Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change to Amend Rule 412 and its Interpretation Relating to Partial Customer Account Transfers

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment John Cusumano, President, and Kristie Thompson, Vice President, Customer Account Transfer Division, Inc.
Public Comment Kristie Thompson, Department Leader, Customer Account Transfer on behalf of Edward D. Jones & Co., LP
Public Comment Steven P. Callan, Associate Director, Bear, Stems Securities Corp.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NYSE-2003-29
Release Number
34-48958
How to submit comments