Sep. 28, 2021
Commission of the Securities and Exchange and whomever has been Involved with Interrupting My View of Information from being Received. To Control a Customers Ownership, as an SROs, Corporation, Parent, Entity, Owner, WITHOUT providing their Actual Portfolio of Ownership and Creating a Fake Statement thru Manipulation, to Sale for Another’s Profit is Theft By Deception. Placing a Hold using Rule 2165, Needs to be Implemented too Uncover the Depth of, who was Benefiting, besides Myself, If I am the Adult that the Register was Filed to Find? Because I Trusted that the Fiduciary, was to Act in the Best Interest of the Customer, Even though the Entity / Owner, is the Law. Finding that My Ownership was being Misappropriated, into Accounts that I Did Not Own, by the Advisors that Controlled My Account, Created the Start of My Computer Problems and Loss of Emails that were Taken Over. My Credentials at FINRA, only finding after Trades were taking place, Without My Approval. 397,524,000 of Total Return Bond, were taken or Moved without Providing Me with any Reason and My Federal ID that held my Corporation, was Changed to an Advisor (Wendy Jean O’Brein (She told me that it was hers)) and then NFS. Because I Am Elementary in the Treasury, of Trading into the Different Options and other Avenues: the Actors Created a way to Expunge Cases at FINRA, Using My Name and Credentials, Without My Knowledge or Approval. I Filed for Arbitration at FINRA, that has Been Deleted, Using My Password and Computers, which can only be done by a Department which I Do Not Have. My Ownership Funds have been Deposited into Accounts that I Do Not Own, Because the Statements that I was Supposed to Receive, were sent to an Address that was Not Mine. Since the Rollover of My 401K, and Deposit of my Shares into an Account that I Have the Account Numbers For, were Taken and Used for the Gain of Executives and Boards, Instead of the Owner. Is that a Conflict that the SEC and FINRA Both, were supposed to Oversee and Allow? Knowing the Truth and Looking the Other Way, is an Accomplice to the Act. I Never wanted to Create a Problem for what was Created by the Institutions and Firms, But, to Watch the Fiduciaries Benefit Financially by Selling My Ownership, to the Loss of the Investors, Is just Wrong and needs to Stop. I am not a Lawyer, who needs to File the Forms your Asking, to Stop the Actions of Theft, By Selling what is not Owned by the Actors Involved. Distrust, of the Advisors who work for the Fiduciaries who are supposed to Bi-Law be In the Best Interests of the Members that the Account is Owned, that My Fiduciaries Breached. I Have Never Been Given the Account Holdings on a Statement, of the Accounts I Owned, Believing that My Identity would Never be Provided or Taken by the Advisors who were supposed to Oversee My Ownership of the Corporation. “Breach of Trust” of the System, has now come into question. Breaking the Rules, Using My Investment Funds and the Breach of Fiduciary Trust, should be enough to Stop the Sale of Funds that are Not Owned by the Advisors Involved. Allowing the Owner / Adult, to Permit a Professional who I Approve, to Be Aware of My Ownership. If I would Like to Sale something I Own, and Pay the Taxes the the Federal Government that would Help with Social Security and Other Organizations we Need within the Federal Governments Decision, Should Be Made By Me.. David Rapp OSSM