34-98009
July 27, 2023
SR-LCH-SA-2023-004
Order Approving Proposed Rule Change Relating to Triparty Collateral Mechanism
34-98008
July 27, 2023
SR-CBOE-2023-020
Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change To Make the Nonstandard Expirations Pilot Program Permanent Comments Due: Rebuttal comments
34-98005
July 27, 2023
SR-CBOE-2023-019
Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Make Permanent the Operation of its Pilot Program that Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month Mini-SPX Index Options and Mini-R Comments Due: Rebuttal comments
34-98003
July 27, 2023
SR-FINRA-2021-010
Order Setting Aside Action by Delegated Authority and Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Requirements for Covered Agency Transactions under FINRA Rule 4210 (Margin Requirements) as Approved Pursuant
34-97950
July 19, 2023
SR-CBOE-2023-018
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Make Permanent the Operation of its Flexible Exchange Options Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options Comments Due: View Received Comments
34-97914
July 14, 2023
SR-ICC-2023-006
Order Approving Proposed Rule Change Relating to ICC's New Initiatives Approval Policy and Procedural Framework
34-97908
July 14, 2023
SR-ICC-2023-005
Order Approving Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts
34-97792
June 26, 2023
SR-ICC-2023-008
Order Approving Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures
34-97763
June 20, 2023
SR-OCC-2023-004
Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation to amend and enhance the Options Clearing Corporation's Model Risk Management Policy
34-97750
June 16, 2023
4-698
Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments
34-97647
June 5, 2023
SR-ICC-2023-004
Order Approving Proposed Rule Change Relating to Clearance of Additional Credit Default Swap Contracts
34-97585
May 25, 2023
SR-MSRB-2023-03
Order Granting Approval of a Proposed Rule Change to Amend MSRB Rules G-12 and G-15 to Define Regular-Way Settlement for Municipal Securities Transactions as Occurring One Business Day after the Trade Date and to Amend Rule G-12 to Update an Outdated Cros
34-97528
May 19, 2023
SR-ICEEU-2023-009
Order Approving Proposed Rule Change Relating to Amendments of the Investment Management Procedures
34-97506
May 15, 2023
SR-Phlx-2023-09
Order Granting Approval of Proposed Rule Change to Permit the Listing and Trading of Options on the Nasdaq-100 ESG Index
34-97489
May 11, 2023
SR-ICC-2023-003
Order Approving Proposed Rule Change Relating to British Pounds Sterling as Client-Related Margin
34-97483
May 11, 2023
SR-MSRB-2023-01
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Amendments to MSRB Rule G-40, on Advertising by Municipal Advisors, and MSRB Rule G-8, on Books and Records
34-97439
May 5, 2023
SR-OCC-2023-002
Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning the Amendment of its Clearing Membership Standards
34-97437
May 4, 2023
SR-CboeBZX-2023-020
Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the BZX Equities Fee Schedule to Add and Modify Certain Step-Up Tiers, Add a Non-Displayed Step-Up Tier and Modify Certain Fee Code Comments Due:
34-97406
April 28, 2023
SR-CboeEDGX-2023-016
Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the EDGX Equities Fee Schedule to Eliminate and Modify Certain Growth Tiers and Non-Displayed Step-Up Volume Tiers, Modify a Retail View Received Comments
34-97342
April 21, 2023
SR-FICC-2023-003
Order Granting Proposed Rule Change to Revise the Description of the Stressed Period Used to Calculate the Value-at-Risk Charge and Make Other Changes
34-97195
March 24, 2023
SR-FINRA-2022-032
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Alternative Display Facility New Entrant Comments Due: View Received Comments Federal Register version (88 FR 19173)
34-97193
March 24, 2023
4-698
Order Approving an Amendment to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Federal Register version (88 FR 18605)
34-97178
March 21, 2023
SR-OCC-2022-012
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Concerning the Options Clearing Corporation's Collateral Haircuts and Standards for Clearing Banks and Letters of Credit Comments Due: View Received Comments Federal Register version (88 FR 18205)
34-97169
March 20, 2023
SR-ICEEU-2023-004
Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe Counterparty Credit Risk Policy and Counterparty Credit Risk Procedures Comments Due: Federal Register version (88 FR 17886)
34-97158
March 17, 2023
SR-NYSEARCA-2022-61
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade the Shares of the Breakwave Tanker Shipping ETF Comments Due: Federal Register version (88 FR 17632)
34-97129
March 13, 2023
SR-NSCC-2022-009
Order Approving Proposed Rule Change to Adopt Intraday Volatility Charge and Eliminate Intraday Backtesting Charge
34-97102
March 10, 2023
SR-CboeBZX-2022-035
Order Disapproving a Proposed Rule Change To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Federal Register version (88 FR 16055)
34-97100
March 9, 2023
SR-LCHSA-2023-001
Order Approving Proposed Rule Change Relating to the Liquidity Risk Model Framework Federal Register version (88 FR 16040)
34-97039
March 3, 2023
SR-FINRA-2022-031
Order Routing Information for OTC Equity Securities) Comments Due: View Received Comments Federal Register version (88 FR 14653)
34-97018
March 2, 2023
SR-ICEEU-2022-027
Order Approving Proposed Rule Change Relating to the Capital Replenishment Plan Federal Register version (88 FR 14412)
34-97019
March 2, 2023
SR-CBOE-2022-058
Order Approving a Proposed Rule Change To Amend Rule 10.3 Regarding Margin Requirements Federal Register version (88 FR 14416)
34-96965
Feb. 22, 2023
SR-CBOE-2022-057
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Increase Position Limits for Options on Apple Inc. Stock Comments Due: Federal Register version (88 FR 12705)
34-96861
Feb. 9, 2023
SR-CboeBZX-2022-038
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 11.28(a) To Extend the MOC Cut-Off Time for Cboe Market Close View Received Comments Federal Register version (88 FR 9940)
34-96798
Feb. 3, 2023
SR-FINRA-2022-015
Order Approving a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) To Release Information on BrokerCheck Relating to Firm Designation as a Restricted Firm Comments Due: Federal Register version (88 FR 8494)
34-96786
Feb. 1, 2023
SR-NSCC-2022-005
Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To Revise the Excess Capital Premium Charge Comments Due: Federal Register version (88 FR 8013)
34-96781
Jan. 31, 2023
SR-NASDAQ-2022-057
Order Approving of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Listing Rule 5732 To Provide Listing Standards for Contingent Value Rights on Nasdaq Global Market View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (88 FR 7766)
34-96751
Jan. 26, 2023
SR-CboeBZX-2022-031
Order Disapproving a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments Federal Register version (88 FR 6328)
34-96684
Jan. 18, 2023
SR-CBOE-2022-051
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rules Relating to the Processing of Auction Responses Comments Due: Federal Register version (88 FR 4243)
34-96611
Jan. 9, 2023
SR-IEX-2022-10
Order Granting Approval of a Proposed Rule Change To Modify IEX Rule 11.190(b)(7) To Adopt an Optional Cancel or Re-Price Functionality for D-Limit Orders Comments Due: Federal Register version (88 FR 2379)
34-96566
Dec. 22, 2022
SR-OCC-2022-010
Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning a Risk Management Framework and Corporate Risk Management Policy Federal Register version (87 FR 80207)
34-96568
Dec. 22, 2022
4-698
Order Instituting Proceedings To Determine Whether To Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Federal Register version (87 FR 80204)
34-96557
Dec. 21, 2022
SR-ICC-2022-013
Order Approving Proposed Rule Change Relating to the ICC Collateral Risk Management Framework, ICC Treasury Operations Policies and Procedures, and ICC Liquidity Risk Management Framework Federal Register version (87 FR 79922)
34-96555
Dec. 20, 2022
SR-DTC-2022-011
Order Granting Proposed Rule Changes To Amend Liquidity Risk Management Framework To Include a New Section Describing the Process by Which FICC Would Designate Uncommitted Resources as Qualifying Liquid Resources and Make Other Changes File Nos.: Federal Register version (87 FR 79398)
34-96514
Dec. 15, 2022
SR-NYSE-2022-14
Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To Modify Certain Pricing Limitations for Securities Listed on the Exchange Pursuant to a Primary Direct Floor Listing View Received Comments Federal Register version (87 FR 78141)
34-96469
Dec. 8, 2022
SR-NYSEARCA-2022-61
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade the Shares of the Breakwave Tanker Shipping ETF Comments Due: Federal Register version (87 FR 76524)
34-96416
Dec. 1, 2022
SR-IEX-2022-06
Order Types for Determining Whether a Quote Instability Condition Exists Federal Register version (87 FR 75099)
34-96411
Nov. 30, 2022
SR-Phlx-2022-38
Order Granting Approval of a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq 100 Micro Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program Federal Register version (87 FR 74688)
34-96384
Nov. 23, 2022
SR-CboeBZX-2022-045
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) View Received Comments Federal Register version (87 FR 73367)
34-96351
Nov. 18, 2022
SR-ICEEU-2022-015
Order Approving Proposed Rule Change Relating to ICE Clear Europe Operational Risk and Resilience Policy Federal Register version (87 FR 72553)
34-96345
Nov. 17, 2022
SR-DTC-2022-006
Order Granting Proposed Rule Changes To Amend the Stress Testing Framework and Liquidity Risk Management Framework File Nos.: Federal Register version (87 FR 71714)
34-96297
Nov. 10, 2022
SR-FINRA-2022-021
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt Supplementary Material .18 (Remote Inspections Pilot Program) Under FINRA Rule 3110 (Supervision) Comments Due: Federal Register version (87 FR 68774)
34-96279
Nov. 9, 2022
SR-FINRA-2022-025
Order Approving Proposed Rule Change To Amend FINRA Rule 11880 (Settlement of Syndicate Accounts) To Revise the Syndicate Account Settlement Timeframe for Corporate Debt Offerings Federal Register version (87 FR 68783)
34-96281
Nov. 9, 2022
SR-ISE-2022-18
Order Granting Approval of a Proposed Rule Change To Amend the Short Term Option Series Program Federal Register version (87 FR 68769)
34-96191
Oct. 31, 2022
SR-FINRA-2022-019
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt Supplementary Material .19 (Residential Supervisory Location) Under FINRA Rule 3110 Comments Due: Federal Register version (87 FR 66767)
34-96136
Oct. 24, 2022
SR-FICC-2022-006
Order Granting Approval of Proposed Rule Change To Increase the Minimum Required Fund Deposit for Government Securities Division Netting Members and Sponsoring Members, and Make Other Changes Comments Due: Federal Register version (87 FR 65268)
34-96134
Oct. 24, 2022
SR-ICEEU-2022-010
Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe Clearing Membership Procedures Federal Register version (87 FR 65262)
34-96088
Oct. 14, 2022
SR-NSCC-2022-009
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt Intraday Volatility Charge and Eliminate Intraday Backtesting Charge Federal Register version (87 FR 63845)
34-96011
Oct. 11, 2022
SR-CboeBZX-2022-006
Order Disapproving a Proposed Rule Change To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (87 FR 62466)
34-95978
Oct. 4, 2022
SR-CboeBZX-2022-035
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: Federal Register version (87 FR 61418)
34-95961
Sept. 30, 2022
SR-BOX-2022-19
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Article 4 of the Exchange's Bylaws To Establish a Staggered Board Comments Due: View Received Comments Federal Register version (87 FR 60717)
34-95848
Sept. 21, 2022
S7-24-89
Order Disapproving the Fifty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Comments Due: Federal Register version (87 FR 58544)
34-95849
Sept. 21, 2022
S7-24-89
Order Disapproving the Fifty-Second Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Comments Due: Federal Register version (87 FR 58592)
34-95850
Sept. 21, 2022
SR-CTA/CQ-2021-02
Order Disapproving the Thirty-Seventh Substantive Amendment to the Second Restatement of the CTA Plan and the Twenty-Eighth Substantive Amendment to the Restated CQ Plan Comments Due: Federal Register version (87 FR 58560)
34-95851
Sept. 21, 2022
SR-CTA/CQ-2021-03
Order Disapproving the Twenty-Fifth Charges Amendment to the Second Restatement of the CTA Plan and Sixteenth Charges Amendment to the Restated CQ Plan Comments Due: Federal Register version (87 FR 58613)
34-95791
Sept. 15, 2022
SR-FINRA-2022-015
Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) To Release Information on BrokerCheck Relating to Firm Designation as a Restricted Firm Comments Due: Federal Register version (87 FR 57731)
34-95795
Sept. 15, 2022
SR-CBOE-2022-039
Order Approving a Proposed Rule Change To Expand the Nonstandard Expirations Pilot Program To Include P.M.-Settled Options on the Mini-S&P 500 Index That Expire on Tuesday or Thursday Federal Register version (87 FR 57745)
34-95724
Sept. 9, 2022
SR-FICC-2022-004
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework Comments Due: Federal Register version (87 FR 56732)
34-95729
Sept. 9, 2022
SR-DTC-2022-006
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework Comments Due: Federal Register version (87 FR 56733)
34-95725
Sept. 9, 2022
SR-DTC-2022-006
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework Comments Due: Federal Register version (87 FR 56735)
34-95707
Sept. 8, 2022
SR-CBOE-2022-036
Order Approving a Proposed Rule Change To Amend Cboe Rule 5.6 and Cboe Rule 5.33 To Allow Delta-Adjusted at Close Orders To Be Submitted in FLEX Equity Options Federal Register version (87 FR 56477)
34-95685
Sept. 7, 2022
SR-ICEEU-2022-014
Order Approving Proposed Rule Change Relating to the ICE Clear Europe Outsourcing Policy Federal Register version (87 FR 56129)
34-95691
Sept. 7, 2022
SR-NYSE-2022-32
Order Approving a Proposed Rule Change To Amend NYSE Rule 7.35B Relating to the Closing Auction and Make Certain Conforming and Non-Substantive Changes to NYSE Rules 7.31, 7.35, 7.35B and 104 Federal Register version (87 FR 56099)
34-95656
Sept. 1, 2022
SR-NSCC-2022-005
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Revise the Excess Capital Premium Charge Comments Due: Federal Register version (87 FR 55058)
34-95654
Sept. 1, 2022
SR-ICC-2022-012
Order Approving Proposed Rule Change Relating to the Clearing Rules Federal Register version (87 FR 55045)
34-95658
Sept. 1, 2022
SR-CboeBZX-2022-037
Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend BZX Rule 11.17, Clearly Erroneous Executions View Received Comments Federal Register version (87 FR 55060)
34-95657
Sept. 1, 2022
SR-CBOE-2022-038
Order Approving a Proposed Rule Change To Amend CBOE Rule 5.32 With Respect to the Handling of Cancel/Replace Messages Federal Register version (87 FR 55053)
34-95635
Aug. 30, 2022
SR-FINRA-2022-013
Order Approving a Proposed Rule Change To Amend FINRA Rule 6730 (Transaction Reporting) To Enhance TRACE Reporting Obligations for U.S. Treasury Securities Federal Register version (87 FR 54579)
34-95634
Aug. 30, 2022
4-698
Order Instituting Proceedings To Determine Whether To Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Federal Register version (87 FR 54558)
34-95622
Aug. 29, 2022
SR-CboeBZX-2022-031
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (87 FR 54270)
34-95616
Aug. 26, 2022
SR-FICC-2021-009
Order Approving of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: Federal Register version (87 FR 53818)
34-95615
Aug. 26, 2022
SR-DTC-2021-017
Order Approving of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: Federal Register version (87 FR 53807)
34-95618
Aug. 26, 2022
SR-NSCC-2021-016
Order Approving of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: View Received Comments Federal Register version (87 FR 53796)
34-95605
Aug. 25, 2022
SR-FICC-2022-005
Order Approving Proposed Rule Change To Revise the Formula Used To Calculate the VaR Charge for Repo Interest Volatility Comments Due: Federal Register version (87 FR 53522)
34-95603
Aug. 25, 2022
SR-ICC-2022-010
Order Approving Proposed Rule Change Relating to the Clearing Rules and the End-of-Day Price Discovery Policies and Procedures Federal Register version (87 FR 53529)
34-95602
Aug. 25, 2022
SR-MSRB-2022-05
Order Granting Approval of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-34 to Better Align the CUSIP Requirements for Underwriters and Municipal Advisors with Current Market Practices
34-95581
Aug. 23, 2022
SR-NYSEARCA-2022-31
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 6.64P-O View Received Comments Federal Register version (87 FR 52827)
34-95504
Aug. 16, 2022
SR-ICC-2022-008
Order Approving Proposed Rule Change Relating to the Stress Testing Framework and the Liquidity Risk Management Framework Federal Register version (87 FR 51466)
34-95503
Aug. 16, 2022
SR-LCHSA-2022-004
Order Approving Proposed Rule Change Relating to the Clearing of Markit iTraxx Australia Indices and the Associated Single-Name Constituents and Remediation of WWR Margin Instability Federal Register version (87 FR 51471)
34-95472
Aug. 11, 2022
SR-ICC-2022-007
Order Approving Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts Federal Register version (87 FR 50672)
34-95465
Aug. 10, 2022
SR-FINRA-2022-011
Order Approving Proposed Rule Change To Expand TRACE Reporting Requirements to Trades in U.S. Dollar-Denominated Foreign Sovereign Debt Securities Federal Register version (87 FR 50354)
34-95438
Aug. 5, 2022
SR-FINRA-2022-017
Order Approving a Proposed Rule Change To Amend FINRA Rule 6750 Regarding the Publication of Aggregated Transaction Information on U.S. Treasury Securities Federal Register version (87 FR 49626)
34-95393
July 29, 2022
SR-ISE-2022-13
Order Granting Approval of a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq-100 Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program Federal Register version (87 FR 47807)
34-95391
July 29, 2022
SR-Phlx-2022-22
Order Granting Approval of a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq-100 Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program Federal Register version (87 FR 47797)
34-95319
July 19, 2022
SR-OCC-2022-001
Order Granting Approval of Proposed Rule Change Concerning The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility Comments Due: View Received Comments Federal Register version (87 FR 44167)
34-95314
July 19, 2022
SR-CBOE-2022-015
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 10.3 Regarding Margin Requirements Comments Due: Federal Register version (87 FR 44163)
34-95312
July 18, 2022
SR-NYSE-2022-14
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify Certain Pricing Limitations for Securities Listed on the Exchange Pursuant to a Primary Direct Floor Listing View Received Comments Federal Register version (87 FR 43914)
34-95233
July 8, 2022
SR-FICC-2022-003
Order Approving a Proposed Rule Change To Require Applicants and Members To Maintain or Upgrade Their Network or Communications Technology Comments Due: Federal Register version (87 FR 42218)
34-95232
July 8, 2022
SR-DTC-2022-004
Order Approving a Proposed Rule Change To Require Applicants, Participants, and Pledgees To Maintain or Upgrade Their Network or Communications Technology Federal Register version (87 FR 42239)
34-95237
July 8, 2022
SR-NSCC-2022-004
Order Approving a Proposed Rule Change To Require Applicants and Members To Maintain or Upgrade Their Network or Communications Technology Federal Register version (87 FR 42233)
34-95214
July 7, 2022
SR-ICC-2022-006
Order Approving Proposed Rule Change Relating to the ICC Model Validation Framework Federal Register version (87 FR 41776)
