Comments on FINRA Rulemaking

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 3240 (Borrowing From or Lending to Customers)

Submitted Comments
Apr. 26, 2024	Ilana Reid, Associate General Counsel, Office of General Counsel, Financial Industry Regulatory Authority, Inc.
Feb. 12, 2024	Joseph C. Peiffer, President, Public Investors Advocate Bar Association
Feb. 12, 2024	North American Securities Administrators Association, Inc.
Feb. 12, 2024	Jenice Malecki, Jacqueline Candella and Adam G. Schreck, Malecki Law
Feb. 12, 2024	William A. Jacobson, Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic