Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change Relating to the Definition of Non-public Arbitrator

Filter comments


Date Sort descending	Letter Type	Commenter Name
Aug. 30, 2017	Public Comment	Margo Hassan, Associate Chief Counsel, FINRA Office of Dispute Resolution
Aug. 18, 2017	Public Comment	Marnie C. Lambert, President, Public Investors Arbitration Bar Association
Aug. 17, 2017	Public Comment	Jill Gross, Elisabeth Haub School of Law, Pace University
Aug. 14, 2017	Public Comment	Glenn S. Gitomer, Partner and Chair of Litigation Group, McCausland Keen + Buckman
July 24, 2017	Public Comment	Steven B. Caruso, Maddox Hargett Caruso, P.C.

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-FINRA-2017-025

Release Number

34-81196