(Click here for meetings with SEC officials)
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Jun. 29, 2021 | Paul Arssov |
Jul. 29, 2020 | Angelo Evangelou, Chief Policy Officer, Cboe Global Markets, Inc. |
Jul. 15, 2020 | Don Ross III, CEO, PDQ Enterprises LLC (parent company of CODA Markets) |
Apr. 10, 2020 | Tyler Gellasch, Executive Director, Healthy Markets |
Mar. 18, 2020 | Benjamin Connault, Economist, IEX |
Feb. 5, 2020 | John Zecca, Executive Vice President and Chief Legal Officer, Nasdaq, Inc. |
Jan. 23, 2020 | Christopher A. Iacovella, Chief Executive Officer, American Securities Association |
Jan. 17, 2020 | Ronald Woessner, Principal, Woessner & Co. and Brett Bushnell, Texas A&M School of Law JD Candidate, Class of 2020. |
Dec. 20, 2019 | Adrian Griffiths, Assistant General Counsel, Cboe Global Markets, Inc. |
Dec. 17, 2019 | Kelvin To, Founder and President, Data Boiler Technologies, LLC |
Dec. 5, 2019 | Keith Testaverde, Senior Vice President, Network 1 Financial Securities, Inc. |
Nov. 18, 2019 | Joseph W. Ferraro, III, SVP, Deputy General Counsel, Miami Exchange Group |
Nov. 4, 2019 | Daniel Schlaepfer, President, and Mario Josipovic, VP, Regulatory Affairs and General Counsel, Select Vantage |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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Jan. 29, 2020 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a January 29, 2020, meeting with representatives of Cboe Global Markets, Inc. |
Dec. 12, 2019 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a December 12, 2019, meeting with representatives of Securities Trader Association |