What’s New on the SEC Website
July 20, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Shaun Greenwald, CPA (Release Nos. 34-92447, AAER-4227; File No. 3-20402)
Litigation Releases
- Profit Connect Wealth Services, Inc., Joy I. Kovar, and Brent C. Kovar (Release No. LR-25144; Jul. 20, 2021)
Regulatory Actions
Investment Company Act Notices and Orders
- Investcorp Credit Management BDC, Inc., et al. (Release No. IC-34338; File No. 812-15176)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule for the Complex PRIME Agency Order Credit (Release No. 34-92448; File No. SR-MIAX-2021-34); see also Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect an Amendment to the Application and Exemptive Order Governing Shares of Active Proxy Portfolio Shares Issued by T. Rowe Price Exchange-Traded Funds, Inc. Which are Listed and Traded on the Exchange (Release No. 34-92449; File No. SR-NYSEArca-2021-61)
- NMS: Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail (Release No. 34-92451; File No. 4-698)
- MIAX Pearl: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule (Release No. 34-92452; File No. SR-PEARL-2021-34); see also Exhibit 5
- NYSENAT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Rules to Add New Subparagraph (i)(4) to Rule 7.31 (Release No. 34-92446; File No. SR-NYSENAT-2021-15); see also Exhibit 5
- CboeEDGX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule (Release No. 34-92445; File No. SR-CboeEDGX-2021-033); see also Exhibit 5