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What’s New on the SEC Website

September 25, 2020

This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:

Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
Latest Filings for the most recent company filings.
Previous What’s New Issues
News Digest Archives (1956-2013)

ALJ Initial Decisions

Mark Feathers (Release No. ID-1403; File No. 3-15755; Date: Sep. 25, 2020)

Divisions

Division of Corporation Finance Staff No-Action, Interpretive & Exemptive Letters

Hancock Whitney Corporation

Division of Trading and Markets No-Action, Exemptive, and Interpretive Letters

FINRA: ATS Role in the Settlement of Digital Asset Security Trades

Division of Investment Management No-Action Letters

Prospect Capital Corporation: Reconsideration of Denial of Request to Omit Shareholder Proposal Submitted by Camilla Cane, September 16, 2020

Litigation

Administrative Proceedings

Sabra Capital Partners, LLC and Zvi Rhine (Release Nos. IA-5594, IC-34028; File No. 3-20070)
Rachelle A. Thatcher (Release No. 34-90016; File No. 3-20083; September 25, 2020)
Christopher D. Bachinski (Release No. 34-90015; File No. 3-20082; September 25, 2020)
Creative Financial Designs, Inc. (Release Nos. 34-90014, IA-5596; File No. 3-20081; September 25, 2020)
Dana J. Bradley (Release No. 34-90013; File No. 3-20080; September 25, 2020)
Big Time Holdings, Inc. (Release No. 34-90012; File No. 3-20079; September 25, 2020)
HK Apollo Motors Corporation (Release No. 34-90011; File No. 3-20078; September 25, 2020)
Lam D. Ha, CPA (Release Nos. 34-90010, AAER-4173; File No. 3-20076; September 25, 2020)
Marlin S. Hershey (Release No. 34-90009; File No. 3-20077; September 25, 2020)
James L. Thompson, CPA (Release Nos. 34-90008, AAER-4172; File No. 3-20075; September 25, 2020)
Leonardo Cornide and Jorge Falcon (Release No. 34-90006; File No. 3-19511; September 25, 2020)
Hancock Whitney Investment Services, Inc. (Release Nos. 34-90004, IA-5595; File No. 3-20074; September 25, 2020)
Aeon Global Health Corp. (Release Nos. 34-90003, AAER-4171; File No. 3-20073; September 25, 2020)
Funding the Gap, LLC and Irene P. Carroll (Release No. 34-90002; File No. 3-20072)
Precigen, Inc. (f/k/a Intrexon Corporation) (Release No. 34-89997; File No. 3-20069)
I-Wellness Marketing Group Inc. (Release No. 34-89992; File No. 3-20059; September 24, 2020)
Spring Pharmaceutical Group, Inc. (Release No. 34-89990; File No. 3-20066; September 24, 2020)
ID Perfumes, Inc. (Release No. 34-89988; File No. 3-20065; September 24, 2020)
DLD Group, Inc. (Release No. 34-89986; File No. 3-20064; September 24, 2020)
Custom Protection Services, Inc. (f/k/a PowerChannel, Inc.) (Release No. 34-89985; File No. 3-20063; September 24, 2020)
LegacyXChange, Inc. (Release No. 34-89981; File No. 3-20058; September 24, 2020)
SoluTech, Inc. and Nathan Pitruzzello ("Release Nos. 33-10853, 34-89999; File No. 3-20071")

Litigation Releases

Eric M. Hill (Release No. LR-24919; Sep. 25, 2020)
Zvi Feiner, et al. (Release No. LR-24918; Sep. 25, 2020)
Frank G. Mueller (Release No. LR-24917; Sep. 25, 2020)
FLiK, CoinSpark, Ryan S. Felton, William Q. Sparks, Jr., Owen B. Smith, and Chance B. White, and Relief Defendants Hyperion Holdings LLC, Stephanie L. Brown, Dale W. Felton, and Jennifer Felton (Release No. LR-24899; Sep. 15, 2020)

Trading Suspensions

I-Wellness Marketing Group Inc. (Release No. 34-89993; September 24, 2020)
See also Order
ID Perfumes, Inc. (Release No. 34-89989; September 24, 2020)
See also Order
DLD Group, Inc. (Release No. 34-89987; September 24, 2020)
See also Order
LegacyXChange, Inc. (Release No. 34-89982; September 24, 2020)
See also Order