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Comments on NYSE Rulemaking: Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Trading in Hot Equity Offerings

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Date Sort descending	Letter Type	Commenter Name
Dec. 13, 2002	Public Comment	Roger D. Blanc, Willkie Farr & Gallagher
Sept. 24, 2002	Public Comment	Roger D. Blanc, Willkie Farr & Gallagher
Jan. 10, 2001	Public Comment	Andy Blum, Chairman, Syndicate Committee, Securities Industry Association
Jan. 8, 2001	Public Comment	Martin R. Miller, Willkie Farr & Gallagher
Dec. 29, 2000	Public Comment	Sullivan & Cromwell
Dec. 26, 2000	Public Comment	John G. Gaine, President, The Management Funds Association
Dec. 26, 2000	Public Comment	Mayor, Day, Caldwell & Keeton, L.L.P.
Dec. 26, 2000	Public Comment	William J. Schnoor, Jr., Testa Hurwitz & Thibeault, LLP, Boston, MA
Feb. 18, 2000	Public Comment	Christopher R. Franke, Chairman, Self-Regulation and Supervisory Committee, Securities Industry Association
Jan. 28, 2000	Public Comment	Roger D. Blanc

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-NASD-99-60

Release Number

34-42325

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