Comments on FICC Rulemaking
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of
Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD
Rules to Facilitate Access to Clearance and Settlement Services of All Eligible Secondary
Market Transactions in U.S. Treasury Securities
[Release No. 34-99817; File No. SR-FICC-2024-005]
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Apr. 23, 2024 | Jiri Krol, Deputy CEO, Global Head of Government Affairs, Alternative Investment Management Association |
Apr. 18, 2024 | Walt L. Lukken, President & Chief Executive Officer, The Futures Industry Association ("FIA") |
Apr. 17, 2024 | Jennifer W. Han, Executive Vice President, Chief Counsel and Head of Global Regulatory Affairs, Managed Funds Association |
Apr. 17, 2024 | Katherine Darras, General Counsel, International Swaps
and Derivatives Association, Inc. |
Apr. 17, 2024 | Sarah A. Bessin, Deputy General Counsel, Investment Company Institute |
Apr. 17, 2024 | Joanna Mallers, Executive Director, FIA Principal Traders Group |
Apr. 16, 2024 | Rob Toomey, SIFMA, William Thum, SIFMA AMG, Sarah Bessin, ICI, Katherine Darras, ISDA, Jiri Krol, AIMA, SIFMA, SIFMA AMG, ICI, ISDA, AIMA |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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May 7, 2024 | Memorandum from the Office of Clearance and Settlement, Division of Trading and Markets regarding an April 24, 2024 ,meeting with representatives of the Independent Dealer and Trader Association |