Fee Rate Advisories

Aug. 13, 2024

The SEC issues fee rate advisories to inform the public of any developments relating to transaction fees or filing fees paid to the Commission.

Transaction fees are determined in accordance with Section 31 of the Securities Exchange Act of 1934, which requires self-regulatory organizations to pay the Commission twice annually a fee based on the aggregate dollar amount of certain sales of securities. This fee rate may change annually as part of the Commission’s budget appropriation for a given fiscal year. 

Filing fees are determined in accordance with Section 6(b) of the Securities Act of 1933, which requires the Commission to collect fees from issuers on the registration of securities. This fee rate may change annually as part of the Commission’s budget appropriation for a given fiscal year.

Latest Section 6(b) Filing Fee Rate Advisory

Latest Section 31 Transaction Fee Rate Advisory

Past Fee Rate Advisories

Fee Rate AdvisoryDateType
Section 31 Transaction Fee Rate Advisory for Fiscal Year 2025Apr. 8, 2025Transaction Fees
Section 6(b) Fee Rate Advisory for FY 2025 Aug. 20, 2024Filing Fees
Fee Rate Advisory #2 for FY 2024 Apr. 17, 2024Transaction Fees
Fee Rate Advisory #1 for FY 2024 Aug. 25, 2023Filing Fees
Fee Rate Advisory #3 for FY 2023 March 1, 2023Transaction Fees
Fee Rate Advisory #2 for FY 2023 Jan. 23, 2023Transaction Fees
Fee Rate Advisory #1 for FY 2023Aug. 26, 2022Filing Fees
Fee Rate Advisory #2 for FY 2022April 8, 2022Transaction Fees
Fee Rate Advisory #1 for FY 2022Aug. 23, 2021Filing Fees
Fee Rate Advisory #3 for FY 2021Feb. 26, 2021Transaction Fees
Fee Rate Advisory #2 for FY 2021Jan. 15, 2021Transaction Fees
Fee Rate Advisory #1 for FY 2021Aug. 26, 2020Filing Fees
Fee Rate Advisory #3 for FY 2020Feb. 28, 2020Transaction Fees
Fee Rate Advisory #2 for FY 2020Jan. 9, 2020Transaction Fees
Fee Rate Advisory #1 for FY 2020Aug. 23, 2019Filing Fees
Fee Rate Advisory #2 for FY 2019 March 12, 2019Transaction Fees
Fee Rate Advisory #1 for FY 2019Aug. 24, 2018Filing Fees
Fee Rate Advisory #3 for FY 2018 April 17, 2018Transaction Fees
Fee Rate Advisory #2 for FY 2018 Sept. 29, 2017Transaction Fees
Fee Rate Advisory #1 for FY 2018Aug. 24, 2017Filing Fees
Fee Rate Advisory #3 for FY 2017May 31, 2017Transaction Fees
Fee Rate Advisory #2 for FY 2017 Sept. 30, 2016Transaction Fees
Fee Rate Advisory #1 for FY 2017 Aug. 31, 2016Transaction Fees
Fee Rate Advisory #4 for FY 2016 Feb. 25, 2016Transaction Fees 
Fee Rate Advisory #3 for FY 2016 Jan. 7, 2016Transaction Fees
Fee Rate Advisory #2 for FY 2016 Sept. 30, 2015Transaction Fees
Fee Rate Advisory #1 for FY 2016Aug. 27, 2015Filing Fees
Fee Rate Advisory #4 for FY 2015 Feb. 27, 2015Transaction Fees 
Fee Rate Advisory #3 for FY 2015Jan. 15, 2015Transaction Fees
Fee Rate Advisory #2 for FY 2015 Sept. 30, 2014Transaction Fees
Fee Rate Advisory #1 for FY 2015Aug. 29, 2014Filing Fees
Fee Rate Advisory #4 for FY 2014 Feb. 28, 2014Transaction Fees 
Fee Rate Advisory #3 for FY 2014 Feb. 12, 2014Transaction Fees
Fee Rate Advisory #2 for FY 2014 Oct. 31, 2013Transaction Fees
Fee Rate Advisory #1 for FY 2014 Aug. 30, 2013Filing Fees
Fee Rate Advisory #3 for FY 2013April 25, 2013Transaction Fees
Fee Rate Advisory #2 for FY 2013 Nov. 15, 2012Transaction Fees
Fee Rate Advisory #1 for FY 2013 Aug. 31, 2012Filing Fees
Fee Rate Advisory #6 for FY 2012 March 1, 2012Transaction Fees
Fee Rate Advisory #5 for FY 2012 Jan. 20, 2012Transaction Fees
Fee Rate Advisory #4 for FY 2012 Sept. 29, 2011Transaction Fees 
Fee Rate Advisory #3 for FY 2012Sept. 29, 2011Filing Fees
Fee Rate Advisory #2 for FY 2012 Aug. 31, 2011Filing Fees
Fee Rate Advisory #1 for FY 2012 May 2, 2011Transaction Fees
Fee Rate Advisory #5 for FY 2011Dec. 22, 2010Filing Fees and Transaction Fees
Fee Rate Advisory #4 for FY 2011Dec. 18, 2010Filing Fees and Transaction Fees
Fee Rate Advisory #3 for FY 2011Dec. 3, 2010Filing Fees and Transaction Fees
Fee Rate Advisory #2 for FY 2011Sept. 29, 2010Filing Fees and Transaction Fees
Fee Rate Advisory #1 for FY 2011April 30, 2010Filing Fees and Transaction Fees
Fee Rate Advisory #5 for FY 2010March 1, 2010Transaction Fees
Fee Rate Advisory #4 for FY 2010Dec. 17, 2009Filing Fees and Transaction Fees
Fee Rate Advisory #3 for FY 2010Oct. 30, 2009Filing Fees and Transaction Fees
Fee Rate Advisory #2 for FY 2010Sept. 28, 2009Filing Fees and Transaction Fees
Fee Rate Advisory #1 for FY 2010April 30, 2009Filing Fees and Transaction Fees
Fee Rate Advisory #5 for FY 2009March 11, 2009Filing Fees and Transaction Fees
Fee Rate Advisory #4 for FY 2009March 6, 2009Filing Fees and Transaction Fees
Fee Rate Advisory #3 for FY 2009March 4, 2009Transaction Fees
Fee Rate Advisory #2 for FY 2009Sept. 29, 2008Filing Fees and Transaction Fees
Fee Rate Advisory #1 for FY 2009April 30, 2008Filing Fees and Transaction Fees
Fee Rate Advisory #7 for FY 2008Feb. 29, 2008Transaction Fees
Fee Rate Advisory #6 for FY 2008Dec. 27, 2007Filing Fees and Transaction Fees
Fee Rate Advisory #5 for FY 2008Dec. 21, 2007Filing Fees and Transaction Fees
Fee Rate Advisory #4 for FY 2008Dec. 14, 2007Filing Fees and Transaction Fees
Fee Rate Advisory #3 for FY 2008Nov. 15, 2007Filing Fees and Transaction Fees
Fee Rate Advisory #2 for FY 2008Sept. 28, 2007Filing Fees and Transaction Fees
Fee Rate Advisory #1 for FY 2008May 7, 2007Transaction Fees
Fee Rate Advisory #8 for FY 2007March 1, 2007Filing Fees and Transaction Fees
Fee Rate Advisory #7 for FY 2007Feb. 16, 2007Filing Fees and Transaction Fees
Fee Rate Advisory #6 for FY 2007Feb. 15, 2007Filing Fees and Transaction Fees
Fee Rate Advisory #5 for FY 2007Dec. 8, 2006Filing Fees and Transaction Fees
Fee Rate Advisory #4 for FY 2007Nov. 17, 2006Filing Fees and Transaction Fees
Fee Rate Advisory #3 for FY 2007Sept. 29, 2006Filing Fees and Transaction Fees
Fee Rate Advisory #2 for FY 2007Sept. 26, 2006Filing Fees and Transaction Fees
Fee Rate Advisory #1 for FY 2007May 3, 2006Filing Fees and Transaction Fees
Fee Rate Advisory #6 for FY 2006March 1, 2006Transaction Fees
Fee Rate Advisory #5 for FY 2006Nov. 23, 2005Filing Fees and Transaction Fees
Fee Rate Advisory #4 for FY 2006Nov. 18, 2005Filing Fees and Transaction Fees
Fee Rate Advisory #3 for FY 2006Sept. 30, 2005Filing Fees and Transaction Fees
Fee Rate Advisory #2 for FY 2006Sept. 27, 2005Filing Fees and Transaction Fees
Fee Rate Advisory #1 for FY 2006April 29, 2005Filing Fees and Transaction Fees
Fee Rate Advisory #7 For FY 2005March 1, 2005Transaction Fees
Fee Rate Advisory #6 For FY 2005Dec. 9, 2004Filing Fees and Transaction Fees
Fee Rate Advisory #5 for FY 2005Nov. 29, 2004Filing Fees and Transaction Fees
Fee Rate Advisory #4 for FY 2005Nov. 22, 2004Filing Fees and Transaction Fees
Fee Rate Advisory #3 for FY 2005Sept. 30, 2004Filing Fees and Transaction Fees
Fee Rate Advisory #2 for FY 2005Sept. 27, 2004Filing Fees and Transaction Fees
Fee Rate Advisory #1 for FY 2005April 30, 2004Filing Fees and Transaction Fees

Last Reviewed or Updated: Feb. 27, 2026

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