ALJ Orders: Administrative Law Judges
During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.
View orders arranged by date below.
ALJ Orders: Administrative Law Judges Table
Respondents
|
|
---|---|
Date: |
Respondents:
Release No.
3-14318
File Number:
3-14318
|
Date: |
Respondents:
Release No.
3-14319
File Number:
3-14319
|
Date: |
Respondents:
Release No.
3-14365
File Number:
3-14365
|
Date: |
Respondents:
Release No.
3-13871
File Number:
3-13871
|
Date: |
Respondents:
Release No.
3-14205
File Number:
3-14205
|
Date: |
Respondents:
Release No.
3-14367
File Number:
3-14367
|
Date: |
Respondents:
Release No.
3-14199
File Number:
3-14199
|
Date: |
Respondents:
Release No.
3-14357
File Number:
3-14357
|
Date: |
Respondents:
Release No.
3-14082
File Number:
3-14082
|
Date: |
Respondents:
Release No.
3-14271
File Number:
3-14271
|
Date: |
Respondents:
Release No.
3-13927
File Number:
3-13927
|
Date: |
Respondents:
Release No.
3-14312
File Number:
3-14312
|
Date: |
Respondents:
Release No.
3-13976
File Number:
3-13976
|
Date: |
Respondents:
Release No.
3-14219
File Number:
3-14219
|
Date: |
Respondents:
Release No.
3-14316
File Number:
3-14316
|
Date: |
Respondents:
Release No.
3-14277
File Number:
3-14277
|
Date: |
Respondents:
Release No.
3-14310
File Number:
3-14310
|
Date: |
Respondents:
Release No.
3-14198
File Number:
3-14198
|
Date: |
Respondents:
Release No.
3-14210
File Number:
3-14210
|
Date: |
Respondents:
Release No.
3-14038
File Number:
3-14038
|
Date: |
Respondents:
Release No.
3-14301
File Number:
3-14301
|
Date: |
Respondents:
Release No.
3-14311
File Number:
3-14311
|
Date: |
Respondents:
Release No.
3-14315
File Number:
3-14315
|
Date: |
Respondents:
Release No.
3-14289
File Number:
3-14289
|
Date: |
Respondents:
Release No.
3-14207
File Number:
3-14207
|
Date: |
Respondents:
Release No.
3-14287
File Number:
3-14287
|
Date: |
Respondents:
Release No.
3-14197
File Number:
3-14197
|
Date: |
Respondents:
Release No.
3-14291
File Number:
3-14291
|
Date: |
Respondents:
Release No.
3-14214
File Number:
3-14214
|
Date: |
Respondents:
Release No.
3-14215
File Number:
3-14215
|
Date: |
Respondents:
Release No.
3-14257
File Number:
3-14257
|
Date: |
Respondents:
Release No.
3-14270
File Number:
3-14270
|
Date: |
Respondents:
Release No.
3-14223
File Number:
3-14223
|
Date: |
Respondents:
Release No.
3-13847
File Number:
3-13847
|
Date: |
Respondents:
Release No.
3-14180
File Number:
3-14180
|
Date: |
Respondents:
Release No.
3-14170
File Number:
3-14170
|
Date: |
Respondents:
Release No.
3-14213
File Number:
3-14213
|
Date: |
Respondents:
Release No.
3-14244
File Number:
3-14244
|
Date: |
Respondents:
Release No.
3-14251
File Number:
3-14251
|
Date: |
Respondents:
Release No.
3-14258
File Number:
3-14258
|
Date: |
Respondents:
Release No.
3-14203
File Number:
3-14203
|
Date: |
Respondents:
Release No.
3-14231
File Number:
3-14231
|
Date: |
Respondents:
Release No.
3-13871
File Number:
3-13871
|
Date: |
Respondents:
Release No.
3-14055
File Number:
3-14055
|
Date: |
Respondents:
Release No.
3-14139
File Number:
3-14139
|
Date: |
Respondents:
Release No.
3-13847
File Number:
3-13847
|
Date: |
Respondents:
Release No.
3-14126
File Number:
3-14126
|
Date: |
Respondents:
Release No.
3-14185
File Number:
3-14185
|
Date: |
Respondents:
Release No.
3-10624, 34-63850
File Number:
3-10624
|
Date: |
Respondents:
Release No.
3-14170
File Number:
3-14170
|
Date: |
Respondents:
Release No.
3-14200
File Number:
3-14200
|
Date: |
Respondents:
Release No.
3-13887
File Number:
3-13887
|
Date: |
Respondents:
Release No.
3-14151
File Number:
3-14151
|
Date: |
Respondents:
Release No.
3-14164
File Number:
3-14164
|
Date: |
Respondents:
Release No.
3-13797
File Number:
3-13797
|
Date: |
Respondents:
Release No.
3-14164
File Number:
3-14164
|
Date: |
Respondents:
Release No.
3-14165
File Number:
3-14165
|
Date: |
Respondents:
Release No.
3-13900
File Number:
3-13900
|
Date: |
Respondents:
Release No.
3-14151
File Number:
3-14151
|
Date: |
Respondents:
Release No.
3-14127
File Number:
3-14127
|
Date: |
Respondents:
Release No.
3-14150
File Number:
3-14150
|
Date: |
Respondents:
Release No.
3-14081
File Number:
3-14081
|
Date: |
Respondents:
Release No.
3-14156
File Number:
3-14156
|
Date: |
Respondents:
Release No.
3-14168
File Number:
3-14168
|
Date: |
Respondents:
Release No.
3-14144
File Number:
3-14144
|