Comments on Proposed Rule: Ownership Reports and Trading by Officers, Directors and Principal Security Holdings

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment R. Cromwell Coulson, Chief Executive Officer, Pink Sheets LLC
Public Comment Allen & Overy LLP
Public Comment Robert E. Curley and Michael L. Hermsen; Mayer, Brown, Rowe & Maw LLP
Public Comment Alan D. Schnitzer and Joshua Ford Bonnie, Simpson Thacher & Bartlett LLP
Public Comment Dixie L. Johnson, Chair, Committee on Federal Regulation of Securities, Business Law Section, American Bar Association
Public Comment Steven B. Feirson and Carolyn H. Feeney, Dechert LLP, on behalf of Sterling Holding Company, LLC; and Paul Vizcarrondo, Jr., Wachtell, Lipton, Rosen & Katz, on behalf of National Semiconductor Corporation
Public Comment George P. Barsness, Esq., and Joseph G. Connolly, Jr., Esq., Hogan & Hartson, L.L.P.
Public Comment Scott Kursman, Vice President & Associate General Counsel, Securities Industry Association
Public Comment Goodwin Procter LLP
Public Comment Jonathan P. Meier and Richard E. Spoonemore, Sirianni Youtz Meier & Spoonemore
Public Comment Michael J. Holliday, Chair of the Committee, Business Law Section, New York State Bar Association
Public Comment Sean E. Dempsey, Securities Law Committee, American Society of Corporate Secretaries
Public Comment Sullivan & Cromwell LLP
Public Comment Jeffrey S. Abraham and Mitchell M.Z. Twersky, Abraham Fruchter & Twersky LLP
Public Comment Paul D. Wexler
Public Comment Mel Gates, Hilton Head, South Carolina
Public Comment James L. Nesfield
Public Comment Raymond H. Gambel, Adjunct Faculty, various institutions, Metairie, Louisiana

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-27-04
Release Number
34-49895
How to submit comments