Comments on Commission Statement on Market Structure Innovation for Thinly Traded Securities

[Release No. 34-87327; File No. S7-18-19]

Submitted Comments

(Click here for meetings with SEC officials)
Mar. 18, 2020 Benjamin Connault, Economist, IEX
Feb. 5, 2020 John Zecca, Executive Vice President and Chief Legal Officer, Nasdaq, Inc.
Jan. 23, 2020 Christopher A. Iacovella, Chief Executive Officer, American Securities Association
Jan. 17, 2020 Ronald Woessner, Principal, Woessner & Co. and Brett Bushnell, Texas A&M School of Law JD Candidate, Class of 2020.
Dec. 20, 2019 Adrian Griffiths, Assistant General Counsel, Cboe Global Markets, Inc.
Dec. 17, 2019 Kelvin To, Founder and President, Data Boiler Technologies, LLC
Dec. 5, 2019 Keith Testaverde, Senior Vice President, Network 1 Financial Securities, Inc.
Nov. 18, 2019 Joseph W. Ferraro, III, SVP, Deputy General Counsel, Miami Exchange Group
Nov. 4, 2019 Daniel Schlaepfer, President, and Mario Josipovic, VP, Regulatory Affairs and General Counsel, Select Vantage

Meetings with SEC Officials

(Click here for submitted comments from the public)
Jan. 29, 2020 Memorandum from the Office of Commissioner Elad L. Roisman regarding a January 29, 2020, meeting with representatives of Cboe Global Markets, Inc.
Dec. 12, 2019 Memorandum from the Office of Commissioner Elad L. Roisman regarding a December 12, 2019, meeting with representatives of Securities Trader Association

Comments on April 23, 2018: Roundtable on Market Structure for Thinly Traded Securities

Submitted Comments

Nov. 20, 2018 Elizabeth King, General Counsel and Corporate Secretary, New York Stock Exchange
Oct. 8, 2018 William E. Mitchell, General Partner, Mitchell Portfolio Management
Oct. 8, 2018 Jim Rivest
May 10, 2018 Don Ross, III, Chief Executive Officer, PDQ Enterprises
Apr. 25, 2018 Edward Knight, Executive Vice President and General Counsel, Nasdaq, Inc.
Apr. 22, 2018 Ahmad Moradi
Apr. 21, 2018 John Guerriero
Apr. 20, 2018 Daniel Schlaepfer, President, Select Vantage Inc.
Apr. 20, 2018 Douglas A. Cifu, Chief Executive Officer, Virtu Financial
Apr. 17, 2018 Rose Stafford
Apr. 12, 2018 Nathaniel N. Evarts, Managing Director, Head of Trading, Americas, State Street Global Advisors, and David LaValle, Managing Director, US Head of ETF Capital Markets, Global SPDR Business