Comments on DTC Rulemaking

Self-Regulatory Organizations; Order Granting Approval of a Proposed Rule Change Concerning Requests for Withdrawal of Certificates by Issuers

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Date Sort descending	Letter Type	Commenter Name
Dec. 1, 2003	Public Comment	Senator Joseph I. Lieberman, U.S. Senate
May 20, 2003	Public Comment	Robert S. Rondeau
April 23, 2003	Public Comment	Brian Urkowitz, First Vice President, Global Transaction & Custody Services, Merrill Lynch
April 23, 2003	Public Comment	David L. Cermak, Senior Vice President, Director of Operations, RBC Dain Rauscher Inc.
April 23, 2003	Public Comment	Ernest A. Pittarelli, Managing Director and Head of Operations, The Americas, UBS Warburg
April 17, 2003	Public Comment	Michael R. Brennan, Vice President and Managing Director of Operations, Ameritrade, Inc.
April 16, 2003	Public Comment	Luis Lima, Director, Americas Regional Service Center, Citibank, N.A.
April 15, 2003	Public Comment	Thomas J. O'Hara, Department Leader, Edward Jones
April 14, 2003	Public Comment	Maurisa Sommerfield, Executive Vice President, Charles Schwab & Co., Inc.
April 11, 2003	Public Comment	Earl D. Bukolt, Managing Director and Chief Operations Officer, Sterne, Agee & Leach
April 7, 2003	Public Comment	Harry Filowitz, CSOP, Vice President, Mizuho Trust & Banking Co (USA)
April 4, 2003	Public Comment	Kristie Thompson, Edward Jones, SIA Customer Account Transfer Division, President
April 4, 2003	Public Comment	Michael Sondow
April 3, 2003	Public Comment	Frank M. Ciavarella, Cashiers Division, Prudential Securities Incorporated
March 25, 2003	Public Comment	C. Michael Viviano, Chairman and Chief Executive Officer, BNY Clearing Corp
March 24, 2003	Public Comment	Leonard W. Burningham, Esq.
March 22, 2003	Public Comment	Leonard W. Burningham, Esq.
March 20, 2003	Public Comment	an Anonymous reviewer
March 20, 2003	Public Comment	Robert J. Scott, President & CEO, The Auxer Group, Inc.
March 19, 2003	Public Comment	Bruce M. Barrett
March 19, 2003	Public Comment	Bruce M. Barrett
March 18, 2003	Public Comment	Arthur Lee, Vice President, Banc of America Securities LLC
March 18, 2003	Public Comment	Pete Bowman, Managing Director, Securities Services, First Clearing Corporation
March 17, 2003	Public Comment	Steven Simonyi-Gindele, President & CEO, ID Superstore, a division of PICS SmartCard Inc.
March 17, 2003	Public Comment	Tom Ittner, Director, National Financial Services LLC
March 15, 2003	Public Comment	Thomas J. Mazzarisi, Executive Vice President & General Counsel, JAG Media Holdings, Inc.
March 14, 2003	Public Comment	Greg Rotman, CEO, Sales, OnLine Direct
March 14, 2003	Public Comment	Joseph J. Selinger, Tobin, Carberry, O'Malley, Riley & Selinger, P.C.
March 14, 2003	Public Comment	Patrick Kirby, Director, Trades Processing Division, Salomon Smith Barney
March 13, 2003	Public Comment	Cristy Barrett

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-DTC-2003-02

Release Number

34-47978

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