Comments on FINRA Rulemaking

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 3240 (Borrowing From or Lending to Customers)

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Date Received
Date Letter Type Commenter Name
Public Comment Ilana Reid, Associate General Counsel, Office of General Counsel, Financial Industry Regulatory Authority, Inc.
Public Comment Jenice Malecki, Jacqueline Candella and Adam G. Schreck, Malecki Law
Public Comment Joseph C. Peiffer, President, Public Investors Advocate Bar Association
Public Comment North American Securities Administrators Association, Inc.
Public Comment William A. Jacobson, Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2024-001
Release Number
34-99351
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