Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 1 by the National Association of Securities Dealers, Inc. Relating to Permanent Fee Structure for the Trade Reporting and Compliance Engine (TRACE)

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Michele C. David, Vice President and Assistant General Counsel, The Bond Market Association
Public Comment Rene L. Robert, President and CEO, Advantage Data, Inc.
File Number
SR-NASD-2003-157
Release Number
34-48714
How to submit comments