Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act

Comments on Proposed Rule: Regulation SBSR - Reporting and Dissemination of Security-Based Swap Information

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Date Received
Date Letter Type Release Number Commenter Name
Public Comment 34-69490, 34-69491, 34-69491 Dr. Lutz-Christian Funke, Senior Vice President, KfW and Dr. Frank Czichowski, Senior Vice President and Treasurer, KfW
Public Comment 34-69490, 34-69491, 34-69491 Futures and Options Association, London, United Kingdom
Public Comment 34-69490, 34-69491, 34-69491 Jeff Gooch, Head of Processing, Markit, Chair and CEO, MarkitSERV
Public Comment 34-69490, 34-69491, 34-69491 Karrie McMillan, General Counsel, Investment Company Institute and Dan Waters, Managing Director, ICI Global
Public Comment 34-69490, 34-69491, 34-69491 Kathleen Cronin, Senior Managing Director, General Counsel, CME Group Inc.
Public Comment 34-69490, 34-69491, 34-69491 Kenneth E. Bentsen, Jr., President, SIFMA; Walt Lukken, President & Chief Executive Officer, Futures Industry Association; and Richard M. Whiting, Executive Director and General Counsel, The Financial Services Roundtable
Public Comment 34-69490, 34-69491, 34-69491 Koichi lshikura, Executive Chief of Operations for International Headquarters, Japan Securities Dealers Association
Public Comment 34-69490, 34-69491, 34-69491 Larry E. Thompson, General Counsel, Depository Trust & Clearing Corporation
Public Comment 34-69490, 34-69491, 34-69491 Monique S. Botkin, Associate General Counsel, Investment Adviser Association
Public Comment 34-69490, 34-69491, 34-69491 Patrick Pearson, European Commission
Public Comment 34-69490, 34-69491, 34-69491 Per Sjberg, Chief Executive Officer, TriOptima AB and Christoffer Mohammar, General Counsel, TriOptima AB
Public Comment 34-69490, 34-69491, 34-69491 Sarah A. Miller, Chief Executive Officer, Institute of International Bankers
Public Comment 34-69490, 34-69491, 34-69491 Sren Elbech, Treasurer, lnter-American Development Bank and Jorge Alers, General Counsel, lnter-American Development Bank
Public Comment 34-69490, 34-69491, 34-69491 Sullivan & Cromwell LLP
Public Comment 34-69490, 34-69491, 34-69491 Bruce Stern, Association of Financial Guaranty Insurers
Public Comment 34-69490, 34-69491, 34-69491 Ernst-Albrecht Brockhaus, Member of the Management, Board, and Dr. Nico Zachert, Authorized Signatory, Legal/Compliance, FMS Wertmanagement
Public Comment 34-69490, 34-69491, 34-69491 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association, and Adam Jacobs, Director, Head of Markets Regulation, Alternative Investment Management Association
Public Comment 34-69490, 34-69491, 34-69491 Jonathan B. Kindred and Shigesuke Kashiwagi, Co-chairs, Japan Financial Markets Council
Public Comment 34-69490, 34-69491, 34-69491 Kevin Nixon, Managing Director, Institute of International Finance
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding a July 26, 2013, phone meeting with representatives of CME Global Repository Services
Public Comment 34-69491 Dennis Kelleher, President & CEO, and Stephen W. Hall, Securities Specialist, Better Markets, Inc., Washington, District of Columbia
Public Comment 34-69491 Larry E. Thompson, General Counsel, The Depository Trust & Clearing Corporation
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding a July 22, 2013, meeting with representatives of Bloomberg
Public Comment 34-69490, 34-69491, 34-69491 Chris Barnard, Germany
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding a July 9, 2013, meeting with representatives of ICE Trade Vault
Meeting with SEC Officials 34-69490, 33-9354, 34-69491, 34-69491, 34-69491 Memorandum from the Office of the Chair regarding a June 21, 2013, meeting with representatives of the Managed Funds Association
Public Comment 34-69491 Gregory Ugwi, Strategist, ThinkNum.com, Newark, New Jersey
Meeting with SEC Officials 34-69013;IA-3558, 34-69490, 33-9408, IA-3616, IC-30551, 34-69491, 34-69491, 34-65545 Memorandum from the Office of the Chair regarding a June 14, 2013, meeting with representatives of SIFMA
Meeting with SEC Officials 34-69490, 34-69491, 34-69491 Memorandum from the Office of the Chair regarding a June 14, 2013, meeting with representatives of the Institute of International Bankers
Meeting with SEC Officials 34-69490, 33-9408, IA-3616, IC-30551, 34-69491, 34-69491, 34-65545 Memorandum from the Office of the Chair regarding a June 14, 2013, meeting with representatives of the U.S. Chamber of Commerce Center for Capital Markets Competitiveness

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-34-10
Release Number
34-69491
34-63346
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