Definition of Nationally Recognized Statistical Rating Organization

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Market Regulation regarding a October 18, 2005, meeting with representatives of Rapid Ratings
Meeting with SEC Officials Memorandum from the Office of Commissioner Atkins regarding a July 19, 2005, meeting with Shawn Egan of Egan-Jones Ratings Co., Geoff Gradler of Capitol Ideas, and Tom Glynn
Public Comment Rudolf Siebel, Managing Director, and Frank Schoendorf, Vice President, BVI German Investment and Asset Management Association
Public Comment Charles S. Morrison, Money Market Group Leader, Fidelity Management & Research Company
Public Comment Cate Long, Multiple-Markets, Rhinebeck, New York
Public Comment Kent Wideman, Group Managing Director, Financial Institutions & Policy, Dominion Bond Rating Service
Public Comment Alex J. Pollock, Resident Fellow, American Enterprise Institute, Washington, District of Columbia
Public Comment Amy B.R. Lancellotta, Senior Counsel, The Investment Company Institute
Public Comment Bonnie Jeyam, Jackie Savinon, Lynette Terrelonge, Weekend Bachelor of Business Administration - Cohort 18, Florida International University, Miami, Florida
Public Comment Charles D. Brown, General Counsel, Fitch, Inc.
Public Comment Dennis Ling, Chairman, FEI Committee on Corporate Finance, Financial Executives International
Public Comment Don Campbell, President, First Southwest Company, Dallas, Texas
Public Comment Frank Partnoy, Professor of Law, University of San Diego, San Diego, California
Public Comment Jeanne M. Dering, Executive Vice President, Global Regulatory Affairs & Compliance, Moody's Investors Service
Public Comment John M. Fitzgerald, Esquire, Chevy Chase, Maryland
Public Comment Kathleen A. Corbet, President, Standard & Poor's
Public Comment Larry G. Mayewski, Executive Vice President & Chief Rating Officer, A.M. Best Company, Inc.
Public Comment Marjorie E. Gross, Senior Vice President and Regulatory Counsel, The Bond Market Association and Frank A. Fernandez, Senior Vice President and Chief Economist, Securities Industry Association
Public Comment Rosalind A. Knapp, Deputy General Counsel, U.S. Department of Transportation, Washington, District of Columbia
Public Comment Yasuhiro Harada, President, Rating and Investment Information, Inc.
Public Comment Dr. Patrick Caragata, Managing Director and CEO, Rapid Ratings Pty Ltd
Public Comment Lawrence J. White, Professor of Economics, Stern School of Business, New York University, New York, New York
Public Comment Marcus Christian Hartwall, Head of Sales, Lunicore, and Christian Pettersson, Lund, Sweden
Additional Files:
Public Comment Naohiko Matsuo, Director for International Financial Markets, Financial Services Agency, Japan
Public Comment James A. Kaitz, President and CEO, Association for Financial Professionals
Public Comment Barron Putnam, Ph.D, President, LACE Financial Corporation
Public Comment Securities Law Committee, Society of Corporate Secretaries and Governance Professionals
Public Comment Takefumi Emori, Director, Japan Credit Rating Agency, Ltd.
Public Comment Egan-Jones Ratings Company
Public Comment William Michael Cunningham, Social Investment Advisor, Washington, District of Columbia

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-04-05
Release Number
33-8570
34-51572
IC-26834
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