Submitted Comments
(Click here for meetings with SEC officials)
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| Mar. 24, 2025 | Megan Cohen, General Counsel and Corporate Secretary, Options Clearing Corporation |
| Mar. 3, 2025 | David L. Cavicke, Chief Legal Officer, Wolverine Execution Services, LLC |
| Feb. 20, 2025 | Ellen Greene, Managing Director, Equities & Options Market Structure, and Joseph Corcoran, Managing Director and Associate General Counsel, SIFMA |
| Nov. 8, 2024 | Matt MacKenzie, Head of U.S. Advocacy and Regulatory Affairs, Optiver |
| Nov. 6, 2024 | James Hyde, Chair of the Board and James Toes, President & CEO, Security Traders Association |
| Oct. 30, 2024 | Kimberly Unger, CEO, Security Traders Association of New York |
| Oct. 15, 2024 | Ellen Greene Managing Director Equities & Options Market Structure, SIFMA and Joseph Corcoran, Managing Director and Associate General
Counsel, SIFMA |
| Sep. 18, 2024 | Megan Cohen,
General Counsel and Corporate Secretary, Options Clearing Corporation |
| Sep. 10, 2024 | Patrick Sexton, EVP, General Counsel & Corporate Secretary, Cboe Global Markets, Inc. |
| Sep. 5, 2024 | Jackie Mesa, FIA Chief Operating Officer and Senior Vice President of Global Policy |
| Sep. 4, 2024 | Joanna Mallers, Secretary, FIA Principal Traders Group |
| Sep. 3, 2024 | Mary Smith |
| Sep. 3, 2024 | Allen Greenberg, Chief Operating Officer, Matrix Executions, LLC. |
| Sep. 3, 2024 | Timothy Miller,
Chief Operating Officer,
DASH Financial Technologies LLC |
| Sep. 3, 2024 | David L. Cavicke, Chief Legal Officer, Wolverine Execution Services, LLC |
| Sep. 3, 2024 | Ellen Greene, Managing Director, Equities & Options Market Structure, SIFMA and Joseph Corcoran, Managing Director, Associate General Counsel, SIFMA |
| Sep. 2, 2024 | James Toes, President & CEO, STA |
| Aug. 30, 2024 | Steve Crutchfield, Head of Business Development, CTC |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Mar. 25, 2025 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 25, 2025 meeting with representatives of the Options Clearing Corporation (OCC) |
| Mar. 20, 2025 | Memorandum from the Division of Trading and Markets regarding a March 20, 2025 meeting with Wolverine Execution Services, LLC |
| Feb. 12, 2025 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 12, 2025 meeting with representatives of the Options Clearing Corporation (OCC) |
| Dec. 3, 2024 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a December 3, 2024 meeting with representatives from Optiver |
| Dec. 3, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a December 3, 2024, conference call with representatives of the Optiver |
| Nov. 12, 2024 | Memorandum from the Office of Division of Trading and Markets regarding a November 8, 2024, meeting with representatives of the Securities Industry and Financial Markets Association |
| Nov. 1, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a November 1, 2024, conference call with representatives of the Optiver |
| Oct. 9, 2024 | Memorandum from the Office of Clearance and Settlement, Division of Trading and Markets regarding an October 9, 2024 meeting with representatives of the Security Traders Association |
