Comments have been received from individuals and entities using the following Letter Type
A: 68
C: 13
D: 58
E: 6
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(Click here for meetings with SEC officials)
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| Dec. 20, 2024 | Tony Holland, Director of Market Practice at ISLA |
| Dec. 6, 2024 | Fran Garritt, Head of Business, and Mark Whipple, Chairman of the Board of Directors, International Securities Lending Association Americas |
| Dec. 6, 2024 | Robert Toomey, Managing Director and Associate General Counsel Head of Capital Markets, Joseph Corcoran, Managing Director and Associate General, Counsel, Lindsey Weber Keljo, Esq.., Head – Asset Management Group, William C. Thum, Managing Director and Assistant General Counsel, SIFMA and SIFMA AMG |
| Nov. 14, 2024 | Racquel L. Russell, Senior Vice President, Director of Capital Markets Policy, Financial Industry Regulatory Authority, Inc. |
| Oct. 25, 2024 | Bill Hagerty, United States Senator |
| Sep. 16, 2024 | Anonymous |
| Sep. 12, 2024 | Traci Olafson |
| Sep. 12, 2024 | Corey |
| Sep. 12, 2024 | Derek Madden |
| Sep. 10, 2024 | Jane Plumberg |
| Aug. 30, 2024 | Matt Billings, President, Robinhood Financial, LLC and Robinhood Securities, LLC |
| Aug. 27, 2024 | Kevin McNulty, Managing Director, Head of RegTech, EquiLend Holdings LLC |
| Aug. 23, 2024 | Howard Meyerson, Managing Director, Financial Information Forum |
| Aug. 21, 2024 | Suzanne Shatto |
| Aug. 9, 2024 | Patrick O'Ney |
| Aug. 9, 2024 | Curtis Asdasdasdasd |
| Aug. 9, 2024 | Freddy Lo |
| Aug. 9, 2024 | Heinrich M. |
| Aug. 9, 2024 | Graham Ladner |
| Aug. 9, 2024 | John Christopher |
| Aug. 9, 2024 | Daniel Roberts |
| Aug. 7, 2024 | Jimit Raithatha |
| Aug. 5, 2024 | Robert Sloan, Managing Partner, S3 Partners, LLC |
| Jul. 31, 2024 | Jennifer W. Han, Executive Vice President, Chief Counsel and Head of Global Regulatory Affairs, MFA |
| Jul. 31, 2024 | William C. Thum, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association Asset Management Group |
| Jul. 30, 2024 | Paul Cellupica, General Counsel, and Kimberly Thomasson, Assistant General Counsel, Investment Company Institute |
| Jul. 19, 2024 | Tony Holland, Director of Market Practice, International Securities Lending Association (ISLA) |
| Jul. 16, 2024 | Fran Garritt, Head of Business, International Securities Lending Association Americas and Mark Whipple, Chairman of the Board of Directors, International Securities Lending Association Americas |
| Jun. 12, 2024 | Vivek Wilson |
| Jun. 12, 2024 | Daniel Hickok |
| Jun. 12, 2024 | Anthony DeVito |
| Jun. 12, 2024 | Akash Patel |
| Jun. 12, 2024 | Chem Alabr |
| Jun. 12, 2024 | Wayne Allison |
| Jun. 12, 2024 | Anonymous |
| Jun. 12, 2024 | Rick White |
| Jun. 12, 2024 | Micah Vincent |
| Jun. 12, 2024 | Todo Maligad |
| Jun. 12, 2024 | Anonymous |
| Jun. 12, 2024 | Bear Ventures |
| Jun. 12, 2024 | Daniel Taylor |
| Jun. 12, 2024 | Richard Hu |
| Jun. 12, 2024 | Mike |
| Jun. 12, 2024 | Timo |
| Jun. 12, 2024 | Jordan Vidal |
| Jun. 12, 2024 | Jordan Vidal |
| Jun. 12, 2024 | Carl Hoopingarner |
| Jun. 12, 2024 | Callum Donaldson |
| Jun. 11, 2024 | Luke Kolarsky |
| Jun. 11, 2024 | Jamie |
| Jun. 11, 2024 | Vaishnavi Ramesh |
| May 28, 2024 | Tony Holland, Director of Market Practice, International Securities Lending Association (ISLA) |
| May 28, 2024 | Brian P. Lamb, CEO, EquiLend Holdings LLC |
| May 28, 2024 | Robert Toomey, Managing Director, Associate General Counsel, Head of Capital Markets, SIFMA and Joseph Corcoran, Managing Director, Associate General Counsel, SIFMA |
| May 28, 2024 | Lindsey Weber Keljo, Esq., Head - Asset Management Group, Securities Industry and Financial Markets Association and William C. Thum, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association |
| May 28, 2024 | David Schwartz, Executive Director, Center for the Study of Financial Market Evolution |
| May 24, 2024 | Tony Holland, Director, Market Practice International Securities Lending Association et al. |
| May 22, 2024 | Suzanne Shatto |
| May 15, 2024 | Jennifer |
| May 14, 2024 | Anonymous |
Meetings with SEC Officials
(Click here for submitted comments from the public)
|
| Aug. 28, 2024 | Memorandum from the Division of Trading and Markets regarding an August 28, 2024 meeting with representatives of the Financial Industry Regulatory Authority, Inc. |
| Aug. 21, 2024 | Memorandum from the Division of Trading and Markets regarding an August 21, 2024 meeting with representatives of ISLA Americas and member firms |
| Aug. 6, 2024 | Memorandum from the Division of Trading and Markets regarding an August 6, 2024 meeting with representatives of the Financial Industry Regulatory Authority, Inc. |
| Jul. 25, 2024 | Memorandum from the Division of Trading and Markets regarding a July 25, 2024 meeting with representatives of State Street |
| Jul. 3, 2024 | Memorandum from the Division of Trading and Markets regarding a July 2, 2024 meeting with representatives of the International Securities Lending Association and member firms |
| Jun. 27, 2024 | Memorandum from the Division of Trading and Markets regarding a June 27, 2024 meeting with representatives of the Investment Company Institute and member firms |
| Jun. 6, 2024 | Memorandum from the Division of Trading and Markets regarding a May 22, 2024, meeting with representatives of the Investment Company Institute |
