Comments on Proposed Rule: Proposed Rule Changes of Self-Regulatory Organizations

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Date Received
Date Letter Type Commenter Name
Public Comment The National Securities Clearing Corporation
Public Comment Darla C. Stuckey, Corporate Secretary, New York Stock Exchange, Inc.
Public Comment Joanne Moffic-Silver, Chicago Board Options Exchange
Public Comment Michael L. Kosoff
Public Comment Michael J. Ryan, Jr., Executive Vice President & General Counsel, American Stock Exchange LLC
Public Comment Edward S. Knight, Executive Vice President, Nasdaq Stock Market, Inc.
Public Comment Elisse B. Walter, Executive Vice President, NASD, Regulatory Policy and Programs, National Association of Securities Dealers, Inc.
Public Comment Dorothy M. Donohue, Associate Counsel, Investment Company Institute
Public Comment Ellen J. Neely, Senior Vice President and General Counsel, Chicago Stock Exchange
Public Comment John Polanin Jr., Chairman, SIA Self-Regulation and Supervisory Practices Committee, Securities Industry Association
Public Comment John Polanin Jr., Chairman, SIA Self-Regulation and Supervisory Practices Committee, Securities Industry Association
Public Comment Michael J. Simon, Senior Vice President and Secretary, International Securities Exchange, Inc.
Public Comment R. Gerald Baker, Compliance and Regulatory Consultant, Kewadin, Michigan
Public Comment Thomas W. Sexton, Vice President and General Counsel, National Futures Association
Public Comment Charlotte M. Bahin, Senior Vice President, Regulatory Affairs, America's Community Bankers
Public Comment Edward L. Pittman, Esq., Thelen Reid & Priest LLP
Public Comment William H. Navin, Executive Vice President and General Counsel And Secretary, The Options Clearing Corporation
Public Comment James J. Angel, Ph.D., CFA, Associate Professor of Finance, McDonough School of Business, Georgetown University
Public Comment Junius W. Peake, Monfort Distinguished Professor of Finance, Kenneth W. Monfort College of Business, University of Northern Colorado
Public Comment Barry S. Augenbraun, Senior Vice President, Raymond James Financial, Inc, St. Petersburg, Florida
Public Comment Joseph Smith, Feldman Weinstein LLP, New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-18-04
Release Number
34-49505
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