During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below. 

ALJ Orders: Administrative Law Judges Table

Respondents
Date: Respondents:
Release No. 3-14318
File Number: 3-14318
Date: Respondents:
Release No. 3-14319
File Number: 3-14319
Date: Respondents:
Release No. 3-14365
File Number: 3-14365
Date: Respondents:
Release No. 3-13871
File Number: 3-13871
Date: Respondents:
Release No. 3-14205
File Number: 3-14205
Date: Respondents:
Release No. 3-14367
File Number: 3-14367
Date: Respondents:
Release No. 3-14199
File Number: 3-14199
Date: Respondents:
Release No. 3-14357
File Number: 3-14357
Date: Respondents:
Release No. 3-14082
File Number: 3-14082
Date: Respondents:
Release No. 3-14271
File Number: 3-14271
Date: Respondents:
Release No. 3-13927
File Number: 3-13927
Date: Respondents:
Release No. 3-14312
File Number: 3-14312
Date: Respondents:
Release No. 3-13976
File Number: 3-13976
Date: Respondents:
Release No. 3-14219
File Number: 3-14219
Date: Respondents:
Release No. 3-14316
File Number: 3-14316
Date: Respondents:
Release No. 3-14277
File Number: 3-14277
Date: Respondents:
Release No. 3-14310
File Number: 3-14310
Date: Respondents:
Release No. 3-14198
File Number: 3-14198
Date: Respondents:
Release No. 3-14210
File Number: 3-14210
Date: Respondents:
Release No. 3-14038
File Number: 3-14038
Date: Respondents:
Release No. 3-14301
File Number: 3-14301
Date: Respondents:
Release No. 3-14311
File Number: 3-14311
Date: Respondents:
Release No. 3-14315
File Number: 3-14315
Date: Respondents:
Release No. 3-14289
File Number: 3-14289
Date: Respondents:
Release No. 3-14207
File Number: 3-14207
Date: Respondents:
Release No. 3-14287
File Number: 3-14287
Date: Respondents:
Release No. 3-14197
File Number: 3-14197
Date: Respondents:
Release No. 3-14291
File Number: 3-14291
Date: Respondents:
Release No. 3-14214
File Number: 3-14214
Date: Respondents:
Release No. 3-14215
File Number: 3-14215
Date: Respondents:
Release No. 3-14257
File Number: 3-14257
Date: Respondents:
Release No. 3-14270
File Number: 3-14270
Date: Respondents:
Release No. 3-14223
File Number: 3-14223
Date: Respondents:
Release No. 3-13847
File Number: 3-13847
Date: Respondents:
Release No. 3-14180
File Number: 3-14180
Date: Respondents:
Release No. 3-14170
File Number: 3-14170
Date: Respondents:
Release No. 3-14213
File Number: 3-14213
Date: Respondents:
Release No. 3-14244
File Number: 3-14244
Date: Respondents:
Release No. 3-14251
File Number: 3-14251
Date: Respondents:
Release No. 3-14258
File Number: 3-14258
Date: Respondents:
Release No. 3-14203
File Number: 3-14203
Date: Respondents:
Release No. 3-14231
File Number: 3-14231
Date: Respondents:
Release No. 3-13871
File Number: 3-13871
Date: Respondents:
Release No. 3-14055
File Number: 3-14055
Date: Respondents:
Release No. 3-14139
File Number: 3-14139
Date: Respondents:
Release No. 3-13847
File Number: 3-13847
Date: Respondents:
Release No. 3-14126
File Number: 3-14126
Date: Respondents:
Release No. 3-14185
File Number: 3-14185
Date: Respondents:
Release No. 3-10624, 34-63850
File Number: 3-10624
Date: Respondents:
Release No. 3-14170
File Number: 3-14170
Date: Respondents:
Release No. 3-14200
File Number: 3-14200
Date: Respondents:
Release No. 3-13887
File Number: 3-13887
Date: Respondents:
Release No. 3-14151
File Number: 3-14151
Date: Respondents:
Release No. 3-14164
File Number: 3-14164
Date: Respondents:
Release No. 3-13797
File Number: 3-13797
Date: Respondents:
Release No. 3-14164
File Number: 3-14164
Date: Respondents:
Release No. 3-14165
File Number: 3-14165
Date: Respondents:
Release No. 3-13900
File Number: 3-13900
Date: Respondents:
Release No. 3-14151
File Number: 3-14151
Date: Respondents:
Release No. 3-14127
File Number: 3-14127
Date: Respondents:
Release No. 3-14150
File Number: 3-14150
Date: Respondents:
Release No. 3-14081
File Number: 3-14081
Date: Respondents:
Release No. 3-14156
File Number: 3-14156
Date: Respondents:
Release No. 3-14168
File Number: 3-14168
Date: Respondents:
Release No. 3-14144
File Number: 3-14144