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Release Number	SEC Issue Date	File Number	Details
34-49798A	July 6, 2004	SR-CBOE-2004-23	Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto by the Chicago Board Options Exchange, Inc. To Permanently Approve the Modified ROS Opening Procedure Pilot Program, Which Occurs on the Settlement Date of Futures and Options on Volatility Indexes *Comments Due:* May 21, 2004 See Also - Rel. No. 34-49798, Rel. No. 34-49614 Federal Register version (69 FR 41868)
34-49950	June 30, 2004	SR-NASD-2003-163	Order Granting Accelerated Approval of Amendment No. 2 Thereto, by the National Association of Securities Dealers, Inc., Relating to Voluntary Direct Communication Between Parties and Arbitrators *Comments Due:* 21 days after publication in the Federal Register View Received Comments See Also - Rel. No. 34-49688 Federal Register version (69 FR 41321)
34-49943	June 30, 2004	SR-ISE-2001-22	Order Mechanism Federal Register version (69 FR 41317)
34-49947	June 30, 2004	SR-FICC-2003-01	Order Granting Approval of a Proposed Rule Change Relating to the Implementation of Fines Federal Register version (69 FR 41316)
34-49952	June 30, 2004	SR-EMCC-2004-04	Order Granting Accelerated Approval of a Proposed Rule Change Relating to Buy-In and Sell-Out Procedures See Also - Notice of Filing of a Proposed Rule Change Relating to Buy-In and Sell-Out Procedures
34-49941	June 29, 2004	SR-Amex-2003-39	Order Granting Accelerated Approval to Amendment No. 5 to a Proposed Rule Change by the American Stock Exchange LLC To Adopt a Clearly Erroneous Transaction Rule and Half-Point Error Guarantee for Trades in Nasdaq National Market Securities Federal Register version (69 FR 40992)
34-49942	June 29, 2004	SR-PCX-2004-12	Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto by the Pacific Exchange, Inc. Creating an Additional Processing Capability for PNP Orders Called "PNP Plus' See Also - Rel. No. 34-49713 Federal Register version (69 FR 41005)
34-49922	June 28, 2004	SR-PCX-2003-51	Order Approving Proposed Rule Change, and Amendments No. 1, 2, and 3 Thereto, by the Pacific Exchange, Inc. Relating to Conditions of PCX Membership See Also - Rel. No. 34-49681 Federal Register version (69 FR 40701)
34-49926	June 28, 2004	SR-NYSE-2004-11	Order Granting Accelerated Approval to Amendment No. 3 Thereto Amending NYSE Rule 122 Concerning Orders With More Than One Broker *Comments Due:* July 23, 2004 See Also - Rel. No. 34-49625 Federal Register version (69 FR 40700)
34-49930	June 28, 2004	SR-DTC-2003-09	Order Granting Approval of a Proposed Rule Change Relating to Establishing a New Service To Destroy Certain Certificates View Received Comments See Also - Rel. No. 34-49080 Federal Register version (69 FR 41003)
34-49932	June 28, 2004	SR-CBOE-2002-24	Order Granting Accelerated Approval to Amendment Nos. 3 and 4 Relating to Listing Standards for Options on Micro Narrow-Based Security Indexes Federal Register version (69 FR 40994)
34-49921	June 25, 2004	SR-Amex-2004-04	Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 thereto Relating to Auto-Ex for Exchange Traded Funds and Nasdaq Securities Traded on an Unlisted Basis *Comments Due:* April 15, 2004 See Also - Rel. No. 34-49449 Federal Register version (69 FR 40690)
34-49911	June 24, 2004	SR-CHX-2003-19	Order Granting Accelerated Approval to Amendment Nos. 2 and 3 to the Proposed Rule Change by the Chicago Stock Exchange, Inc. Relating to Governance of Issuers on the Exchange Federal Register version (69 FR 39989)
34-49883	June 17, 2004	SR-NASD-2002-162	Order Approving Proposed Rule Change and Amendments No. 1 and 2 Relating to Internal Controls and Supervisory Control Amendments and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 3. View Received Comments See Also - Rel. Nos. 34-48460, 34-48298, Rel. Nos. 34-47021, 34-46859 Federal Register version (69 FR 35092)
34-49882	June 17, 2004	SR-NYSE-2002-36	Order Granting Accelerated Approval of Amendment No. 4 View Received Comments See Also - Rel. Nos. 34-47021, 34-46585A, 34-46858 Federal Register version (69 FR 35108)
34-49880	June 17, 2004	SR-CBOE-2004-15	Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to Automatic Executions for Underlying Specialists *Comments Due:* June 3, 2004 See Also - Rel. No. 34-49659 Federal Register version (69 FR 35086)
34-49875	June 16, 2004	SR-NASD-2004-001	Order Granting Approval of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Arbitrator Training Fees *Comments Due:* June 4, 2004 See Also - Rel. No. 34-49674 Federal Register version (69 FR 35090)
34-49876	June 16, 2004	SR-NASD-2004-016	Order Granting Approval of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Implementation of a Web-based Arbitration Claim Notification and Filing Procedure *Comments Due:* June 4, 2004 See Also - Rel. No. 34-49673 Federal Register version (69 FR 35090)
34-49877	June 16, 2004	SR-CBOE-2004-05	Order Granting Accelerated Approval of Amendment No. 3 Thereto by the Chicago Board Options Exchange, Inc. Relating to the Relocation of an Entire Trading Station's Securities to Another Trading Station *Comments Due:* June 9, 2004 See Also - Rel. No. 34-49687 Federal Register version (69 FR 35084)
34-49854	June 14, 2004	SR-NASD-2004-057	Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the National Association of Securities Dealers, Inc. Relating to Proposed Amendments To Reduce the Reporting Period for Transactions in TRACE-Eligible Securities *Comments Due:* May 20, 2004 View Received Comments See Also - Rel. No. 34-49607 Federal Register version (69 FR 35088)
34-49845	June 10, 2004	SR-NASD-2003-69	Order Granting Approval of Proposed Rule Change by the National Association of Securities Dealers, Inc. Regarding Failure To Pay Arbitration Awards *Comments Due:* May 28, 2004 View Received Comments See Also - Rel. No. 34-49636 Federal Register version (69 FR 33968)
34-49841	June 9, 2004	SR-OCC-2003-11	Order Approving a Proposed Rule Change Relating to Clearing Member Trade Assignment Processing View Received Comments See Also - Rel. No. 34-49378, Rel. No. 34-49378 Federal Register version (69 FR 34207)
34-49807	June 4, 2004	SR-Phlx-2004-22	Order Granting Approval of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Susquehanna Indices, LLP Disclaimer *Comments Due:* May 24, 2004 See Also - Rel. No. 34-49605 Federal Register version (69 FR 33453)
34-49810	June 4, 2004	SR-PCX-2004-35	Order Granting Accelerated Approval to Amendment Nos. 3 and 4 to the Proposed Rule Change by the Pacific Exchange, Inc. Relating to Corporate Governance of Listed Issuers See Also - Rel. No. 34-49631 Federal Register version (69 FR 32647)
34-49798	June 3, 2004	SR-CBOE-2004-23	Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto by the Chicago Board Options Exchange, Inc. to Permanently Approve the Modified ROS Opening Procedure Pilot Program, Which Occurs on the Settlement Date of Futures and Options on Volatility Indexes *Comments Due:* May 21, 2004 See Also - Rel. No. 34-49798A, Rel. No. 34-49614 Federal Register version (69 FR 32644)
34-49791	June 2, 2004	SR-CBOE-2004-20	Order Approving Proposed Rule Change and Amendment No. 1 by the Chicago Board Options Exchange, Inc., Relating to the $5 Quotation Spread Pilot Program *Comments Due:* May 18, 2004 See Also - Rel. No. 34-49588 Federal Register version (69 FR 32389)
34-49785	May 28, 2004	SR-Phlx-2003-68	Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to Options Transactions Resulting From Obvious Errors *Comments Due:* April 19, 2004 See Also - Rel. No. 34-49435 Federal Register version (69 FR 32090)
34-49774	May 26, 2004	SR-CHX-2003-24	Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Chicago Stock Exchange, Inc. Relating to the Definition of Primary Market *Comments Due:* April 14, 2004 See Also - Rel. No. 34-49437 Federal Register version (69 FR 31146)
34-49769	May 25, 2004	SR-CBOE-2004-13	Order Transaction Fees *Comments Due:* May 14, 2004 See Also - Rel. No. 34-49575 Federal Register version (69 FR 31145)
34-49747	May 20, 2004	SR-Amex-2003-89	Order Granting Accelerated Approval to Amendment No. 7 to the Proposed Rule Change by the American Stock Exchange LLC To Implement a New Options Trading Platform Known as the Amex New Trading Environment or ANTE *Comments Due:* April 21, 2004 See Also - Rel. No. 34-49465 Federal Register version (69 FR 30344)
34-49745	May 20, 2004	SR-NYSE-2003-37	Order Approving Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. To Amend Exchange Rule 124 To Change the Way Odd-Lot Orders Are Priced and Executed Systemically *Comments Due:* May 5, 2004 See Also - Rel. No. 34-49536 Federal Register version (69 FR 29998)
34-49736	May 19, 2004	SR-CHX-2003-21	Order Granting Accelerated Approval to Amendment No. 2 by the Chicago Stock Exchange, Inc., Relating to the Price Improvement of Orders Executed Automatically on the Exchange *Comments Due:* June 16, 2004 See Also - Rel. No. 34-49530 Federal Register version (69 FR 29986)
34-49716	May 17, 2004	SR-NASD-2003-164	Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 by the National Association of Securities Dealers, Inc. Relating to the Adjournment of an Arbitration Hearing Within Three Business Days of the First Scheduled Hearing Session See Also - Rel. No. 34-49545 Federal Register version (69 FR 29342)
34-49718	May 17, 2004	SR-PCX-2004-08	Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Demutualization of the Pacific Exchange, Inc. *Comments Due:* June 14, 2004 View Received Comments See Also - Rule 1, Rule 2, Rule 3, Rule 4, Rule 5, Rule 6, Rule 7, Rule 8, Rule 9, Rule 10, Rule 11, Rule 12, Rule 13, Rule 14, Exhibit B, Certificate of Incorporation for PCX Holdings Exhibit C, Bylaws of PCX Holdings Exhibit D, Certificate of Incorporation for the Reorganized PCX Exhibit E Federal Register version (69 FR 29611)
34-49700	May 13, 2004	SR-Amex-2004-12	Order Granting Approval of Proposed Rule Change by the American Stock Exchange LLC Relating to Audit Committee Meeting Requirements Applicable to Registered Closed-End Management Investment Companies View Received Comments See Also - Rel. No. 34-49371 Federal Register version (69 FR 29151)
34-49697	May 13, 2004	SR-Phlx-2004-18	Order Granting Approval of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. to Make Permanent a Pilot Program Relating to the Book Sweep Function of the Exchange's Automated Options Market System Federal Register version (69 FR 28973)
34-49699	May 13, 2004	SR-CBOE-2003-42	Order Granting Accelerated Approval of Amendment No. 1 Relating to the Retail Automatic Execution System Federal Register version (69 FR 28958)
34-49682	May 11, 2004	SR-NYSE-2004-09	Order Granting Accelerated Approval to Amendment No. 1 To Amend NYSE Rule 123C Relating to Market-on-Close Policy and Expiration Procedures *Comments Due:* June 9, 2004 See Also - Rel. No. 34-49476 Federal Register version (69 FR 28969)
34-49663	May 6, 2004	SR-NASD-2004-036	Order Granting Approval of a Proposed Rule Change by the National Association of Securities Dealers, Inc. To Revise and Update the Fee Schedule for OTC Bulletin Board Historical Trading Activity Reports *Comments Due:* April 22, 2004 See Also - Rel. No. 34-49486 Federal Register version (69 FR 26421)
34-49664	May 6, 2004	SR-PCX-2004-22	Order Type Entitled "Auto Q Order' See Also - Rel. No. 34-45906 Federal Register version (69 FR 27966)
34-49628	April 29, 2004	SR-NASD-2004-023	Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Amend the Order Audit Trail System Rules Relating to Execution Reports *Comments Due:* April 14, 2004 See Also - Rel. No. 34-49439 Federal Register version (69 FR 25651)
34-49627	April 28, 2004	SR-ISE-2004-05	Order Approving Proposed Rule Change by the International Securities Exchange, Inc., Relating to Customized Market Data Reports ("ISEMine") *Comments Due:* April 14, 2004 See Also - Rel. No. 34-49442 Federal Register version (69 FR 25160)
34-49617	April 26, 2004	SR-Amex-2001-46	Order Granting Approval to Proposed Rule Change Relating to the Adoption of a Facilitation Rule and Member Firm Guarantee for Index Shares Federal Register version (69 FR 23833)
34-49618	April 26, 2004	SR-DTC-2003-12	Order Granting Approval of Proposed Rule Change Relating to the Processing of Maturity Presentments in DTC's Money Market Instrument Program View Received Comments See Also - Rel. No. 34-48775 Federal Register version (69 FR 23840)
34-49611	April 23, 2004	SR-BSE-2004-10	Order Granting Approval of Proposed Rule Change by the Boston Stock Exchange, Inc., and Notice of Filing and Granting Accelerated Approval to Amendment No. 1 To Permit the Separation of the Chairman and Chief Executive Officer Positions *Comments Due:* May 21, 2004 See Also - Rel. No. 34-49434 Federal Register version (69 FR 23833)
34-49598	April 22, 2004	SR-NSCC-2003-20	Order Approving Proposed Rule Change To Eliminate the Higher Capital Requirements Imposed on Members for Processing Investment Fund Transactions Through NSCC's Mutual Fund Services *Comments Due:* April 12, 2004 See Also - Rel. No. 34-49422 Federal Register version (69 FR 23246)
34-49602	April 22, 2004	SR-ISE-2003-26	Order Granting Approval to a Proposed Rule Change by the International Securities Exchange, Inc. To Amend Its Rules Governing Limits on the Entry of Orders of Less Than Ten Contracts and Revising the Quotation Size Requirements for Market Makers Federal Register version (69 FR 23841)
34-49581	April 19, 2004	SR-NASD-2003-159	Order Granting Approval of Proposed Rule Change and Amendment No. 1 by the National Association of Securities Dealers, Inc. To Permit Nasdaq To Append a New Modifier to Trade Reports of Pre-Open and After-Hours Trades Not Submitted to Nasdaq's Automated Confirmation Transaction Service, and Other Changes Regarding Trade Reporting Federal Register version (69 FR 22578)
34-49577	April 19, 2004	SR-CBOE-2004-17	Order Approving Proposed Rule Change and Amendment No. 1 Thereto Establishing a Process for Approving and Appointing Remote Electronic Designated Primary Market-Makers Federal Register version (69 FR 22576)
34-49574	April 16, 2004	SR-Amex-2003-110	Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Procedures Applicable to Continued Listing Evaluation and Follow-Up Federal Register version (69 FR 22110)
34-49573	April 16, 2004	SR-NASD-2003-95	Order Granting Approval to a Proposed Rule Change Relating to Arbitrator Classification and Disclosure in NASD Arbitrations View Received Comments See Also - Rel. No. 34-48347 Federal Register version (69 FR 21871)
34-49563	April 14, 2004	SR-CBOE-2003-40	Order Granting Accelerated Approval to Amendment No. 2 Relating to Options on Certain CBOE Volatility Indexes View Received Comments See Also - Rel. No. 34-48807 Federal Register version (69 FR 21589)
34-49555	April 12, 2004	SR-CBOE-2003-59	Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange's Obvious Error Rule Federal Register version (69 FR 20655)
34-49548	April 9, 2004	SR-Amex-2004-02	Order Granting Approval to Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC Relating to the Listing and Trading of Notes Linked to the Performance of the Select Utility Index Federal Register version (69 FR 20089)
34-49535	April 7, 2004	SR-NASD-2004-018	Order Approving Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. To Amend the Procedures for the Review of Nasdaq Listing Determinations Federal Register version (69 FR 19591)
34-49533	April 7, 2004	SR-ODD-2004-02	Order Granting Approval of Proposed Amendment to the Front Inside Cover Page of the Options Disclosure Document Federal Register version (69 FR 19894)
34-49537	April 7, 2004	SR-NYSE-2002-35	Order Approving Proposed Rule Changes Relating to Business Continuity Planning of Members and Notice of Filing and Order Granting Accelerated Approval of NASD Amendment Nos. 6, 7, and 8 File Nos.: SR-NYSE-2002-35, SR-NASD-2002-108 View Received Comments See Also - Rel. No. 34-48502, Rel. No. 34-46443, Rel. No. 34-48503, Rel. No. 34-46444 Federal Register version (69 FR 19586)
34-49537	April 7, 2004	SR-NASD-2002-108	Order Approving Proposed Rule Changes Relating to Business Continuity Planning of Members and Notice of Filing and Order Granting Accelerated Approval of NASD Amendment Nos. 6, 7, and 8 File Nos.: SR-NYSE-2002-35, SR-NASD-2002-108 View Received Comments See Also - Rel. No. 34-48502, Rel. No. 34-46443, Rel. No. 34-48503, Rel. No. 34-46444 Federal Register version (69 FR 19586)
34-49531	April 6, 2004	SR-Amex-2003-105	Order Granting Approval of Proposed Rule Change by the American Stock Exchange LLC Relating to the Exceptions to the Exchange's Quote Rule Federal Register version (69 FR 19251)
34-49522	April 2, 2004	SR-NASD-2003-182	Order Granting Approval of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Proposed Amendments to "TRACE-Eligible Security" and an Exemption to Trade Reporting View Received Comments See Also - Rel. No. 34-48926 Federal Register version (69 FR 18660)
34-49523	April 2, 2004	SR-Phlx-2003-71	Order Granting Approval to Proposed Rule Change Relating to Participation Guarantees for Floor Brokers Representing Crossing and Facilitation Orders in Index Options Federal Register version (69 FR 19600)
34-49518	April 1, 2004	SR-CBOE-2003-23	Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Chicago Board Options Exchange, Inc., Relating to its Autoquote Triggered Ebook Execution System Federal Register version (69 FR 18657)
34-49491	March 29, 2004	SR-SCCP-2001-09	Order Approving a Proposed Rule Change Relating to Establishing Risk Management Procedures for Short Settlement Transactions Federal Register version (69 FR 17724)
34-49492	March 29, 2004		Order Approving a Proposed Rule Change Relating to Ex-Clearing Account Transactions Federal Register version (69 FR 17724)
34-49497	March 29, 2004	SR-NASD-2003-184	Order Granting Approval of Proposed Rule Change by the National Association of Securities Dealers, Inc., To Require Members To Review and Update Executive Representative Contact Information on a Quarterly Basis View Received Comments Federal Register version (69 FR 17723)
34-49496	March 29, 2004	SR-CHX-2003-25	Order Handling Rules Federal Register version (69 FR 17722)
34-49487	March 26, 2004	SR-PCX-2004-05	Order Approving Proposed Rule Change Imposing a Connectivity Fee Applicable to Non-Members That Maintain a Connectivity Line With the Exchange *Comments Due:* 21 days after publication in the Federal Register Federal Register version (69 FR 17259)
34-49472	March 25, 2004	SR-CBOE-2003-35	Order Approving Proposed Rule Change, and Amendment Nos. 1, 2, and 3 Thereto by the Chicago Board Options Exchange, Inc. Relating to Non-Aggregation Treatment of Trading Units of Member Firms for Position and Exercise Limits Federal Register version (69 FR 17004)
34-49464	March 24, 2004	SR-NYSE-2004-03	Order Granting Accelerated Approval of Proposed Rule Changes by the New York Stock Exchange, Inc. and the National Association of Securities Dealers, Inc. Relating to Certain Prerequisites to and Exemptions From Taking the Research Analyst Qualification Examination ("Series 86/87") File Nos.: SR-NYSE-2004-03, SR-NASD-2004-020 View Received Comments See Also - Rel. No. 34-49314 Federal Register version (69 FR 16628)
34-49438	March 17, 2004	SR-AMEX-2003-78	Order Approving a Proposed Rule Change Relating To Resolving Uncompared Options Transactions Federal Register version (69 FR 13919)
34-49441	March 17, 2004	SR-Amex-2003-44	Order Granting Approval to Proposed Rule Change Relating to Percentages Used to Allocate Executed Options Contracts Between the Specialist and Registered Options Traders Federal Register version (69 FR 15916)
34-49420	March 16, 2004	SR-OCC-2003-08	Order Approving Proposed Rule Change Related to Delivery Settlement of Exercised Stock Options and Matured Stock Futures Federal Register version (69 FR 13345)
34-49414	March 12, 2004	SR-NYSE-2003-33	Order Granting Accelerated Approval of Amendment No. 2 Thereto by the New York Stock Exchange, Inc., Relating to Exchange Fees for Closed-End Funds View Received Comments See Also - Rel. No. 34-48833 Federal Register version (69 FR 13078)
34-49415	March 12, 2004	SR-NYSE-2003-29	Order Granting Approval of a Proposed Rule Change Relating Partial Transfers and Other Non-Standard Customer Account Transfers View Received Comments Federal Register version (69 FR 13608)
34-49406	March 11, 2004	SR-NASD-2003-173	Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the National Association of Securities Dealers, Inc., Through Its subsidiary, The Nasdaq Stock Market, Inc., Relating to the Nasdaq Closing Cross View Received Comments See Also - Rel. No. 34-48878 Federal Register version (69 FR 12879)
34-49388	March 10, 2004	SR-CBOE-2003-51	Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 by the Chicago Board Options Exchange, Inc. Relating to the Listing and Trading of Options on Three Russell Indexes View Received Comments See Also - Rel. No. 34-49111 Federal Register version (69 FR 12720)
34-49278	Feb. 19, 2004	SR-ISE-2003-34	Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto by the International Securities Exchange, Inc. Relating to Firm Quotations View Received Comments See Also - Rel. No. 34-48892, Comments received electronically are available Federal Register version (69 FR 8716)
34-49220	Feb. 11, 2004	SR-NASD-2003-128	Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto by the National Association of Securities Dealers, Inc. Relating to the Establishment of a Maximum ECN Access Fee in SuperMontage and the Elimination of SuperMontage's Price/Time With Fee Consideration and Price/Size Execution Algorithms View Received Comments Federal Register version (69 FR 7836)
34-49098	Jan. 16, 2004	SR-Phlx-2003-73	Order Granting Accelerated Approval of Amendment No. 3 Thereto Relating to the Demutualization of the Philadelphia Stock Exchange, Inc. View Received Comments See Also - Rel. No. 34-48847 Federal Register version (69 FR 3974)
34-49086	Jan. 15, 2004	SR-NASD-2003-157	Order Granting Accelerated Approval of Amendment No. 2 Thereto, by the National Association of Securities Dealers, Inc., Relating to the Permanent Fee Structure for the Trade Reporting and Compliance Engine (TRACE) View Received Comments See Also - Rel. No. 34-48714 Federal Register version (69 FR 3416)
34-49067	Jan. 14, 2004	SR-BSE-2003-19	Order Granting Accelerated Approval of Amendments No. 1 and 2 Thereto by the Boston Stock Exchange, Inc. Relating to the LLC Operating Agreement of the Proposed New Exchange Facility To Be Operated by the Boston Options Exchange Group LLC View Received Comments See Also - Rel. No. 34-48650 Federal Register version (69 FR 2761)
34-49065	Jan. 13, 2004	SR-BSE-2003-04	Order Granting Accelerated Approval to Amendments No. 2 and 3 to Proposed Rule Change by the Boston Stock Exchange, Inc. Relating to the Creation of the Boston Options Exchange Regulation, LLC View Received Comments Federal Register version (69 FR 2768)
34-49066	Jan. 13, 2004	SR-BSE-2003-17	Order Approving Proposed Rule Change Establishing Fees for the Boston Options Exchange Facility and Approving the Portion of the Proposed Rule Change Relating to Linkage Fees on a Pilot Basis Until January 31, 2004 See Also - Rel. No. 34-48787 Federal Register version (69 FR 2773)
34-49068	Jan. 13, 2004	SR-BSE-2002-15	Order Granting Accelerated Approval to Amendment No. 4 Thereto by the Boston Stock Exchange, Inc. Establishing Trading Rules for the Boston Options Exchange Facility See Also - Rel. No. 34-47186 Federal Register version (69 FR 2775)
34-49020	Jan. 5, 2004	SR-NASD-2003-143	Order Granting Approval to a Proposed Rule Change and Amendments Nos. 1, 2, and 3 Thereto to Establish a New "Auto-Ex" Order in Nasdaq's SuperMontage System View Received Comments See Also - Rel. No. 34-48675 Federal Register version (69 FR 1769)
34-48946	Dec. 17, 2003	SR-NYSE-2003-34	Order Approving Proposed Rule Change Relating to the Amendment and Restatement of the Constitution of the Exchange To Reform the Governance and Management Architecture of the Exchange View Received Comments See Also - Rel. No. 34-48764 Federal Register version (68 FR 74678)
34-48933	Dec. 16, 2003	SR-NASD-2002-168	Order Granting Accelerated Approval to Amendment No. 2, Thereto, Relating to Proposed NASD Rule 2130 Concerning the Expungement of Customer Dispute Information From the Central Registration Depository System View Received Comments See Also - Rel. No. 34-47435 Federal Register version (68 FR 74667)
34-48884	Dec. 5, 2003	SR-PHLX-2003-66	Order Granting Accelerated Approval to Amendment No. 3 by the Philadelphia Stock Exchange, Inc., Relating to the Listing and Trading of Options on the Nasdaq Composite Index View Received Comments Federal Register version (68 FR 69753)
34-48888	Dec. 5, 2003	SR-PCX-2003-46	Order Approving a Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. Relating to Transmission of Identity Orders View Received Comments See Also - Rel. No. 34-48598 Federal Register version (68 FR 70071)
34-48863	Dec. 1, 2003	SR-Amex-2003-65	Order Granting Accelerated Approval of Amendment No. 2 Relating To Enhanced Corporate Governance Requirements Applicable to Listed Companies View Received Comments See Also - Rel. No. 34-48706 Federal Register version (68 FR 68432)
34-48818	Nov. 21, 2003	SR-Amex-2003-28	Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change by the American Stock Exchange LLC Relating to the Elimination of the 10-Second Interval at Which Persons May Enter Auto-Ex Eligible Orders for Exchange-Traded Funds View Received Comments Federal Register version (68 FR 67496)
34-48745	Nov. 4, 2003	SR-NASD-2002-141	Order Granting Accelerated Approval of Amendment Nos. 2 and 3 to SR-NYSE-2002-33, Amendment Nos. 2, 3, 4 and 5 to SR-NASD-2002-141, Amendment Nos. 2 and 3 to SR-NASD-2002-80, Amendment Nos. 1, 2, and 3 to SR-NASD-2002-138, and Amendment No. 2 to SR-NASD-2002-139, Relating to Corporate Governance File Nos.: SR-NASD-2002-141, SR-NYSE-2002-33, SR-NASD-2002-80, SR-NASD-2002-138, SR-NASD-2002-139, SR-NASD-2002-141 View Received Comments Federal Register version (68 FR 64154)
34-48745	Nov. 4, 2003	SR-NYSE-2002-33	Order Granting Accelerated Approval of Amendment Nos. 2 and 3 to SR-NYSE-2002-33, Amendment Nos. 2, 3, 4 and 5 to SR-NASD-2002-141, Amendment Nos. 2 and 3 to SR-NASD-2002-80, Amendment Nos. 1, 2, and 3 to SR-NASD-2002-138, and Amendment No. 2 to SR-NASD-2002-139, Relating to Corporate Governance File Nos.: SR-NASD-2002-141, SR-NYSE-2002-33, SR-NASD-2002-80, SR-NASD-2002-138, SR-NASD-2002-139, SR-NASD-2002-141 View Received Comments Federal Register version (68 FR 64154)
34-48720	Oct. 30, 2003	SR-NYSE-2003-23	Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. Repealing Exchange Rule 500 and Amending Section 806 of the Listed Company Manual View Received Comments See Also - Rel. No. 34-48435 Federal Register version (68 FR 62645)
34-48701	Oct. 24, 2003	SR-NASD-99-60	Order Granting Accelerated Approval of Amendment No. 5 Thereto by the National Association of Securities Dealers, Inc. Relating to Restrictions on the Purchases and Sales of Initial Public Offerings of Equity Securities View Received Comments See Also - Rel. No. 34-42325, 34-43267 Federal Register version (68 FR 62126)
34-48648	Oct. 16, 2003	SR-Phlx-2003-37	Order Granting Approval of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. to Delete the Prohibition Against the Delivery of Electronically Generated Orders Via AUTOM View Received Comments See Also - Rel. No. 34-47977 Federal Register version (68 FR 60762)
34-48527	Sept. 23, 2003	SR-NASD-2003-85	Order Granting Accelerated Approval to Amendment Nos. 3, 4, 5, and 7 Thereto Relating to a Post-Trade Anonymity Feature in SuperMontage View Received Comments See Also - Rel. No. 34-48088 Federal Register version (68 FR 56361)
34-48442	Sept. 4, 2003	SR-NASD-2003-98	Order Approving Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. To Clarify Reporting Requirements for Transactions Conducted Through Electronic Communications Networks View Received Comments See Also - Rel. No. 34-48239 Federal Register version (68 FR 53767)
34-48447	Sept. 4, 2003	SR-CHX-2003-15	Order Granting Approval to Proposed Rule Change to Amend the CHX Membership Dues and Fees Schedule to Increase the Specialist Tape Credits for Certain Trades in Tape A and Tape B Securities View Received Comments See Also - Rel. No. 34-48076 Federal Register version (68 FR 53625)
34-48434	Sept. 3, 2003	SR-NASD-2003-81	Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto by National Association of Securities Dealers, Inc. Relating to Quote Decrementation in SuperMontage View Received Comments See Also - Rel. No. 34-47993 Federal Register version (68 FR 53409)