Intern, St. Vincent De Paul Legal Program, Inc., Securities Arbitration Clinic, St. John's University School of Law
Public Comment Bria Adams, Assistant General Counsel, Office of General Counsel, FINRA
Public Comment Alice L. Stewart, Associate Professor of Law, Legal Clinics, Director of Legal Clinics, Rachael T. Shaw, Staff Attorney/Adjunct Professor Law, Noah Clark, Certified Student Attorney, Securities Arbitration Clinic, and George A. Balchunas, Certified Student Attorney, Securities Arbitration Clinic, Securities Arbitration Clinic at the University of Pittsburgh School of Law
Public Comment Leslie M. Van Buskirk, NASAA President and Administrator, Division of Securities Wisconsin Department of Financial Institutions, North American Securities Administrators Association
Public Comment Mary Ehlbeck, Legal Intern, Maxwell Pitagno, Legal Intern, Epaphras Yonas, Legal Intern, Elissa Germaine, Supervising Attorney, and Christine Lazaro, Supervising Attorney, Securities Arbitration Clinic of St. John's University School of Law
Public Comment Michael Bixby, EVP/President Elect, Public Investors Advocate Bar Association
Public Comment Matthew J. Kearney

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2024-022
Release Number
34-101993
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