Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Changes by the New York Stock Exchange, Inc. and the National Association of Securities Dealers, Inc. Relating to Certain Prerequisites to and Exemptions from Taking the Research Analyst Qualification Examination ("Series 86/87")

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Paul Christopherson

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2004-020
Release Number
34-49314
How to submit comments