Comments on FINRA Rulemaking

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Adopt the FINRA Rule 6500 Series (Securities Lending and Transparency Engine SLATE™)

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 68
C: 13
D: 58
E: 6

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Tony Holland, Director of Market Practice at ISLA
Public Comment Fran Garritt, Head of Business, and Mark Whipple, Chairman of the Board of Directors, International Securities Lending Association Americas
Public Comment Robert Toomey, Managing Director and Associate General Counsel Head of Capital Markets, Joseph Corcoran, Managing Director and Associate General, Counsel, Lindsey Weber Keljo, Esq.., Head - Asset Management Group, William C. Thum, Managing Director and Assistant General Counsel, SIFMA and SIFMA AMG
Public Comment Racquel L. Russell, Senior Vice President, Director of Capital Markets Policy, Financial Industry Regulatory Authority, Inc.
Public Comment Bill Hagerty, United States Senator
Public Comment Anonymous
Public Comment Corey
Public Comment Derek Madden
Public Comment Traci Olafson
Public Comment Jane Plumberg
Public Comment Matt Billings, President, Robinhood Financial, LLC and Robinhood Securities, LLC
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 28, 2024 meeting with representatives of the Financial Industry Regulatory Authority, Inc.
Public Comment Kevin McNulty, Managing Director, Head of RegTech, EquiLend Holdings LLC
Public Comment Howard Meyerson, Managing Director, Financial Information Forum
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 21, 2024 meeting with representatives of ISLA Americas and member firms
Public Comment Suzanne Shatto
Public Comment Curtis Asdasdasdasd
Public Comment Daniel Roberts
Public Comment Freddy Lo
Public Comment Graham Ladner
Public Comment Heinrich M.
Public Comment John Christopher
Public Comment Patrick O'Ney
Public Comment Jimit Raithatha
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 6, 2024 meeting with representatives of the Financial Industry Regulatory Authority, Inc.
Public Comment Robert Sloan, Managing Partner, S3 Partners, LLC
Public Comment Jennifer W. Han, Executive Vice President, Chief Counsel and Head of Global Regulatory Affairs, MFA
Public Comment William C. Thum, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association Asset Management Group
Public Comment Paul Cellupica, General Counsel, and Kimberly Thomasson, Assistant General Counsel, Investment Company Institute
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 25, 2024 meeting with representatives of State Street

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2024-007
Release Number
34-100046
Related Materials
How to submit comments