Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act

Comments on Proposed Rule: Regulation SBSR - Reporting and Dissemination of Security-Based Swap Information

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Date Received
Date Letter Type Release Number Commenter Name
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding a February 27, 2014, meeting with representatives of Markit
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding a March 18, 2014, phone meeting with representatives of ICE Trade Vault
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding a March 4, 2014, phone meeting with representatives of ISDA
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding a February 14, 2014, telephone call with representatives of Alliance Bernstein
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding a February 20, 2014, telephone call with representatives of the Chicago Mercantile Exchange (CME)
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding a February 21, 2014, meeting with representatives of Ice Clear Credit
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding a February 5, 2014, telephone call with representatives of BlackRock
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding a January 31, 2014, meeting with representatives of Bloomberg
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding a January 23, 2014, meeting with representatives of DTCC
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding a January 15, 2014, meeting with representatives of Bloomberg
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding a January 9, 2014, meeting with representatives of DTCC
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and regarding a December 13, 2013, phone call with representatives of ICE Trade Vault and CME
Meeting with SEC Officials 34-69490, 34-69491, 34-69491, 34-65545 Memorandum from the Office of the Chair regarding an October 1, 2013, meeting with representatives of HSBC
Public Comment 34-69490, 34-69491, 34-69491 Kim Taylor, General Counsel, CME Group, and Kara L. Dutta, President, Clearing ICE Trade Vault, LLC
Meeting with SEC Officials 34-69490, 34-69491, 34-69491, 34-65545 Memorandum from the Office of Commissioner Kara Stein regarding a November 1, 2013, meeting with representatives of the Institute of International Bankers
Meeting with SEC Officials 34-69490, 34-69491, 34-69491 Memorandum from the Office of Commissioner Luis A. Aguilar regarding an October 30, 2013, meeting with representatives of IntercontinentalExchange, Inc. (ICE)
Meeting with SEC Officials 34-69490, 34-69491, 34-69491 Memorandum from the Office of Commissioner Michael S. Piwowar regarding an October 29, 2013, meeting with representatives of ICE Trade Vault
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding an October 16, 2013, meeting with representatives of ICE Trade Vault and CME
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding an October 8, 2013, phone meeting with representatives of Bloomberg
Meeting with SEC Officials 34-69490, 34-63346, 34-69491, 34-65545 Memorandum from the Office of Commissioner Michael S. Piwowar regarding an October 1, 2013, meeting with representatives of HSBC
Public Comment 34-69490, 34-69491, 34-69491 Kara L. Dutta, Assistant General Counsel, ICE Trade Vault, LLC
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding a September 19, 2013, meeting with representatives of ISDA
Meeting with SEC Officials 34-69490, 33-9408, IA-3616, IC-30551, 34-64514, 34-69491, 34-69491, 34-65545, 34-70004 Memorandum from the Office of Commissioner Kara Stein regarding a September 16, 2013, meeting with representatives of Americans for Financial Reform
Meeting with SEC Officials 34-69490, 33-9408, IA-3616, IC-30551, 34-64514, 34-69491, 34-69491, 34-65545 Memorandum from the Office of Commissioner Kara Stein regarding a September 13, 2013, meeting with representatives of Better Markets
Public Comment 34-69490, 34-69491, 34-69491 Matti Leppälä, Secretary General/CEO, PensionsEurope
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding an August 28, 2013, meeting with representatives of ICE Trade Vault
Public Comment 34-69490, 34-69491, 34-69491 Americans for Financial Reform
Public Comment 34-69490, 34-69491, 34-69491 Agricultural Retailers Association, Business Roundtable, Financial Executives International, National Association of Corporate Treasurers, National Association of Manufacturers, and U.S. Chamber of Commerce
Public Comment 34-69490, 34-69491, 34-69491 Anne-Marie Leroy, Senior Vice President and Group General Counsel, World Bank, and Fady Zeidan, Acting Deputy/General Counsel, International Finance Corporation
Public Comment 34-69490, 34-69491, 34-69491 Dennis M. Kelleher,President & CEO, Better Markets, Inc.; Stephen W. Hall,Securities Specialist, Better Markets, Inc.; and Katelynn 0. Bradley, Attorney, Better Markets, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-34-10
Release Number
34-69491
34-63346
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