Comments on NYSE Rulemaking

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 From the Requirement to Hold Annual Shareholder Meetings

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 1,156

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Date Received
Date Letter Type Commenter Name
Public Comment Paul G. Cellupica, General Counsel, Investment Company Institute; Kevin Ercoline, Assistant General Counsel, Investment Company Institute
Public Comment Paul G. Cellupica, General Counsel, Investment Company Institute, Kevin Ercoline, Assistant General Counsel, Investment Company Institute and Shelly Antoniewic, Chief Economist, Investment Company Institute
Public Comment Boaz Weinstein, SABA Capital
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a December 3, 2024 meeting with representatives of the Investment Company Institute
Public Comment David Schachter, SVP, GAMCO Investors, Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a November 25, 2024, conference call with representatives of Saba Capital
Public Comment Phil Goldstein
Public Comment Michael D'Angelo, Chief Operating Officer and General Counsel, SABA Capital
Public Comment Robert J. Jackson, Professor, NYU
Public Comment John McCann, Managing Director, Managing Associate General Counsel, Teachers Insurance and Annuity Association of America
Public Comment Kevin Ercoline, Assistant General Counsel, Investment Company Institute and Paul G. Cellupica, General Counsel, Investment Company Institute
Public Comment Bryce A. Doty, Senior Portfolio Manager, Sit Investment Associates, Inc. and Sit Fixed Income Advisors II, LLC
Public Comment Carolyn Murphy-Lepore, Portfolio Manager, City of London Investment Management Company
Meeting with SEC Officials Memorandum from the Division of Trading & Markets regarding an October 28, 2024, meeting with representatives of the Investment Company Insitute and certain members
Public Comment Richard Abraham
Public Comment Kaloyan Fazli
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline A. Crenshaw regarding an October 4, 2024, meeting with representatives of Saba Capital
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a September 30, 2024, meeting with representatives of Saba Capital Management, L.P.
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding a September 30, 2024 meeting with representatives of Saba Capital
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 6, 2024, meeting with representatives of the Saba Capital
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an August 28, 2024, meeting with ICI
Meeting with SEC Officials Memorandum from the Office of Market Supervision, Division of Trading and Markets regarding a September 5, 2024 meeting with representatives of Saba Capital Management, L.P.
Public Comment J. Scott Miller
Public Comment Demetri Goines
Public Comment Phil Goldstein
Public Comment Anonymous
Public Comment Casey Miller, Aegis Capital Corp
Public Comment James Gould, Aegis Capital
Public Comment John Chevedden
Public Comment Sam Sims, Pilot, Southwest Airlines

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NYSE-2024-35
Release Number
34-100460
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