Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change Relating to FINRA Rule 4570 (Custodian of Books and Records)

[Release No. 34-84646; File No. SR-FINRA-2018-039]

Submitted Comments
Feb. 26, 2019 Julia Bogolin, Counsel, Financial Industry Regulatory Authority, Inc.
Feb. 5, 2019 Richard J. O'Brien, Chief Compliance Officer, National Financial Services LLC

Notice: Release No. 34-84646

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