What’s New on the SEC Website
July 14, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Cascade Investment Group, Inc. (Release Nos. 34-92390, IA-5776; File No. 3-20396)
- Blotics Ltd. f/d/b/a Coinschedule Ltd. (Release No. 33-10956; File No. 3-20398)
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- DTC: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consisting of Modifications to the Text of the Rules and the Procedures, of the Service Guide for the DTC Canadian-Link Service and the DTC Operational Arrangements Relating to the Elimination of the Canadian Dollar Settlement Feature of the Canadian-Link Service (Release No. 34-92410; File No. SR-DTC-2021-012); see also Exhibit 5
- FINRA: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Technical and other Non-Substantive Changes within FINRA rules (Release No. 34-92403; File No. SR-FINRA-2021-018)
- ICC: Notice of Filing of Proposed Rule Change Relating to the ICC Governance Playbook, ICC Risk Management Framework, and ICC Treasury Operations Policies and Procedures (Release No. 34-92402; File No. SR-ICC-2021-015)
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 4703 (Release No. 34-92409; File No. SR-BX-2021-030); see also Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend the NYSE Arca Equities listing fee schedule (Release No. 34-92405; File No. SR-NYSEArca-2021-56); see also Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges (Release No. 34-92400; File No. SR-NYSEArca-2021-60); see also Exhibit 5
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Phlx Rules (Release No. 34-92404; File No. SR-Phlx-2021-41); see also Exhibit 5
- NYSENAT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates (Release No. 34-92401; File No. SR-NYSENAT-2021-14); see also Exhibit 5
- CboeBZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Eliminate the Opt-In Functionality Offered under the Lead Market Maker Pricing (Release No. 34-92408; File No. SR-CboeBZX-2021-050); see also Exhibit 5
- CboeBZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Adopting a New Single Market Participant Identifier Investor Tier (Release No. 34-92406; File No. SR-CboeBZX-2021-048); see also Exhibit 5
- CboeBYX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule (Release No. 34-92407; File No. SR-CboeBYX-2021-016); see also Exhibit 5