Comments on Commission Statement on Market Structure Innovation for Thinly Traded Securities

Comments on April 23, 2018: Roundtable on Market Structure for Thinly Traded Securities

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Date Received
Date Letter Type Release Number Commenter Name
Public Comment 34-87327 Paul Arssov
Public Comment 34-87327 Angelo Evangelou, Chief Policy Officer, Cboe Global Markets, Inc.
Public Comment 34-87327 Don Ross III, CEO, PDQ Enterprises LLC (parent company of CODA Markets)
Public Comment 34-87327 Tyler Gellasch, Executive Director, Healthy Markets
Public Comment 34-87327 Benjamin Connault, Economist, IEX
Public Comment 34-87327 John Zecca, Executive Vice President and Chief Legal Officer, Nasdaq, Inc.
Meeting with SEC Officials 34-87327 Memorandum from the Office of Commissioner Elad L. Roisman regarding a January 29, 2020, meeting with representatives of Cboe Global Markets, Inc.
Public Comment 34-87327 Christopher A. Iacovella, Chief Executive Officer, American Securities Association
Public Comment 34-87327 Ronald Woessner, Principal, Woessner & Co. and Brett Bushnell, Texas A&M School of Law JD Candidate, Class of 2020.
Public Comment 34-87327 Adrian Griffiths, Assistant General Counsel, Cboe Global Markets, Inc.
Public Comment 34-87327 Kelvin To, Founder and President, Data Boiler Technologies, LLC
Meeting with SEC Officials 34-87327 Memorandum from the Office of Commissioner Elad L. Roisman regarding a December 12, 2019, meeting with representatives of Securities Trader Association
Public Comment 34-87327 Keith Testaverde, Senior Vice President, Network 1 Financial Securities, Inc.
Public Comment 34-87327 Joseph W. Ferraro, III, SVP, Deputy General Counsel, Miami Exchange Group
Public Comment 34-87327 Daniel Schlaepfer, President, and Mario Josipovic, VP, Regulatory Affairs and General Counsel, Select Vantage
Public Comment 2018-04-23 Elizabeth King, General Counsel and Corporate Secretary, New York Stock Exchange
Public Comment 2018-04-23 Jim Rivest
Public Comment 2018-04-23 William E. Mitchell, General Partner, Mitchell Portfolio Management
Public Comment 2018-04-23 Don Ross, III, Chief Executive Officer, PDQ Enterprises
Public Comment 2018-04-23 Edward Knight, Executive Vice President and General Counsel, Nasdaq, Inc.
Public Comment 2018-04-23 Ahmad Moradi
Public Comment 2018-04-23 John Guerriero
Additional Files:
Public Comment 2018-04-23 Daniel Schlaepfer, President, Select Vantage Inc.
Public Comment 2018-04-23 Douglas A. Cifu, Chief Executive Officer, Virtu Financial
Public Comment 2018-04-23 Rose Stafford
Public Comment 2018-04-23 Nathaniel N. Evarts, Managing Director, Head of Trading, Americas, State Street Global Advisors, and David LaValle, Managing Director, US Head of ETF Capital Markets, Global SPDR Business
File Number
S7-18-19
Release Number
34-87327
2018-04-23
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