Comments on NASD Rulemaking

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Date Received
Date Letter Type Commenter Name
Public Comment Kevin M. Foley, Bloomberg Tradebook LLC
Public Comment Phil Billington, Studio City, CA
Public Comment Robby Lee
Public Comment Steven Suss, Chief Financial Officer, Westway Capital LLC, Westport, CT
Public Comment A.L. Vinjamur
Public Comment Chris Erfort
Public Comment James G. Birmingham, Lincoln, MA
Public Comment Josh Silverman, Head Equity Trader, Gruber & McBaine Capital Management
Public Comment Robert Adriaanse, Head Trader, Global Equities, DuPont Capital Management
Public Comment Henry H. Hopkins, Managing Director and Chief Legal Counsel and Andrew M. Brooks, Vice President and Head of Equity Trading, T. Rowe Price Associates, Inc.; dated September 22, 2000
Public Comment James Ryley, Towson, Md.
Public Comment Kevin M. Foley, Bloomberg Tradebook LLC
Public Comment Pershing Trading Company, L.P.
Public Comment Steven C. Klein, Head of Global Trading; Gregory H. Bokach, Senior U.S. Equity Trader; Harold S. Bradley, Senior Vice President; John Wheeler, Manager-U.S. Trading, American Century Investments
Public Comment Chris Concannon, V.P. and Associate General Counsel, The Island ECN
Public Comment Douglas Atkin, President and Chief Executive Officer, Instinet Corp.
Public Comment William O'Brien, Senior Vice President and General Counsel, The Brut ECN LLC
Public Comment Craig S. Tyle, General Counsel, The Investment Company Institute
Public Comment Mark Silber, Renaissance Technologies Corp.
Public Comment Agustin Leon, New York, N.Y.
Public Comment G. O'Connor.
Public Comment Barry Kupfer
Public Comment Paul Kern, Hoboken, N.J.
Public Comment Cameron Smith, General Counsel, The Island ECN, Inc.
Public Comment Gerald D. Putnam, Chief Executive Officer, Archipelago LLC
Public Comment Seema Arora, Visiting Assistant Professor (Economics), Stanford Business School, Stanford University, Stanford, Calif.
Public Comment Barbara Roper, Director of Investor Protection, Consumer Federation of America
Public Comment Douglas Atkin, President and Chief Executive Officer, Instinet Corp.
Public Comment Meyer S. Frucher, Chairman and Chief Executive Officer, Philadelphia Stock Exchange
Public Comment Steven C. Klein, Head of Global Trading, American Century Investment Management, Kansas City, Mo.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-99-53
Release Number
34-42249
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