Comments on FINRA Rulemaking

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Amend Rule 2165 (Financial Exploitation of Specified Adults)

[Release No. 34-92225; File No. SR-FINRA-2021-016]

Submitted Comments
Jan. 24, 2022 Jeanette Wingler, Associate General Counsel, FINRA
Nov. 2, 2021 Jeanette Wingler, Associate General Counsel, FINRA
Oct. 13, 2021 William A. Jacobson, Esq., Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic
Sep. 28, 2021 David Rapp
Aug. 23, 2021 Jeanette Wingler, Associate General Counsel, FINRA
Jul. 29, 2021 National Adult Protective Services Association
Jul. 28, 2021 Lisa Bleier and Marin E. Gibson, SIFMA
Jul. 19, 2021 Christine Lazaro, Director of the Securities Arbitration Clinic and, Professor of Clinical Legal Education, St. John’s University
Jul. 19, 2021 Eversheds Sutherland (US) LLP
Jul. 15, 2021 Ron Long, Head of Aging Client Services, Wells Fargo