Comments on Commission Statement on Market Structure Innovation for Thinly Traded Securities

Comments on April 23, 2018: Roundtable on Market Structure for Thinly Traded Securities

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Date Received
Date Letter Type Release Number Commenter Name
Public Comment 34-87327 Paul Arssov
Public Comment 34-87327 Angelo Evangelou, Chief Policy Officer, Cboe Global Markets, Inc.
Public Comment 34-87327 Don Ross III, CEO, PDQ Enterprises LLC (parent company of CODA Markets)
Public Comment 34-87327 Tyler Gellasch, Executive Director, Healthy Markets
Public Comment 34-87327 Benjamin Connault, Economist, IEX
Public Comment 34-87327 John Zecca, Executive Vice President and Chief Legal Officer, Nasdaq, Inc.
Meeting with SEC Officials 34-87327 Memorandum from the Office of Commissioner Elad L. Roisman regarding a January 29, 2020, meeting with representatives of Cboe Global Markets, Inc.
Public Comment 34-87327 Christopher A. Iacovella, Chief Executive Officer, American Securities Association
Public Comment 34-87327 Ronald Woessner, Principal, Woessner & Co. and Brett Bushnell, Texas A&M School of Law JD Candidate, Class of 2020.
Public Comment 34-87327 Adrian Griffiths, Assistant General Counsel, Cboe Global Markets, Inc.
Public Comment 34-87327 Kelvin To, Founder and President, Data Boiler Technologies, LLC
Meeting with SEC Officials 34-87327 Memorandum from the Office of Commissioner Elad L. Roisman regarding a December 12, 2019, meeting with representatives of Securities Trader Association
Public Comment 34-87327 Keith Testaverde, Senior Vice President, Network 1 Financial Securities, Inc.
Public Comment 34-87327 Joseph W. Ferraro, III, SVP, Deputy General Counsel, Miami Exchange Group
Public Comment 34-87327 Daniel Schlaepfer, President, and Mario Josipovic, VP, Regulatory Affairs and General Counsel, Select Vantage
Public Comment 2018-04-23 Elizabeth King, General Counsel and Corporate Secretary, New York Stock Exchange
Public Comment 2018-04-23 Jim Rivest
Public Comment 2018-04-23 William E. Mitchell, General Partner, Mitchell Portfolio Management
Public Comment 2018-04-23 Don Ross, III, Chief Executive Officer, PDQ Enterprises
Public Comment 2018-04-23 Edward Knight, Executive Vice President and General Counsel, Nasdaq, Inc.
Public Comment 2018-04-23 Ahmad Moradi
Public Comment 2018-04-23 John Guerriero
Additional Files:
Public Comment 2018-04-23 Daniel Schlaepfer, President, Select Vantage Inc.
Public Comment 2018-04-23 Douglas A. Cifu, Chief Executive Officer, Virtu Financial
Public Comment 2018-04-23 Rose Stafford
Public Comment 2018-04-23 Nathaniel N. Evarts, Managing Director, Head of Trading, Americas, State Street Global Advisors, and David LaValle, Managing Director, US Head of ETF Capital Markets, Global SPDR Business

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-18-19
Release Number
34-87327
2018-04-23
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