Comments on FINRA Rulemaking

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rule 9910 Post-Employment Conflict of Interest Restrictions; Nonpublic Information

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Date Received
Date Letter Type Commenter Name
Public Comment Christine Lazaro, President, Public Investors Arbitration Bar Association (PIABA)

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2018-037
Release Number
34-84518
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