What’s New on the SEC Website
May 14, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Divisions
Division of Trading and Markets No-Action, Exemptive, and Interpretive Letters
Litigation
Administrative Proceedings
- Vilacto Bio, Inc. (Release No. 34-91891; File No. 3-20307; May 13, 2021)
- US-China Biomedical Technology, Inc. (Release No. 34-91889; File No. 3-20306; May 13, 2021)
Commission Opinions and Orders
- Tri Clean Enterprises Inc. ("Release No. 34-91898; File No. 3-20028; May 14, 2021")
Trading Suspensions
- Kingold Jewelry, Inc. (Release No. 34-91893; May 13, 2021)
See also Order - Vilacto Bio, Inc. (Release No. 34-91892; May 13, 2021)
See also Order - US-China Biomedical Technology, Inc. (Release No. 34-91890; May 13, 2021)
See also Order
News
Speeches
- Mind the (Data) Gaps: Keynote Address at the 8th Annual Conference on Financial Market Regulation (CFMR), by Commissioner Caroline A. Crenshaw
Regulatory Actions
Other Commission Orders, Notices, and Information
- Order Determining Whistleblower Award Claim (Release No. 34-91896)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BOX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Rule 7135 (Execution and Pro Rata Priority) and Rule 8055 (Lead Market Makers) (Release No. 34-91897; File No. SR-BOX-2021-11); see also Exhibit 5
- NYSEArca: Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend NYSE Arca Rule 5.3-E to Exempt Registered Investment Companies that List Certain Categories of the Securities Defined as Derivative and Special Purpose Securities under NYSE Arca Rules From Having to Obtain Shareholder Approval Prior to the Issuance of Securities in Connection with Certain Acquisitions of the Stock or Assets of an Affiliated Registered Investment Company (Lead Market Makers) (Release No. 34-91901; File No. SR-NYSEArca-2020-54)