Comments have been received from individuals and entities using the following Letter Type
A: 1,154
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(Click here for meetings with SEC officials)
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| Jan. 28, 2025 | Paul G. Cellupica, General Counsel, Investment Company Institute; Kevin Ercoline, Assistant General Counsel, Investment Company Institute |
| Jan. 24, 2025 | Paul G. Cellupica, General Counsel, Investment Company Institute, Kevin Ercoline, Assistant General Counsel, Investment Company Institute and Shelly Antoniewic, Chief Economist, Investment Company Institute |
| Dec. 5, 2024 | Boaz Weinstein, SABA Capital |
| Nov. 26, 2024 | David Schachter, SVP, GAMCO Investors, Inc. |
| Nov. 24, 2024 | Phil Goldstein |
| Nov. 14, 2024 | Robert J. Jackson, Professor, NYU |
| Nov. 14, 2024 | Michael D'Angelo, Chief Operating Officer and General Counsel, SABA Capital |
| Jul. 29, 2024 | Bryce A. Doty, Senior Portfolio Manager, Sit Investment Associates, Inc. and Sit Fixed Income Advisors II, LLC |
| Oct. 31, 2024 | Kevin Ercoline, Assistant General Counsel, Investment Company Institute and Paul G. Cellupica, General Counsel, Investment Company Institute |
| Oct. 31, 2024 | John McCann, Managing Director, Managing Associate General Counsel, Teachers Insurance and Annuity Association of America |
| Oct. 30, 2024 | Bryce A. Doty, Senior Portfolio Manager, Sit Investment Associates, Inc. and Sit Fixed Income Advisors II, LLC |
| Oct. 30, 2024 | Bryce A. Doty, Senior Portfolio Manager, Sit Investment Associates, Inc. and Sit Fixed Income Advisors II, LLC |
| Oct. 30, 2024 | Carolyn Murphy-Lepore, Portfolio Manager, City of London Investment Management Company |
| Oct. 8, 2024 | Richard Abraham |
| Oct. 5, 2024 | Kaloyan Fazli |
| Aug. 26, 2024 | J. Scott Miller |
| Aug. 13, 2024 | Demetri Goines |
| Aug. 12, 2024 | Phil Goldstein |
| Aug. 6, 2024 | John Chevedden |
| Aug. 6, 2024 | Casey Miller, Aegis Capital Corp |
| Aug. 6, 2024 | James Gould, Aegis Capital |
| Aug. 6, 2024 | Anonymous |
| Aug. 6, 2024 | Sam Sims, Pilot, Southwest Airlines |
| Aug. 5, 2024 | Phil Goldstein |
| Aug. 5, 2024 | Larry Morgenthal |
| Aug. 2, 2024 | Robert Rutkowski |
| Aug. 1, 2024 | Phil Martin |
| Jul. 31, 2024 | Lloyd Bradley Isdell |
| Jul. 31, 2024 | Roy Heumann |
| Jul. 31, 2024 | Linda Crump |
| Jul. 31, 2024 | Richard Mullaney, Personal investor-was President of a broker dealer |
| Jul. 31, 2024 | Anonymous |
| Jul. 31, 2024 | Gregory Hunts |
| Jul. 31, 2024 | William Russell |
| Jul. 31, 2024 | Lucian A. Bebchuk, Harvard Law School and Robert J. Jackson, Jr., New York University School of Law |
| Jul. 31, 2024 | George F. Magera, General Counsel, Federated Hermes, Inc. |
| Jul. 31, 2024 | Ole K Birkeland, Investor |
| Jul. 31, 2024 | Otto Schweizer |
| Jul. 31, 2024 | Howard L. Barnstone |
| Jul. 31, 2024 | Mark Kasson |
| Jul. 31, 2024 | Phillip Goldstein, Managing Partner, Bulldog Investors LLP |
| Jul. 31, 2024 | Fred Bamber |
| Jul. 31, 2024 | Andrew Park on behalf of the Americans for Financial Reform Education Fund |
| Jul. 31, 2024 | George W. Morriss |
| Jul. 31, 2024 | Jeffrey J. Enticknap |
| Jul. 31, 2024 | Harold R. VanderLaan |
| Jul. 31, 2024 | Anonymous |
| Jul. 31, 2024 | Ray Meadows CPA, CFA, MBA, President Berkeley Investment Advisors |
| Jul. 31, 2024 | Brandon Kraft |
| Jul. 31, 2024 | Richard Tavoso |
| Jul. 31, 2024 | Adam Cohen |
| Jul. 31, 2024 | Audrey Pinkerton |
| Jul. 31, 2024 | John Driscoll |
| Jul. 31, 2024 | Jenaro Cardona-Fox |
| Jul. 31, 2024 | Craig Galow |
| Jul. 31, 2024 | Rebecca Sullivan |
| Jul. 31, 2024 | Craig Skerpac, |
| Jul. 31, 2024 | Edward Murlatt |
| Jul. 31, 2024 | Duane Nicks |
| Jul. 31, 2024 | Presley T.f Buntin |
| Jul. 31, 2024 | Tom Gieske |
| Jul. 31, 2024 | George Queen |
| Jul. 31, 2024 | Richard P. Martucci |
| Jul. 31, 2024 | Mark Meis, Texas State Board of Public Accounting |
| Jul. 31, 2024 | Duncan Hawes |
| Jul. 31, 2024 | James Alter |
| Jul. 31, 2024 | Bruce Johnson |
| Jul. 31, 2024 | Daniel Kim |
| Jul. 31, 2024 | Kevin O'Donnell |
| Jul. 31, 2024 | James Slocum |
| Jul. 31, 2024 | Edward Knapp, Retired Professor of Economics - Colorado State University at Pueblo |
| Jul. 30, 2024 | Joseph V. Amato, President and Chief Investment Officer, Equities, Neuberger Berman Group LLC |
| Jul. 30, 2024 | John Paul Jones |
| Jul. 30, 2024 | Kenneth Chance, Financial Advisor |
| Jul. 30, 2024 | James Jospe |
| Jul. 30, 2024 | Rick Luttmann, Professor Emeritus of Mathematics, California State University |
| Jul. 30, 2024 | Guy D. Goodwin |
| Jul. 30, 2024 | Bradford L. Mabry |
| Jul. 30, 2024 | Owen Powell |
| Jul. 30, 2024 | Roy D. Vice |
| Jul. 30, 2024 | Steven Crippe |
| Jul. 30, 2024 | M. Bernstein |
| Jul. 30, 2024 | Robert Alstom |
| Jul. 30, 2024 | Charles Downey |
| Jul. 30, 2024 | Michael Au |
| Jul. 30, 2024 | Brian Gillings |
| Jul. 30, 2024 | Fred Swartz |
| Jul. 30, 2024 | Anonymous |
| Jul. 30, 2024 | Paul John Dofton |
| Jul. 30, 2024 | Judd Odzer |
| Jul. 30, 2024 | David E. Naylor |
| Jul. 30, 2024 | Mario A. Grosso |
| Jul. 30, 2024 | Arthur M. Finstein |
| Jul. 30, 2024 | John Tulli |
| Jul. 30, 2024 | David Marshall |
| Jul. 30, 2024 | 1607 Capital Partners, LLC |
| Jul. 30, 2024 | Steven Bavaria |
| Jul. 30, 2024 | Mike Fuller |
| Jul. 30, 2024 | Hasan Imam |
| Jul. 30, 2024 | Edmond Langhetee |
| Jul. 30, 2024 | Michael J. Hoffman |
| Jul. 30, 2024 | David Smith |
| Jul. 30, 2024 | William Grove |
| Jul. 30, 2024 | William Neely |
| Jul. 30, 2024 | Ron Mass, Almitas Capital |
| Jul. 30, 2024 | Dan Frank |
| Jul. 30, 2024 | Michael D'Angelo, Saba Capital Management, LP |
| Jul. 30, 2024 | Catherine Granger |
| Jul. 30, 2024 | John Cole Scott, President & CIO at CEF Advisors |
| Jul. 30, 2024 | Bruce A. Gerken |
| Jul. 30, 2024 | David Dziekanski, CEO, Quantify Funds |
| Jul. 30, 2024 | Phillip Goldstein, Managing Partner, Bulldog Investors LLP |
| Jul. 30, 2024 | Benny Klingsporn |
| Jul. 30, 2024 | Helen Zhang, Principal, Mercer Investments, LLC |
| Jul. 30, 2024 | John McCann, Managing Director, Associate General Counsel, Teachers Insurance and Annuity Association of America |
| Jul. 30, 2024 | Nathan Roethel |
| Jul. 30, 2024 | Jeffrey Alder |
| Jul. 30, 2024 | Jim Matthews |
| Jul. 30, 2024 | Joseph Vano |
| Jul. 30, 2024 | Adam Jones |
| Jul. 30, 2024 | Chang-Ping Hsiao |
| Jul. 30, 2024 | Tim Dodd |
| Jul. 30, 2024 | G. M. B. |
| Jul. 30, 2024 | Matt Gill |
| Jul. 30, 2024 | Travis McMillian |
| Jul. 30, 2024 | Malcolm P. Wattman, Retired Securities Lawyer |
| Jul. 30, 2024 | Paul N. Roth, Founding Partner Emeritus, of Counsel, Schulte, Roth & Zabell LLP |
| Jul. 30, 2024 | Daniel J. Taylor, Arthur Anderson Professor, The Wharton School et al. |
| Jul. 30, 2024 | James Morlock |
| Jul. 30, 2024 | Bryan Gachowski |
| Jul. 30, 2024 | Cole Maartmann, Curasset Capital Management |
| Jul. 30, 2024 | Moritz Sell, Board Director |
| Jul. 30, 2024 | Joshua Rockey |
| Jul. 30, 2024 | Judson Bertoch |
| Jul. 30, 2024 | Dan G. Robertson, Professional Engineer |
| Jul. 30, 2024 | Andrew Gadlin |
| Jul. 30, 2024 | Anonymous |
| Jul. 30, 2024 | Raleigh A. Blouch |
| Jul. 30, 2024 | Jayesh Vaswani |
| Jul. 30, 2024 | Bradley D. Foos |
| Jul. 30, 2024 | Chris Minarik |
| Jul. 30, 2024 | Investment Adviser Association, et al. |
| Jul. 30, 2024 | Stradley Ronon Stevens & Young, LLP |
| Jul. 30, 2024 | Phillip Goldstein, Managing Partner, Bulldog Investors LLC |
| Jul. 30, 2024 | SIFMA's Asset Management Group; Insured Retirement Institute; Investment Adviser Association; Securities Industry and Financial Markets Association |
| Jul. 30, 2024 | Kevin Ercoline, Assistant General Counsel, Investment Company Institute and Paul G. Cellupica, General Counsel, Investment Company Institute |
| Jul. 30, 2024 | James Chadwick, President, Ancora Alternatives |
| Jul. 30, 2024 | John Park |
| Jul. 30, 2024 | John Wilen |
| Jul. 30, 2024 | Gary Hall |
| Jul. 30, 2024 | Michael Hislop, Fixed Income Portfolio Manager |
| Jul. 30, 2024 | Ron Cowart, Vice President, Memorial Healthcare Systems |
| Jul. 30, 2024 | Marianna Cohen |
| Jul. 30, 2024 | Paul A. Nussbaum |
| Jul. 30, 2024 | Robert Schlesinger |
| Jul. 30, 2024 | Todd Hjermstad |
| Jul. 29, 2024 | Bryce A. Doty, Senior Portfolio Manager, Sit Investment Associates, Inc. and Sit Fixed Income Advisors II, LLC |
| Jul. 29, 2024 | Anthony M. Lamport |
| Jul. 29, 2024 | Sit Investment Associates, Inc. |
| Jul. 29, 2024 | Anton Trapman, Individual Investor |
| Jul. 29, 2024 | Russell Gordon, Institutional Asset Allocator |
| Jul. 29, 2024 | George Spritzer |
| Jul. 29, 2024 | Daniel L. Lippincott, President & Chief Investment Officer, Karpus Investment Management |
| Jul. 29, 2024 | Charles C. Walden, CFA |
| Jul. 29, 2024 | Barry Bloom |
| Jul. 29, 2024 | Rick Hart |
| Jul. 29, 2024 | Ronnie Mccallay |
| Jul. 29, 2024 | Edward Hopkinson |
| Jul. 29, 2024 | Henry K. Vogel |
| Jul. 29, 2024 | Keith Graham |
| Jul. 29, 2024 | Paul Gluck |
| Jul. 29, 2024 | Larry H. Green |
| Jul. 29, 2024 | Olivier Prache |
| Jul. 29, 2024 | Michael Bunting |
| Jul. 29, 2024 | Nguyen Tran |
| Jul. 29, 2024 | Brad Christensen |
| Jul. 29, 2024 | John Y. Park, J. Park Management, LLC |
| Jul. 29, 2024 | Thomas DeCapo |
| Jul. 29, 2024 | City of London Investment Management Company Limited |
| Jul. 29, 2024 | Matthew Wade |
| Jul. 29, 2024 | Michael Schwitz |
| Jul. 29, 2024 | Aaron T. Morris |
| Jul. 29, 2024 | Pat Perito |
| Jul. 29, 2024 | Colin Moffatt |
| Jul. 29, 2024 | Gerald Hellerman |
| Jul. 29, 2024 | Jeff Boisvert, Director of Trading |
| Jul. 29, 2024 | David S. Nafziger |
| Jul. 29, 2024 | James Enniss |
| Jul. 29, 2024 | Taylor Reynolds |
| Jul. 29, 2024 | Thomas E. Bernard |
| Jul. 29, 2024 | Benjamin Visca, Investment Analyst |
| Jul. 29, 2024 | James Heatherington, CPA |
| Jul. 29, 2024 | Richard Dayan, Stockholder |
| Jul. 26, 2024 | Daniel Young |
| Jul. 26, 2024 | Timothy Pasken |
| Jul. 26, 2024 | Paul Franklin |
| Jul. 25, 2024 | David Frederick de Roode |
| Jul. 25, 2024 | Michael Castleberry |
| Jul. 25, 2024 | Mark Morrell |
| Jul. 25, 2024 | Andrew O. Rodman |
| Jul. 25, 2024 | Philip H. Sharkey II |
| Jul. 25, 2024 | P. Dinshaw |
| Jul. 25, 2024 | Anthony Pacchia, Financial Consultant/Traxi LLC |
| Jul. 25, 2024 | Steven Doepke, Owner Argent Capital Inc. |
| Jul. 24, 2024 | Joshua Massey, Investment Adviser |
| Jul. 24, 2024 | Dan Plettner |
| Jul. 24, 2024 | Gabi Gliksberg, ATG Capital Management |
| Jul. 18, 2024 | Mary Wilbert |
| Jul. 17, 2024 | Anonymous |
| Jul. 17, 2024 | Michael Foster |
| Jul. 17, 2024 | Kevin Coroneos |
| Jul. 16, 2024 | Eran Schreiber, CPA and CFO of Family Office |
| Jul. 16, 2024 | Regina Cohen |
| Jul. 16, 2024 | Andrew Richman |
| Jul. 16, 2024 | Donovan J. Paul, Senior VP/Portfolio Manager |
| Jul. 16, 2024 | Michael Foster, Writer, CEF Insider |
| Jul. 16, 2024 | Gayle Ehrlich |
| Jul. 16, 2024 | Jon Fenn, Family Office Investor |
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Meetings with SEC Officials
(Click here for submitted comments from the public)
|
| Dec. 5, 2024 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a December 3, 2024 meeting with representatives of the Investment Company Institute |
| Nov. 25, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a November 25, 2024, conference call with representatives of Saba Capital |
| Oct. 28, 2024 | Memorandum from the Division of Trading & Markets regarding an October 28, 2024, meeting with representatives of the Investment Company Insitute and certain members |
| Oct. 4, 2024 | Memorandum from the Office of Commissioner Caroline A. Crenshaw regarding an October 4, 2024, meeting with representatives of Saba Capital |
| Oct. 1, 2024 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a September 30, 2024, meeting with representatives of Saba Capital Management, L.P. |
| Sep. 30, 2024 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a September 30, 2024 meeting with representatives of Saba Capital |
| Sep. 9, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 6, 2024, meeting with representatives of the Saba Capital |
| Sep. 9, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an August 28, 2024, meeting with ICI |
| Sep. 6, 2024 | Memorandum from the Office of Market Supervision, Division of Trading and Markets regarding a September 5, 2024 meeting with representatives of Saba Capital Management, L.P. |
