What’s New on the SEC Website
March 12, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Michael Sean Murphy (Release No. 34-91310; File No. 3-20242)
Commission Opinions and Orders
- Cantone Research Inc., Anthony Cantone and Christine Cantone (Release No. 34-91317; File No. 3-18999; March 12, 2021)
- LegacyXChange, Inc. ("Release No. 34-91315; File No. 3-20058")
- Seen On Screen Tv, Inc. and the Pulse Network, Inc. (Release No. 34-91312; File No. 3-19507; March 12, 2021)
- Raran Corporation, Refco Public Commodity Pool, L.P. and Rent USA, Inc. (Release No. 34-91311; File No. 3-19505)
Litigation Releases
- APEG Energy, GP, Paul W. Haarman and Patrick E. Duke (Release No. LR-25051)
- Shamoon Omer Rafiq, a/k/a Shamoon Rafiq, Omer Rafiq, and Omar Rafiq (Release No. LR-25049; Mar. 12, 2021)
Trading Suspensions
- Bayport International Holdings, Inc. (Release No. 34-91306; March 11, 2021)
See also Order
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CFE: Notice of a Filing of a Proposed Rule Change Regarding Order Information (Release No. 34-91308; File No. SR-CFE-2021-004); see also Exhibit 5
- EMERALD: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 200, Trading Permits (Release No. 34-91314; File No. SR-EMERALD-2021-08; March 12, 2021); see also Exhibit 5
- MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 200, Trading Permits (Release No. 34-91313; File No. SR-MIAX-2021-03; March 12, 2021); see also Exhibit 5
- NASDAQ: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Modify and Expand the Package of Complimentary Services Provided to Eligible Companies and to Update the Values of Certain Complimentary Services (Release No. 34-91318; File No. SR-NASDAQ-2021-002; March 12, 2021); see also Exhibit 5 and Exhibit 4
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Credits at Equity 7, Section 118 (a) (Release No. 34-91307; File No. SR-NASDAQ-2021-011); see also Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges (Release No. 34-91319; File No. SR-NYSEArca-2021-16; March 12, 2021); see also Exhibit 5
- NYSE Arca: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca Rule 5.3-E to Exempt Registered Investment Companies that List Certain Categories of the Securities Defined as Derivative and Special Purpose Securities under NYSE Arca Rules From Having to Obtain Shareholder Approval Prior to the Issuance of Securities in Connection with Certain Acquisitions of the Stock or Assets of an Affiliated Company (Release No. 34-91309; File No. SR-NYSEArca-2020-54)