Comments on FICC Rulemaking

Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Modify the GSD Rules Relating to the Adoption of a Trade Submission Requirement

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 12, 2025 meeting with representatives of MarketAxess
Public Comment Jennifer W. Han, Chief Legal Officer and Head of Global Regulatory Affairs, MFA
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a December 18, 2024 meeting with representatives of the Institute of International Bankers
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a November 4, 2024, meeting with representatives of the Depository Trust & Clearing Corporation
Public Comment Joanna Mallers, Secretary, FIA Principal Traders Group
Public Comment Robert Toomey, Head of Capital Markets, Managing Director/Associate General Counsel, SIFMA
Public Comment Fixed Income Clearing Corporation
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a July 16, 2024 meeting with representatives of DTCC
Public Comment Jennifer W. Han, Executive Vice President, Chief Counsel and Head of Global Regulatory Affairs, Managed Funds Association
Public Comment Robert Toomey, Head of Capital Markets, Manging Director and Associate General Counsel, and William C. Thum, Managing Director and Associate General Counsel, SIFMA and SIFMA AMG
Public Comment Elizabeth K. King, Global Head of Clearing & Chief Regulatory Officer, Intercontinental Exchange Inc.
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a July 10, 2024 meeting with representatives of FIA
Public Comment Walt L. Lukken, President and Chief Executive Officer, Futures Industry Association (FIA)
Public Comment Joanna Mallers, Secretary, FIA Principal Traders Group
Public Comment Kimberly Thomasson, Assistant General Counsel, Investment Company Institute; Paul Cellupica, General Counsel, Investment Company Institute
Public Comment Jiri Krol, Deputy CEO, Global Head of Government Affairs, Alternative Investment Management Association
Public Comment Katherine Darras, General Counsel, International Swaps and Derivatives Association
Public Comment Paul Cellupica, General Counsel, Investment Company Institute and Kimberly Thomasson, Assistant General Counsel, Investment Company Institute
Public Comment Ross Pazzol, Assistant General Counsel, MarketAxess
Public Comment Stephanie Webster, General Counsel, Institute of International Bankers
Public Comment Katherine Darras, General Counsel, International Swaps and Derivatives Association
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a July 2, 2024 meeting with representatives of FIA PTG

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FICC-2024-009
Release Number
34-100417
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