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Real-Time Reporting:
Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
See also: Comments on Proposed Rule: Regulation SBSR - Reporting and Dissemination of Security-Based Swap Information; File No. S7-34-10
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(Click here for meetings with SEC officials)
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| Sep. 12, 2011 | Christopher A. Klem, Ropes & Gray LLP |
| Sep. 8, 2011 | ABA Securities Association, American Council of Life Insurers, Financial Services Roundtable, Futures Industry Association, Institute of International Bankers, International Swaps and Derivatives Association and the Securities Industry and Financial Markets Association |
| May 31, 2011 | Futures Industry Association, The Financial Services Roundtable, Institute of International Bankers, Insured Retirement Institute, International Swaps and Derivatives Association, Securities Industry and Financial Markets Association, and U.S. Chamber of Commerce |
| May 4, 2011 | Financial Services Forum, Futures Industry Association, International Swaps and Derivatives Association, and Securities Industry and Financial Markets Association |
| Mar. 24, 2011 | Richard H. Baker, President & Chief Executive Officer, Managed Funds Association |
| Feb. 3, 2011 | Gerald Donini, Barclays Capital Inc. |
| Nov. 1, 2010 | James Hill, Managing Director, Morgan Stanley |
| Oct. 27, 2010 | Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA |
| Oct. 25, 2010 | Bank of America Merrill Lynch, Barclays Capital, BNP Paribas, Citi, Credit Agricole Corporate and Investment Bank, Credit Suisse Securities (USA), Deutsche Bank AG, HSBC, Morgan Stanley, Nomura Securities International, Inc., PNC Bank, National Association, UBS Securities LLC, Wells Fargo & Company |
| Oct. 20, 2010 | James F Cawley, CEO, Javelin Capital Markets Founder, Swaps Derivatives Market Association, New York, New York |
| Oct. 1, 2010 | James Toffey, CEO, Benchmark Solutions Inc., New York, New York |
| Sep. 17, 2010 | David Geen, General Counsel, International Swaps and Derivatives Association, Inc. |
| Aug. 31, 2010 | Jordan F. Fogal, Consumer advocate, Wetumpka, Alabama |
| Aug. 23, 2010 | Arthur Lewis |
| Aug. 5, 2010 | Coalition for Derivatives End-Users |
| Jul. 27, 2010 | Lewis E. Hutchison, Knoxville, Tennessee |
| Jul. 28, 2010 | Robin McLeish, Virginia Beach, Virginia
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Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Oct. 3, 2011 | Memorandum from the Office of the Chairman regarding a September 27, 2011, meeting with representatives from Delta Strategy Group |
| May 20, 2011 | Memorandum from the Division of Trading and Markets regarding a May 20, 2011, meeting with representatives from Morgan Stanley |
| May 13, 2011 | Memorandum from the Division of Trading and Markets regarding a May 13, 2011, meeting with a representative from Kalorama Partners, LLC |
| May 13, 2011 | Memorandum from the Division of Trading and Markets regarding a May 12, 2011, meeting with representatives from Barclays Capital |
| May 13, 2011 | Memorandum from the Division of Trading and Markets regarding an April 27, 2011, meeting with representatives from the Securities Industry and Financial Markets Association (SIFMA) |
| May 11, 2011 | Memorandum from the Division of Trading and Markets regarding a May 9, 2011, telephonic meeting with representatives the Capital Steering Committee of the Securities Industry and Financial Markets Association (SIFMA) |
| May 4, 2011 | Memorandum from the Division of Trading and Markets regarding a May 4, 2011, meeting with representatives of the Institute of International Bankers (IIB) |
| Apr. 21, 2011 | Memorandum from the Office of the Chairman regarding an April 21, 2011, meeting with representatives of the International Swaps and Derivatives Association, Inc. |
| Mar. 30, 2011 | Memorandum from the Division of Trading and Markets regarding a March 30, 2011, meeting with representatives of Nomura Securities International, Inc. |
| Mar. 25, 2011 | Memorandum from the Division of Trading and Markets regarding a March 25, 2011, meeting with representatives of Goldman Sachs |
| Mar. 9, 2011 | Memorandum from the Division of Trading and Markets regarding a March 9, 2011, meeting with representatives from and members of the Managed Funds Association (MFA) |
| Mar. 3, 2011 | Memorandum from the Division of Trading and Markets regarding a March 3, 2011, meeting with representatives of the Institute of International Bankers (IIB) |
| Mar. 1, 2011 | Memorandum from the Division of Trading and Markets regarding a March 1, 2011, meeting with representatives of Nomura Holding America Inc. and Nomura Securities International, Inc |
| Feb. 18, 2011 | CFTC Phase-in Implementation Discussion |
| Jan. 31, 2011 | Memorandum from the Office of Commissioner Walter regarding a January 31, 2011, meeting with representatives of Nomura Holding America Inc. |
| Dec. 8, 2010 | Memorandum from the Division of Trading and Markets regarding a December 8, 2010, meeting with representatives from and members of the Managed Funds Association |
| Dec. 3, 2010 | Memorandum from the Office of Commissioner Paredes regarding a November 10, 2010, meeting with representatives of ISDA and Kalorama Partners |
| Dec. 3, 2010 | Memorandum from the Office of Commissioner Troy A. Paredes regarding a November 18, 2010, meeting with representatives of PIMCO |
| Nov. 30, 2010 | Memorandum from the Division of Trading and Markets regarding a November 30, 2010, telephone conference with representatives of BlackRock |
| Nov. 12, 2010 | Memorandum from the Division of Trading and Markets regarding a November 12, 2010 meeting with representatives of MetLife |
| Nov. 12, 2010 | Memorandum from the Division of Trading and Markets regarding a November 10, 2010 meeting with representatives of ERISA-Regulated Pension Plans |
| Nov. 4, 2010 | Memorandum from the Division of Trading and Markets regarding a November 4, 2010 meeting with representatives of Bank of America |
| Nov. 3, 2010 | Memorandum from the Division of Trading and Markets regarding a November 3, 2010 meeting with representatives of Benchmark Solutions |
| Oct. 28, 2010 | Memorandum from the Division of Trading and Markets re: Meeting with the Capital Steering Committee of the Securities Industry and Financial Markets Association |
| Oct. 28, 2010 | Memorandum from the Division of Trading and Markets re: Phone Conference with Representatives of the Depository Trust and Clearing Corporation |
| Oct. 14, 2010 | Memorandum from the Office of Commissioner Troy A. Paredes regarding a October 14, 2010 meeting with representatives of UBS |
| Oct 13, 2010 | Memorandum from the Division of Trading and Markets regarding an October 13, 2010 meeting with Financial Services Forum |
| Oct. 13, 2010 | Memorandum from the Office of Commissioner Troy A. Paredes regarding a October 13, 2010 meeting with representatives of Goldman Sachs |
| Oct. 13, 2010 | Memorandum from the Division of Trading and Markets regarding an October 13, 2010 meeting with representatives of various Buy-Side Firms |
| Oct. 13, 2010 | Memorandum from the Office of the Chairman regarding an October 12, 2010, meeting with Labor Union Representatives |
| Oct. 8, 2010 | Memorandum from the Division of Trading and Markets regarding an October 8, 2010 meeting with representatives of Bank of America |
| Oct. 5, 2010 | Memorandum from the Division of Trading and Markets regarding an October 4, 2010 meeting with representatives of the Association of Institutional Investors |
| Oct. 5, 2010 | Memorandum from the Office of Commissioner Paredes regarding an October 5, 2010 meeting with representatives of JPMorgan |
| Oct. 1, 2010 | Memorandum from the Division of Trading and Markets regarding a September 30, 2010 meeting with representatives of Oracle |
| Oct. 1, 2010 | Memorandum from the Division of Trading and Markets regarding a September 30, 2010 meeting with J.P. Morgan |
| Oct. 1, 2010 | Memorandum from the Division of Trading and Markets regarding a September 30, 2010 meeting with representatives of the Financial Industry Regulatory Authority |
| Oct. 1, 2010 | Memorandum from the Division of Trading and Markets regarding a September 30, 2010 meeting with representatives of the Depository Trust & Clearing Corporation |
| Oct. 1, 2010 | Memorandum from the Division of Trading and Markets regarding a September 30, 2010 meeting with representatives of Bank of America |
| Sep. 29, 2010 | Memorandum from the Division of Trading and Markets regarding a September 28, 2010 meeting with representatives of Reval |
| Sep. 29, 2010 | Memorandum from the Division of Trading and Markets regarding a September 28, 2010 meeting with representatives of MarkitSERV |
| Sep. 28, 2010 | Memorandum from the Division of Trading and Markets regarding a September 28, 2010 meeting with representatives of Goldman Sachs |
| Sep. 23, 2010 | Memorandum from the Division of Trading and Markets regarding a September 23, 2010, meeting with representatives of Javelin Capital Markets, LLC |
| Sep. 22, 2010 | Memorandum from the Division of Trading and Markets re: U.S. Chamber of Commerce, Center for Capital Markets Competitiveness event on "Over the Counter (OTC) Derivatives Reform: Preparing for a Changing Marketplace." |
| Sep. 20, 2010 | Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting with the CFTC and representatives from certain pension plans |
| Sep. 20, 2010 | Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting with certain industry representatives |
| Sep. 17, 2010 | Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting (p.m.) with representatives of Morgan Stanley |
| Sep. 17, 2010 | Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting (a.m.) with representatives of Morgan Stanley |
| Sep. 16, 2010 | Memorandum from the Division of Trading and Markets regarding an August 23, 2010 meeting with representatives of Bloomberg LP |
| Sep. 15, 2010 | Memorandum from the Division of Trading and Markets regarding a September 15, 2010 meeting with representatives of PIMCO |
| Sep. 15, 2010 | Memorandum from the Office of Commissioner Paredes regarding a September 8, 2010, meeting with representatives of Credit Suisse |
| Sep. 15, 2010 | Memorandum from the Office of Commissioner Troy A. Paredes regarding an August 31, 2010 meeting with representatives of the Managed Funds Association |
| Sep. 10, 2010 | Memorandum from the Division of Trading and Markets regarding an August 17, 2010 afternoon meeting with representatives of TriOptima |
| Sep. 10, 2010 | Memorandum from the Division of Trading and Markets regarding an August 17, 2010 morning meeting with representatives of TriOptima |
| Sep. 2, 2010 | Memorandum from the Division of Trading and Markets regarding an August 25, 2010 meeting with representatives of MarkitSERV |
| Sep. 1, 2010 | Memorandum from the Division of Trading and Markets regarding a September 1, 2010 meeting with representatives from the Conference of State Bank Supervisors ("CSBS"), the National Association of Insurance Commissioners ("NAIC"), and the North American Securities Administrators Association ("NASAA")" |
| Sep. 1, 2010 | Memorandum from the Office of Commissioner Walter regarding an August 31, 2010 meeting with representatives of the Managed Funds Association |
| Aug. 30, 2010 | Memorandum from the Division of Trading and Markets regarding an August 27, 2010 meeting with representatives of Americans for Financial Reform, et al. |
| Aug. 26, 2010 | Memorandum from the Division of Trading and Markets regarding an August 26, 2010 meeting with representatives of the International Swaps and Derivatives Association (ISDA) |
| Aug. 25, 2010 | Memorandum from the Division of Trading and Markets regarding an August 25, 2010 meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA), et al. |
| Aug. 25, 2010 | Memorandum from the Office of International Affairs regarding an August 25, 2010 meeting with a representative of the Institute of International Finance |
| Aug. 24, 2010 | Memorandum from the Division of Trading and Markets regarding an August 23, 2010 meeting with representatives of the National Association of College and University Business Officers (NACUBO) |
| Aug. 24, 2010 | Memorandum from the Office of International Affairs regarding an August 16, 2010 meeting with representatives of the Government of Singapore Investment Corporation |
| Aug. 19, 2010 | Memorandum from the Division of Trading and Markets regarding an August 19, 2010 phone meeting with JPMorgan Chase & Co. regarding OTC Derivative Legislation |
| Aug. 12, 2010 | Memorandum from the Division of Trading and Markets regarding a August 3, 2010 meeting with representatives of MarkitSERV |
| Aug. 11, 2010 | Memorandum from the Division of Trading and Markets regarding an August 11, 2010 meeting with representatives of J.P. Morgan |
| Aug. 3, 2010 | Memorandum from the Division of Trading and Markets regarding an August 3, 2010 meeting with representatives of the International Swaps and Derivatives Association and the Securities Industry and Financial Markets Association |
http://www.sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml
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