What’s New on the SEC Website
June 24, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Divisions
Division of Corporation Finance
Staff No-Action, Interpretive & Exemptive Letters
Litigation
Administrative Proceedings
- Crown Capital Securities, L.P. (Release Nos. 34-92258, IA-5760; File No. 3-20371)
- Gateway One Lending & Finance, LLC (Release No. 33-10951; File No. 3-20372)
Commission Opinions and Orders
- Oscar Ferrer Rivera (Release No. IA-5759; File No. 3-19166)
- BioHemp International, Inc. (Release No. 34-92253; File No. 3-20285)
- Apotheca Biosciences, Inc. (Release No. 34-92252; File No. 3-20284)
- Hidden Forest Acquisition Corp. and Global 2.0 Corporation (Release No. 34-92246; File No. 3-19871; June 23, 2021)
- Elitesoft Global Inc. and Capital Access Point 1, Inc. (Release No. 34-92245; File No. 3-19868; June 23, 2021)
- Gilla, Inc. and Evergreen-Agra Global Investments, Inc. (Release No. 34-92244; File No. 3-19851; June 23, 2021)
- Eos Petro, Inc. and eFleets Corporation (Release No. 34-92241; File No. 3-19847; June 23, 2021)
News and Public Statements
Press Releases
- SEC Awards More Than $1 Million to Whistleblower (Release No. 2021-110)
Regulatory Actions
Investment Company Act Notices and Orders
- Investcorp Credit Management BDC, Inc., et al. (Release No. IC-34318; File No. 812-15176)
- iCapital KKR Private Markets Fund, et al. (Release No. IC-34317; File No. 812-15194)
Other Commission Orders, Notices, and Information
- Order Determining Whistleblower Award Claim (Release No. 34-92251, File No. 2021-65)
- Order Determining Whistleblower Award Claim (Release No. 34-92248, File No. 2021-66)
- Order Determining Whistleblower Award Claim (Release No. 34-92247, File No. 2021-64)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BOX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 7300 (Preferenced Orders) (Release No. 34-92255; File No. SR-BOX-2021-16); see also Exhibit 5
- CboeBYX, CboeBZX,CboeEDGA, CboeEDGX : Order Granting Approval of Proposed Rule Changes, as Modified by Amendments No. 1, Relating to the Exchanges' Process for Re-Opening Securities Listed on other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause Outside of Regular Trading Hours (Release No. 34-92257; File Nos. SR-CboeBYX-2021-012, SR-CboeBZX-2021-035, SR-CboeEDGA-2021-011, SR-CboeEDGX-2021-025, SR-CboeEDGA-2021-011, SR-CboeEDGA-2021-011)
- DTC: Notice of Filing of and Immediate Effectiveness of Proposed Rule Change to Modify the DTC Settlement Service Guide and the Form of DTC Pledgee's Agreement (Release No. 34-92249; File No. SR-DTC-2021-005); see also Exhibit 5
- NASDAQ: Notice of Filing of Proposed Rule Change to Modify Certain Pricing Limitations for Companies Listing in Connection with a Direct Listing Primary Offering (Release No. 34-92256; File No. SR-NASDAQ-2021-045); see also Exhibit 5
- NSCC: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Increase the National Securities Clearing Corporation's Minimum Required Fund Deposit (Release No. 34-92250; File No. SR-NSCC-2021-005)
- NYSEAMER: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31E to Add a Retail Order Modifier and the NYSE American Equities Price List and Fee Schedule to Cross Reference the Retail Order Modifier (Release No. 34-92254; File No. SR-NYSEAMER-2021-31); see also Exhibit 5