Comments on FINRA Rulemaking

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rule 9910 Post-Employment Conflict of Interest Restrictions; Nonpublic Information

[Release No. 34-84518; File No. SR-FINRA-2018-037]

Submitted Comments
Nov. 28, 2018 Christine Lazaro, President, Public Investors Arbitration Bar Association (PIABA)

Notice: Release No. 34-84518

How to Submit Comments