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Comments on Proposed Rule:
Fair Administration and Governance of Self-Regulatory Organizations; Disclosure and Regulatory Reporting by Self-Regulatory Organizations; Recordkeeping Requirements for Self-Regulatory Organizations; Ownership and Voting Limitations for Members of Self- Regulatory Organizations; Ownership Reporting Requirements for Members of Self- Regulatory Organizations; Listing and Trading of Affiliated Securities by a Self- Regulatory Organization

[Release No. 34-50699; File No. S7-39-04]

 

 

http://www.sec.gov/rules/proposed/s73904.shtml


Modified: 10/16/2014