Comments on NASDAQ Rulemaking
Notice of Filing of Proposed Rule Change to Modify the Listing Requirements Related to Special Purpose Acquisition Companies Listing Standards to Reduce Round Lot Holders on Nasdaq Capital Market for Initial Listing From 300 to 150 and Eliminate Public Holders for Continued Listing from 300 to Zero, Require $5 Million in Net Tangible Assets for Initial and Continued Listing, and Impose a Deadline to Demonstrate Compliance with Initial Listing Requirements on All Nasdaq Markets Within 30 Days Following Each Business Combination
[Release No. 34-81816; File No. SR-NASDAQ-2017-087]
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| Feb. 23, 2018 | Arnold Golub, Deputy General Counsel, NASDAQ Stock Market LLC |
| Jan. 30, 2018 | Paul D. Tropp, Freshfields Bruckhaus Deringer US LLP |
| Jan. 25, 2018 | Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors |
| Nov. 9, 2017 | Christian O. Nagler and David A. Curtiss, Kirkland & Ellis LLP |
| Nov. 3, 2017 | Steven Levine, CEO, EarlyBirdCapital, Inc. |
| Nov. 1, 2017 | Akin Gump Strauss Hauer & Feld LLP |
| Oct. 31, 2017 | Sean Davy, Managing Director, Capital Markets Division, SIFMA |
| Oct. 25, 2017 | Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors |
| Oct. 19, 2017 | Jeffrey M. Solomon, Chief Executive Officer, Cowen and Company, LLC |
