What’s New on the SEC Website
February 16, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Zachary Brooke Roberts, Esq. (Release No. 34-91134; File No. 3-20226)
- Edward T. Kelly, CPA (Release Nos. 34-91131, AAER-4203; File No. 3-20225)
- All Grade Mining, Inc. (Release No. 34-91129; File No. 3-20224)
Commission Opinions and Orders
- Treehouse Real Estate Investment Trust (Release No. 34-91137; File No. 3-19192)
- James A. Winkelmann, Sr. and Blue Ocean Portfolios, LLC (Release Nos. 33-10926, 34-91136, IA-5685, IC-34196; File No. 3-17253)
Trading Suspensions
- All Grade Mining, Inc. (Release No. 34-91130) See also Order
Regulatory Actions
Investment Company Act Notices and Orders
- Strategas Trust and Strategas Securities, LLC (Release No. IC-34195; File No. 812-15160)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Authorize for Trading Flexible Exchange Options on Full-Value Indexes with a Contract Multiplier of One (Release No. 34-91135; File No. SR-CBOE-2020-034)
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 4759 (Release No. 34-91138; File No. SR-NASDAQ-2021-008); see also Exhibit 5
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4759 (Release No. 34-91139; File No. SR-BX-2021-002); see also Exhibit 5