Comments on NYSE Rulemaking

Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by the New York Stock Exchange, Inc. Relating to the Dissemination of Liquidity Quotations

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Date Received
Date Letter Type Commenter Name
Public Comment Rich Bernard, NYSE
Public Comment Rich Bernard, NYSE
Public Comment Richard A. Grasso, Chairman and Chief Executive Officer, New York Stock Exchange, Inc.
Meeting with SEC Officials Memorandum from Mary S. Head, Counsel to Commissioner Cynthia A. Glassman, regarding March 7, 2003 meeting with Friedman, Billings, Ramsey & Co.
Meeting with SEC Officials Memorandum from Brian A. Stern, Counsel to Commissioner Glassman, regarding February 10, 2003 meeting with New York Stock Exchange, Inc.
Meeting with SEC Officials Memorandum from Brian A. Stern, Counsel to Commissioner Glassman, regarding February 24, 2003 meeting with American Century Investment Management
Meeting with SEC Officials Memorandum from Brian A. Stern, Counsel to Commissioner Glassman, regarding January 17, 2003 meeting with Bloomberg, and Willkie Farr & Gallagher
Public Comment Paul Merolla, Executive Vice President and General Counsel, Instinet Corporation
Public Comment Richard A. Grasso, Chairman and Chief Executive Officer, New York Stock Exchange
Public Comment Kevin L. Foley, Bloomberg L.P.
Meeting with SEC Officials Memorandum from Luis de la Torre, Counsel to Commissioner Goldschmid, regarding February 14, 2003, meeting with representatives of Bloomberg L.P. and Willkie Farr & Gallagher
Meeting with SEC Officials Memorandum from Luis de la Torre, Counsel to Commissioner Goldschmid, regarding March 4, 2003 meeting with Willkie Farr & Gallagher
Public Comment Further Richard P. Bernard, Executive Vice President and General Counsel, New York Stock Exchange
Public Comment Kevin M. Foley, Bloomberg L.P.
Public Comment Further Richard P. Bernard, Executive Vice President and General Counsel, New York Stock Exchange
Public Comment Further Richard P. Bernard, Executive Vice President and General Counsel, New York Stock Exchange
Public Comment Richard P. Bernard, Executive Vice President and General Counsel, New York Stock Exchange
Public Comment Richard P. Bernard, Executive Vice President & General Counsel, New York Stock Exchange, Inc.
Public Comment Jeffrey T. Brown, Senior Vice President, Secretary and General Counsel, Cincinnati Stock Exchange, Inc.
Meeting with SEC Officials Memorandum from Luis de la Torre, Counsel to Commissioner Goldschmid regarding January 17, 2003 meeting with Willkie Farr & Gallagher
Public Comment Thomas F. Secunda, BLOOMBERG L.P.
Public Comment W. Hardy Callcott, Charles Schwab & Co., Inc.
Public Comment Thomas F. Secunda, BLOOMBERG L.P.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NYSE-2002-55
Release Number
34-47091
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