What’s New on the SEC Website
April 30, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Laurence I. Balter d/b/a Oracle Investment Research (Release No. 34-91738; File No. 3-17614; April 30, 2021)
- Morgan Stanley Smith Barney LLC (Release No. 34-91737; File No. 3-19793; April 30, 2021)
- Cyclone Power Technologies, Inc. and Ecolocap Solutions, Inc. (Release No. 34-91704; File No. 3-19846; April 29, 2021)
Commission Opinions and Orders
- Mark J. Moskowitz (Release No. IA-5728; File No. 3-18943; April 30, 2021)
Trading Suspensions
- Photozou Holdings, Inc. (Release No. 34-91726; April 29, 2021)
See also Order
News
Public Statements
- Prepared Remarks at SEC Small Business Capital Formation Advisory Committee Meeting, by Chair Gary Gensler
- Remarks at Meeting of SEC Small Business Capital Formation Advisory Committee, by Commissioner Hester M. Peirce
- Remarks to the Small Business Capital Formation Advisory Committee, by Commissioner Allison Herren Lee
Special Studies
Regulatory Actions
Investment Company Act Deregistration Notices and Orders
- Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 (Release No. IC-33032; February 23, 2018)
Investment Company Act Notices and Orders
- Azzad Funds and Azzad Asset Management, Inc. (Release No. IC-34261; File No. 812-15189; April 30, 2021)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- C2: Notice of Filing of a Proposed Rule Change to Amend the Sixth Amended and Restated Bylaws of Cboe C2 Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. to Implement Proxy Access (Release No. 34-91732; File No. SR-C2-2021-007; April 29, 2021); see also Exhibit 5
- DTC: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to update the DTC Corporate Actions Distributions Service Guide (Release No. 34-91736; File No. SR-DTC-2021-007; April 30, 2021); see also Exhibit 5
- ICC: Notice of Filing of Proposed Rule Change Relating to the ICC End-of-Day Price Discovery Policies and Procedures (Release No. 34-91733; File No. SR-ICC-2021-013); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Date of the Temporary Amendments Concerning Exchange Rule 1210 from April 30, 2021, to June 30, 2021 (Release No. 34-91735; File No. SR-NASDAQ-2021-026; April 30, 2021); see also Exhibit 5
- NYSENAT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE National, Inc.'s Price List (Release No. 34-91730; File No. SR-NYSENAT-2021-10; April 29, 2021); see also Exhibit 5
- NYSECHX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule of NYSE Chicago, Inc. (Release No. 34-91731; File No. SR-NYSECHX-2021-08; April 29, 2021); see also Exhibit 5